Recent 8-K filings for AERT

• April 3, 2026, 7:59 PM ET regulatory materiality 0.75 negative item 3.01 ◈ Listing & Compliance Notices

  Aeries Technology receives Nasdaq delisting notice for bid price non-compliance; plans to request hearing

  Received Nasdaq Staff delisting notice on March 31, 2026 for failing minimum bid price (Rule 5550(a)(2)).

• March 30, 2026, 7:59 PM ET leadership materiality 0.45 neutral item 5.02

  CTO Unni Nambiar resigns to lead India subsidiary; CEO Bhisham Khare appointed PAO

  CTO Unnikrishnan Balakrishnan Nambiar resigned effective March 31, 2026 to take a leadership role at Aeries' wholly-owned India subsidiary.

• March 20, 2026, 7:59 PM ET leadership materiality 0.65 neutral item 5.02item 9.01

  CFO Daniel S. Webb resigns effective March 30, 2026; CEO Bhisham Khare appointed Principal Financial Officer

  CFO Daniel S. Webb agreed to resign effective March 30, 2026; mutual decision, no disagreement over operations.

• March 4, 2026, 6:59 PM ET other material materiality 0.55 positive item 5.07item 7.01item 9.01

  Aeries shareholders OK 1:10 reverse split but won't implement near term; $5M buyback authorized

  Shareholders approved share consolidation up to 1:10, but Board does not intend to implement in near term.

• March 2, 2026, 6:59 PM ET other material materiality 0.50 positive item 8.01item 9.01

  Aeries Technology authorizes up to $5.0M share repurchase program over 12 months

  Board authorized up to $5.0M buyback of Class A ordinary shares over a twelve-month period.

• February 9, 2026, 6:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Aeries Tech Q3 FY26 revenue $17.5M, net income $1.2M; raises FY26 Adj. EBITDA guidance to $7-8M

  Revenue of $17.5M, net income of $1.2M, adjusted EBITDA of $2.5M (14.1% margin).

• January 28, 2026, 6:59 PM ET debt materiality 0.65 negative item 1.01item 9.01 ◈ Material Agreements

  Aeries Technology amends Sandia forward purchase agreement; $1.8M outstanding with 15% interest

  Outstanding amount of $1,812,063.23 recognized under amended Letter Agreement with Sandia.

• January 7, 2026, 6:59 PM ET other material materiality 0.15 neutral item 1.01item 9.01 ◈ Material Agreements

  Aeries Technology extends share sale period with Sandia to Jan 9, 2026 at $1.05 floor

  Amendment extends Designated Period for Class A ordinary share sales from Dec 31, 2025 to Jan 9, 2026.

• November 10, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Aeries Technology reports Q2 net income $0.64M, first-half profitability; guides FY2026 Adj. EBITDA $6-8M

  Revenue $17.36M (+3% YoY); net income $0.64M vs net loss $2.31M in Q2 FY2025.

• October 3, 2025, 7:59 PM ET regulatory materiality 0.65 negative item 3.01

  Aeries Technology receives Nasdaq bid price deficiency notice; 180 days to cure

  Nasdaq notice on Sept 30, 2025: AERT failed to maintain $1.00 minimum bid for 30 consecutive business days through Sept 26.

• October 1, 2025, 7:59 PM ET other material materiality 0.50 neutral item 1.01item 9.01

  Aeries Technology enters ATM equity offering for up to $4.485M with Roth Capital

  Sales Agreement with Roth Capital Partners for at-the-market offering of Class A ordinary shares up to $4.485M.

• September 16, 2025, 7:59 PM ET other material materiality 0.72 negative item 1.01item 9.01

  Aeries restructures $2.66M forward purchase liability; may issue up to 500K+ shares to Sandia

  Remaining liability of $2,656,222.87 under Forward Purchase Agreement with Sandia.

• August 14, 2025, 7:59 PM ET earnings materiality 0.85 positive item 2.02item 9.01

  Aeries Tech Q1 net income $1.7M vs loss $15.3M YoY; cash flow positive

  Revenue of $15.3M, driven by demand for AI-powered GCC services.

• July 17, 2025, 7:59 PM ET regulatory materiality 0.60 positive item 7.01item 8.01item 9.01

  Aeries Technology regains compliance with Nasdaq minimum bid price requirement

  Received Nasdaq notification on July 17, 2025 confirming compliance with Rule 5550(a)(2); matter closed.

• July 3, 2025, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Aeries Technology reports FY2025 revenue $70.2M, Core Adj EBITDA $7.4M beat; reaffirms FY2026 outlook

  Revenue $70.2M; North America up 15% YoY to $65.5M, now 93.3% of mix.

