Recent 8-K filings for FRBP

• July 30, 2026, 4:05 PM ET leadership materiality 0.30 neutral item 5.02

  Franklin BSP Capital appoints Kathleen Oates as Chief Accounting Officer, replacing Nina Baryski

  Kathleen Oates appointed Chief Accounting Officer (Principal Financial Officer and Principal Accounting Officer) effective July 27, 2026.

• June 29, 2026, 5:05 PM ET other material materiality 0.15 neutral item 5.07

  Franklin BSP Capital shareholders elect Kramer, Michelson as directors, approve below-NAV stock sales

  Ronald J. Kramer and Leslie D. Michelson elected Class III directors until 2029 with ~64.6M and ~65.0M votes for, respectively.

• May 8, 2026, 7:59 PM ET leadership materiality 0.50 neutral item 5.02 ◈ executive_change

  CFO Nina Baryski resigns effective July 27, 2026 to pursue other opportunity

  Nina Baryski notified board of resignation as CFO and Treasurer, effective close of business July 27, 2026.

• April 16, 2026, 7:59 PM ET debt materiality 0.70 positive item 1.01item 2.03item 9.01 ◈ Debt Financings◈ Material Agreements

  Franklin BSP Capital ups credit facility to $400M, lowers spread, extends maturity

  Facility amount increased from $300M to $400M.

• January 29, 2026, 6:59 PM ET leadership materiality 0.30 neutral item 5.02

  Franklin BSP Capital appoints Jamie Smith as COO effective Jan 28, 2026

  Jamie Smith appointed COO of Franklin BSP Capital, effective immediately.

• October 3, 2025, 7:59 PM ET debt materiality 0.55 neutral item 1.01item 2.03item 9.01 ◈ Debt Financings

  Franklin BSP Capital issues $300M of 6.000% notes due 2030

  Issued $300M aggregate principal of 6.000% notes maturing Oct 2, 2030; interest payable semi-annually.

• September 29, 2025, 7:59 PM ET debt materiality 0.65 neutral item 1.01item 9.01

  Franklin BSP Capital issues $300M 6.000% Notes due 2030

  Issued $300M aggregate principal of 6.000% Notes due 2030; priced at 98.844% of par.

• July 3, 2025, 7:59 PM ET debt materiality 0.55 positive item 1.01item 2.03item 9.01 ◈ Debt Financings

  Franklin BSP Capital subsidiary ups credit facility by $250M to $1.05B, cuts margin by 10 bps

  FBCC Jupiter Funding entered Second Amendment on June 30, 2025, raising facility commitments from $800M to $1.05B.

• June 26, 2025, 7:59 PM ET other material materiality 0.15 neutral item 5.07

  Franklin BSP Capital shareholders elect directors, approve below-NAV stock sales

  Edward G. Rendell elected Class II director with 65,913,611 votes for; Dennis M. Schaney elected with 5,109,830 votes for.

• January 22, 2025, 6:59 PM ET debt materiality 0.50 neutral item 1.01item 2.03item 9.01

  Franklin BSP Capital ups revolving credit facility to $780M, extends maturity to 2030

  Commitments increased to $780.0 million with accordion provision up to $1.17 billion.

• January 3, 2025, 6:59 PM ET debt materiality 0.60 positive item 1.01item 1.02item 2.03item 9.01

  Franklin BSP Capital subsidiary ups credit facility to $800M, extends to 2029, reduces margin to 2.25%

  FBCC Jupiter Funding entered First Amendment increasing facility commitments from $400M to $800M.

• October 25, 2024, 7:59 PM ET debt materiality 0.55 neutral item 8.01

  Franklin BSP Capital prices $100M add-on of 7.200% notes due 2029

  Priced $100M aggregate principal of 7.200% notes due 2029 in private placement to QIBs and non-U.S. persons.

• September 6, 2024, 7:59 PM ET debt materiality 0.45 positive item 1.01item 9.01

  Franklin BSP Capital reduces borrowing spread on $300M credit facility from 2.75% to 2.15%

  Borrowing spread on $300M credit facility reduced from 2.75% to 2.15% per annum effective August 30, 2024.

• July 5, 2024, 7:59 PM ET other material materiality 0.15 neutral item 5.07

  Shareholders approve sale of common stock below NAV at reconvened annual meeting

  Proposal authorized issuance of up to 25% of outstanding common stock at a price below NAV.

