Recent 8-K filings for AMSS

• October 14, 2026, 4:30 PM ET regulatory materiality 0.65 negative item 3.01

  AMASS Brands hit with Nasdaq minimum bid price notice; deadline April 7, 2027

  Nasdaq letter dated Oct 9, 2026: bid price closed below $1.00 for 30 consecutive business days (Aug 26-Oct 8, 2026), breaching Rule 5450(a)(1).

• October 6, 2026, 4:15 PM ET earnings materiality 0.65 positive item 2.02item 7.01item 9.01

  AMASS Brands prelim Q3 2026 revenue ~$5.3M, up 30% YoY, topping $4.4M guidance by ~20%

  Preliminary unaudited Q3 2026 net revenue of approximately $5.3 million, up ~30% from $4.1 million in the prior-year quarter; exceeded guidance of at least $4.4 million by ~20%.

• August 17, 2026, 8:44 AM ET earnings materiality 0.75 neutral item 2.02item 9.01

  AMASS Q2 net revenue $5.6M (+2%); guides FY26 ≥$18.5M, FY27 ≥$22.2M

  Net revenue $5.6M, up 2% YoY; Non-Alc & Functional segment $0.4M, up 132%.

• August 5, 2026, 5:22 PM ET other material materiality 0.65 negative item 1.01item 1.02item 9.01

  AMASS Brands settles $4M wine purchase obligation for $427k; terminates Full Glass agreement

  Original $4M purchase obligation replaced with $427k settlement; $31,750 due by July 31, 2026.

• July 27, 2026, 4:30 PM ET regulatory materiality 0.75 negative item 3.01

  AMASS Brands receives Nasdaq delisting notice for market value below $50M and $15M thresholds

  Nasdaq notified AMASS that MVLS was below $50M and MVPHS below $15M for 30 consecutive business days through July 21, 2026.

• June 12, 2026, 7:02 PM ET other material materiality 0.65 negative item 1.01item 9.01 ◈ Material Agreements

  Amass Brands lowers warrant exercise price to $3.00 for 90 days, then $16.00

  Amendment with Streeterville Capital reduces warrant exercise price to $3.00/share for 90 days from June 12, 2026.

• May 29, 2026, 4:45 PM ET other material materiality 0.60 negative item 1.01item 9.01 ◈ Material Agreements

  AMASS Brands lowers warrant exercise price to $5 for 90 days, then $16

  Reduced exercise price to $5.00 per share for 90 days from May 29, 2026.

• May 26, 2026, 4:15 PM ET other material materiality 0.60 neutral item 3.02item 9.01 ◈ Equity Issuances

  AMASS Brands closes $6.99M Series C convertible preferred sale to Streeterville Capital

  Second closing under SPA: 7,000 Series C Convertible Preferred shares issued for $6,990,000 net proceeds.

• May 20, 2026, 8:03 AM ET other material materiality 0.75 positive item 5.03item 8.01item 9.01 ◈ Governance Changes

  AMASS Brands completes Nasdaq direct listing; Series C Preferred created

  Common stock began trading May 20, 2026 on Nasdaq Capital Market under ticker AMSS; no new shares issued in direct listing.

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.75 · Median 0.62 · Most common event other_material

2 positive 5 negative 7 neutral

source · AMSS on sec.gov