regulatory
confidence high
sentiment negative
materiality 0.70
Aeries receives Nasdaq deficiency notice for late 10-Q and 10-K; has until Sep 30 for compliance plan
Aeries Technology, Inc.
- Notice received Sep 5, 2024 for failure to timely file Q2 FY2025 10-Q and still delinquent FY2024 10-K (due Mar 31, 2024).
- Company must submit a compliance plan by Sep 30, 2024; Nasdaq may grant extension to Jan 13, 2025.
- No immediate effect on listing or trading of AERT shares or warrants on Nasdaq Capital Market.
- Company says it is working diligently to file both reports as soon as practicable but cannot provide specific timing.