Recent 8-K filings for CETY

• May 29, 2026, 4:57 PM ET regulatory materiality 0.60 negative item 3.01 ◈ Listing & Compliance Notices

  Clean Energy Technologies receives Nasdaq delisting notice for late Q1 filing

  Nasdaq notified CETY on May 26, 2026 of non-compliance for failing to file Q1 2026 Form 10-Q on time.

• May 7, 2026, 7:59 PM ET other material materiality 0.85 negative item 4.02 ◈ Auditor Changes

  Clean Energy Technologies restates financials for 2022-2025 due to accounting errors

  Board concluded accounting for long-term receivables, contract assets, revenue recognition, and interest income was incorrect for periods Jan 1, 2022 to Sep 30, 2025.

• April 23, 2026, 7:59 PM ET regulatory materiality 0.75 negative item 3.01 ◈ Listing & Compliance Notices

  Clean Energy Tech gets Nasdaq notice for late 10-K; must submit plan within 60 days

  Nasdaq notified CETY on April 17, 2026, of non-compliance with Rule 5250(c)(1) due to unfiled 2025 10-K.

• March 10, 2026, 7:59 PM ET debt materiality 0.70 negative item 1.01item 2.03item 3.02item 9.01 ◈ Debt Financings ×3◈ Material Agreements ×3

  CETY issues $147,840 note to 1800 Diagonal; refinances $1.2M advances from Mega and Noblebear

  Sold $147,840 convertible note to 1800 Diagonal for $132K; net $125K after fees.

• December 30, 2025, 6:59 PM ET other material materiality 0.60 neutral item 1.01item 3.02item 9.01 ◈ Material Agreements ×2

  Clean Energy Tech raises $679k via private placement of 1.57M shares at $0.4326/share

  Sold 913,842 shares on Dec 24 for $395,328; 656,158 shares on Dec 29 for $283,855.

• December 2, 2025, 6:59 PM ET other material materiality 0.65 negative item 3.02item 9.01

  CETY issues ~2.28M shares in Nov-Dec 2025 via conversions and warrant exercises

  Company issued 2,278,182 common shares across eight transactions between Nov 21 and Dec 1, 2025.

• September 30, 2025, 7:59 PM ET other material materiality 0.60 neutral item 3.03item 5.03item 9.01 ◈ Governance Changes

  Clean Energy Technologies announces 1-for-15 reverse stock split to regain Nasdaq compliance

  Reverse split effective at open of business on October 6, 2025; ticker symbol CETY unchanged.

• July 23, 2025, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 2.03item 3.02item 9.01 ◈ Debt Financings

  Clean Energy Technologies issues $201K convertible note and 125K shares to Firstfire for $175K

  Company sold $201,250 convertible note and 125,000 shares to Firstfire for aggregate $175,000; net funding $169,500.

• May 7, 2025, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 3.02item 8.01item 9.01

  Clean Energy Tech raises $4.4M in private placement of 10.73M shares at $0.41; now meets Nasdaq equity standard

  Sold 10,731,707 common shares at $0.41 each for gross proceeds of $4,400,000 in a Rule 506(b) offering to accredited investors.

• May 7, 2025, 7:59 PM ET regulatory materiality 0.70 negative item 3.01item 9.01

  CETY receives Nasdaq extension until Nov 3, 2025 to meet $1 bid price rule

  Nasdaq granted additional 180-day period to November 3, 2025 to regain compliance with minimum $1.00 bid price.

• April 24, 2025, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 2.03item 3.02item 9.01

  Clean Energy Technologies issues $256K convertible note to Pacific Pier, receives $223.4K net

  Issued $256K principal convertible note and 45,000 shares of common stock to Pacific Pier Capital for net proceeds of $223,400.

• March 4, 2025, 6:59 PM ET debt materiality 0.70 neutral item 1.01item 2.03item 3.02item 9.01

  Clean Energy Technologies issues $620K convertible note, warrants to Mast Hill Fund

  Sold $620K junior secured convertible note and warrants for 310K shares to Mast Hill Fund for $558K; net $500K after fees.

• January 22, 2025, 6:59 PM ET debt materiality 0.65 negative item 1.01item 2.03item 3.02item 9.01

  CETY issues $1.64M convertible note to Mast Hill; net proceeds ~$308K after paying prior debt

  Note principal $1,637,833.33, 10% annual interest, 12-month maturity, convertible at lower of $2.50 or 90% of 5-day VWAP.

• January 10, 2025, 6:59 PM ET regulatory materiality 0.60 negative item 3.01 ◈ Listing & Compliance Notices

  Clean Energy Technologies receives Nasdaq delisting notice for failure to hold annual meeting

  Nasdaq notified CETY on Jan 8, 2025, that it failed to hold an annual meeting within 12 months of FYE Dec 31, 2023.

• December 11, 2024, 6:59 PM ET other material materiality 0.60 neutral item 1.01item 3.02item 9.01

  Clean Energy Technologies enters $5M equity line with Mast Hill Fund, issues warrant

  Equity line of credit up to $5M over 24 months; company can require purchases of common stock via put notices.

• November 8, 2024, 6:59 PM ET regulatory materiality 0.70 negative item 3.01

  CETY receives Nasdaq deficiency notice for bid price below $1.00; 180-day cure period until May 5, 2025

  Received Nasdaq letter on Nov 5, 2024 for non-compliance with minimum bid price rule 5550(a)(2).

• June 26, 2024, 7:59 PM ET debt materiality 0.70 neutral item 1.01item 2.03item 3.02item 9.01

  Clean Energy Technologies subsidiary VRG enters $12M loan agreement with FPM Development and Evergreen Credit Facility

  VRG borrowed $12M from FPM Development LLC and Evergreen Credit Facility I LLP, secured by two VRG contracts and a corporate guarantee from CETY.

• June 24, 2024, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 3.02item 9.01

  Clean Energy Technologies raises $1.08M via private placement of units

  Sold ~1,203,333 units at $0.90 each for aggregate proceeds of $1,083,000.

• March 20, 2024, 7:59 PM ET other material materiality 0.65 neutral item 1.01item 3.02item 9.01

  CETY enters private placement for up to $900K; units at $0.45 with 1-yr warrants at $1.60

  Up to 2,000,000 units sold at $0.45/unit; each unit consists of 1 share common and 1 warrant.

Executive changes

Materiality & sentiment trend

Max materiality 0.85 · Median 0.60 · Most common event debt

0 positive 9 negative 28 neutral

source · CETY on sec.gov