• July 2, 2025, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  Aeries beats core EBITDA guidance, reports FY2025 net loss $21.6M

  Revenue $70.2M (-3.2% YoY); North America revenue $65.5M (+15% YoY).

• July 1, 2025, 7:59 PM ET earnings materiality 0.75 negative item 2.02

  Aeries Technology expects FY2025 operating loss of ~$28.8M vs prior year income of $3.0M

  Preliminary loss from operations of approximately $28.8M for year ended March 31, 2025.

• June 25, 2025, 7:59 PM ET leadership materiality 0.35 neutral item 5.02

  Director Ramesh Venkataraman to resign from board, become advisory chair

  Venkataraman resigns from Board effective June 30, 2025.

• April 2, 2025, 7:59 PM ET other material materiality 0.45 neutral item 3.03item 5.07item 5.02item 9.01

  Aeries Tech shareholders approve charter amendments, elect directors, ratify auditor; new exec employment agreements

  Shareholders approved Second Amended and Restated Memorandum and Articles of Association by special resolution, modifying rights of security holders.

• February 26, 2025, 6:59 PM ET regulatory materiality 0.75 negative item 3.01

  Aeries Technology receives Nasdaq bid-price deficiency notice; cure period until Aug 19, 2025

  Nasdaq notified AERT on Feb 20, 2025 that shares closed below $1.00 for 30 consecutive business days through Feb 19.

• February 14, 2025, 6:59 PM ET earnings materiality 0.67 neutral item 2.02item 9.01

  Aeries Tech Q3 FY2025 revenue $17.6M (-6.8% YoY); net income $2.0M swings from prior loss; core adj EBITDA $1.5M

  Revenue $17.6M, down 6.8% YoY; North America revenue up 13.1%.

• December 4, 2024, 6:59 PM ET other material materiality 0.80 negative item 1.01item 5.02item 9.01

  Aeries Tech resets forward purchase to $0.25, CFO Nair terminated, CEO becomes interim CFO, pay cuts of 29%

  Amended forward purchase agreement sets Reset Price at $0.25/share; maturity extended to 14 months post-Nov 2023 business combination.

• November 19, 2024, 6:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01

  Aeries Technology Q2 FY2025 net loss $2.3M; revenue down 4% to $16.9M

  Revenue $16.9M, down 4% YoY; North America revenue $15.7M, up 13% from $13.9M.

• September 10, 2024, 7:59 PM ET regulatory materiality 0.70 negative item 3.01item 7.01item 9.01

  Aeries receives Nasdaq deficiency notice for late 10-Q and 10-K; has until Sep 30 for compliance plan

  Notice received Sep 5, 2024 for failure to timely file Q2 FY2025 10-Q and still delinquent FY2024 10-K (due Mar 31, 2024).

• August 15, 2024, 7:59 PM ET other material materiality 0.55 negative item 4.01item 9.01

  Aeries Technology dismisses auditor KNAV, appoints MCA as new independent accountant

  Audit committee dismissed KNAV CPA LLP on Aug 11, 2024; replaced by Manohar Chowdhry & Associates (MCA) for FY2024 and FY2023 audits.

• August 6, 2024, 7:59 PM ET regulatory materiality 0.70 negative item 3.01item 7.01item 9.01

  Aeries Technology receives Nasdaq deficiency notice for delayed FY2024 10-K filing

  Received Nasdaq notice on July 31, 2024 for failure to timely file FY2024 Form 10-K.

• June 11, 2024, 7:59 PM ET other material materiality 0.55 neutral item 5.02item 9.01

  Aeries Technology boosts share reserve to 11.93M, adds evergreen provision, amends exec agreements

  Board approved Amendment No. 1 to 2023 Equity Incentive Plan, increasing authorized shares to 11,928,287.

• April 12, 2024, 7:59 PM ET other material materiality 0.50 neutral item 1.01item 3.02item 7.01item 9.01 ◈ Material Agreements

  Aeries Technology raises $5M via PIPE at $2.21/share with institutional investor

  Issued 2,261,778 new Class A ordinary shares at $2.21 per share to Oyster Bay Fund Limited.

• April 9, 2024, 7:59 PM ET other material materiality 0.75 neutral item 3.02item 8.01item 5.01

  Aeries Technology Chairman exchanges AARK shares for 21.3M Class A shares; voting power rises to 72%

  Chairman Venu Raman Kumar exchanged 9,500 AARK shares for 21,337,000 Class A ordinary shares on April 5, 2024.

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.85 · Median 0.65 · Most common event other_material

8 positive 11 negative 10 neutral

source · AERT on sec.gov