secwatch / observer
8-K filed February 14, 2023, 6:59 PM ET ticker SLND CIK 0001883814
M&A confidence high sentiment neutral materiality 0.65

Southland Holdings, Inc. (SLND): M&A transaction — SPAC Legato Merger Corp. II closes merger with Southland Holdings; Southland members own 77.8%

Southland Holdings, Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Brian Pratt

Director
SLND · Southland Holdings, Inc.
Effective
2023-02-14
Filed
February 14, 2023, 6:59 PM ET
Gregory Monahan and Brian Pratt, two former directors of Legato II, became directors of the Company as of the Closing.
Appointed

Gregory Monahan

Director
SLND · Southland Holdings, Inc.
Effective
2023-02-14
Filed
February 14, 2023, 6:59 PM ET
Gregory Monahan and Brian Pratt, two former directors of Legato II, became directors of the Company as of the Closing.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Brian Pratt was appointed as Director at Southland Holdings, Inc..

Action
became a director
Role
Director
Exact text from the filing
Gregory Monahan and Brian Pratt, two former directors of Legato II, became directors of the Company as of the Closing.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Gregory Monahan was appointed as Director at Southland Holdings, Inc..

Action
became a director
Role
Director
Exact text from the filing
Gregory Monahan and Brian Pratt, two former directors of Legato II, became directors of the Company as of the Closing.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Southland Holdings, Inc.: Filed Second A&R Charter with Delaware Secretary of State.

Change
charter amendment
Exact text from the filing
On the Closing Date, the Company filed the Second A&R Charter with the Secretary of State of the State of Delaware.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Southland Holdings, Inc.: Company ceased to be a shell company due to business combination.

Change
shell status
Exact text from the filing
the Company ceased to be a shell company (as defined in Rule 12b-2 of the Exchange Act) as of the Closing.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Southland Holdings, Inc.: Adopted Amended and Restated Bylaws.

Change
bylaw amendment
Exact text from the filing
upon the Closing, pursuant to the terms of the Merger Agreement, the Company adopted the Amended and Restated Bylaws
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.99

Southland Holdings, Inc. underwent a change of control involving Southland Holdings LLC for 33,793,111 shares of common stock issued to former members of Southland in exchange for their membership interests (closed 2023-02-14).

Action
change of control
Counterparty
Southland Holdings LLC
Consideration
33,793,111 shares of common stock issued to former members of Southland in exchange for their membership interests
Closing
2023-02-14
Exact text from the filing
as the “ Business Combination ”, and the consummation of the Business Combination on the Closing Date is referred to herein as the “ Closing ”. At Closing, the Company issued 33,793,111 shares of common stock (“ Common Stock ”) to the former members of Southland (“ Southland Members ”) in exchange for their membership interests in Southland (“ Southland
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Southland Holdings, Inc. entered into Amended and Restated Registration Rights Agreement with certain Southland Members, the Initial Stockholders, and EarlyBirdCapital, Inc..

Action
entry
Counterparty
certain Southland Members, the Initial Stockholders, and EarlyBirdCapital, Inc.
Exact text from the filing
the Company, certain Southland Members, the Company’s stockholders prior to its initial public offering (the “ Initial Stockholders ”), including each of Legato II’s officers and directors, and EarlyBirdCapital, Inc. (“ EBC ”) entered into the Amended and Restated Registration Rights Agreement (the “ Amended and Restated Registration Rights Agreement ”).
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Southland Holdings, Inc. shareholders approved To approve amendments to the Prior Charter, to: a. increase the number of authorized shares of Common Stock from 50 million shares to 500 million shares and increase the number of authorized shares of Preferred Stock from one million shares to 50 million shares. at the 2023-02-14 meeting.

Proposal
charter amendment
Outcome
passed
Meeting
2023-02-14
Exact text from the filing
For Against Abstain Broker Non-Votes 21,519,667 3,216,386 0 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Southland Holdings, Inc. shareholders approved To approve the Incentive Plan. at the 2023-02-14 meeting.

Proposal
equity plan
Outcome
passed
Meeting
2023-02-14
Exact text from the filing
For Against Abstain Broker Non-Votes 21,519,665 3,216,338 0 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Southland Holdings, Inc. shareholders approved To approve and adopt the Merger Agreement, and the Transactions, including the Merger and the issuance of shares of Common Stock to the Southland Members in the Merger. at the 2023-02-14 meeting.

Proposal
merger approval
Outcome
passed
Meeting
2023-02-14
Exact text from the filing
For Against Abstain Broker Non-Votes 24,519,067 3,216,386 600 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Southland Holdings, Inc. shareholders approved To approve amendments to the Prior Charter, to: b. change Legato II’s name from “Legato Merger Corp. II” to “Southland Holdings, Inc.” at the 2023-02-14 meeting.

Proposal
charter amendment
Outcome
passed
Meeting
2023-02-14
Exact text from the filing
For Against Abstain Broker Non-Votes 21,519,667 3,216,386 0 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Southland Holdings, Inc. shareholders approved To elect seven directors to the board of directors of the Company to serve following the consummation of the Transactions. at the 2023-02-14 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-02-14
Exact text from the filing
Director For Withheld Broker Non-Vote Mario Ramirez 19,609,870 2,542,386 2,583,797
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Southland Holdings, Inc. shareholders approved To approve amendments to the Prior Charter, to: c. remove the various provisions applicable only to special purpose acquisition companies that will no longer be applicable to Legato II after the consummation of the Transactions, including the elimination of Article VI. at the 2023-02-14 meeting.

Proposal
charter amendment
Outcome
passed
Meeting
2023-02-14
Exact text from the filing
For Against Abstain Broker Non-Votes 24,062,051 2 674,000 0
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

Southland Holdings, Inc. shareholders approved To approve (a) the issuance of Legato II Common Stock in the Merger in an amount greater than 20% of the shares of Legato II Common Stock outstanding before such issuances and (b) the issuance of Legato II Common Stock resulting in a change of control of Legato II, as such approval is required by th at the 2023-02-14 meeting.

Proposal
merger approval
Outcome
passed
Meeting
2023-02-14
Exact text from the filing
For Against Abstain Broker Non-Votes 21,519,065 3,216,388 600 0
View on SEC.gov

74 governance changes filed in the last 30 days. Browse all governance changes →

Southland Holdings, Inc. filing history →

Source: SEC EDGAR
accession 0001829126-23-001536
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