• June 26, 2024, 7:59 PM ET other materiality 0.10 neutral item 5.07

  Franklin BSP Capital elects directors Byrne and Hillman at adjourned annual meeting

  Richard J. Byrne elected Class I director with 66,491,692 votes for, 2,363,138 against, 2,553,990 abstain.

• May 7, 2024, 7:59 PM ET debt materiality 0.65 neutral item 1.01item 2.03item 9.01 ◈ Material Agreements ×2◈ Debt Financings

  Franklin BSP Capital issues $300M of 7.200% notes due 2029, net proceeds ~$293M

  Issued $300M aggregate principal of 7.200% notes maturing June 15, 2029; interest payable semi-annually.

• May 2, 2024, 7:59 PM ET debt materiality 0.70 neutral item 1.01item 9.01 ◈ Material Agreements

  Franklin BSP Capital issues $300M of 7.200% Notes due 2029 in private placement

  $300M aggregate principal, 7.200% coupon, issued at 98.908% par, due June 15, 2029.

• April 24, 2024, 7:59 PM ET earnings materiality 0.50 neutral item 7.01

  Franklin BSP Capital discloses preliminary Q1 2024 NAV of $14.65-14.67 per share

  Investment portfolio valued at $3.475-3.478B as of March 31, 2024.

• January 24, 2024, 6:59 PM ET M&A materiality 0.80 neutral item 1.01item 2.01item 7.01item 9.01 ◈ M&A Transactions

  Franklin BSP Capital Corp completes merger with FBLC; advisory fees raised

  Merger closed Jan 24, 2024: FBLC merged into FBCC, which is the surviving company advised by Franklin BSP Capital Adviser.

• December 20, 2023, 6:59 PM ET other material materiality 0.15 neutral item 5.07 ◈ Shareholder Votes

  FBCC stockholders approve amended advisory agreement; 12.4M for, 289K against

  Special meeting held December 19, 2023, to vote on amended and restated investment advisory agreement.

• October 10, 2023, 7:59 PM ET debt materiality 0.50 neutral item 1.01item 2.03 ◈ Debt Financings◈ Material Agreements

  Franklin BSP Capital refinances $400M credit facility with JPMorgan-led facility

  New $400M credit facility via wholly-owned subsidiary FBCC Jupiter Funding LLC, maturing October 2027.

• October 6, 2023, 7:59 PM ET M&A materiality 0.85 positive item 1.01item 7.01item 9.01 ◈ Material Agreements

  FBCC to acquire FBLC in all-stock merger; combined assets ~$3.9B, close H1 2024

  Exchange ratio based on NAV; illustrative 0.4631 FBCC shares per FBLC share (June 30 NAV).

• August 3, 2023, 7:59 PM ET other material materiality 0.30 neutral item 3.02

  Franklin BSP Capital raises $1.6M via private placement of 111,905 shares

  Issued 111,905 shares of common stock at $1.6M aggregate price on July 31, 2023.

• June 28, 2023, 7:59 PM ET other material materiality 0.15 neutral item 5.07 ◈ Shareholder Votes ×2

  Franklin BSP Capital stockholders elect Kramer and Michelson as Class III directors, ratify EY as auditor

  Annual meeting held June 23, 2023; ~25.4M shares eligible to vote.

• March 28, 2023, 7:59 PM ET other material materiality 0.50 neutral item 3.02

  Franklin BSP Capital issues $49.4M in common and preferred stock via drawdowns

  Issued 532,871 shares of common stock and 41,353 shares of Series A convertible preferred stock on March 27, 2023.

• December 12, 2022, 6:59 PM ET debt materiality 0.40 neutral item 1.01item 2.03 ◈ Material Agreements

  Franklin BSP Capital reduces credit facility commitments from $44.5M to $25.5M

  Voluntarily reduced MS Subscription Facility commitments by $19M to $25.5M on Dec 9, 2022.

• November 28, 2022, 6:59 PM ET other material materiality 0.50 neutral item 3.02

  Franklin BSP Capital issues $35M in common and convertible preferred stock

  Issued ~1.3M common shares and ~16K Series A convertible preferred shares for ~$35.0M aggregate price.

• October 4, 2022, 7:59 PM ET other material materiality 0.50 neutral item 3.02

  Franklin BSP Capital raises $50M via unregistered sale of 3.3M shares

  Issued approximately 3.3 million shares of common stock at aggregate price of $50 million on September 28, 2022.

• July 21, 2022, 7:59 PM ET other material materiality 0.70 neutral item 3.02

  Franklin BSP Capital raises $50M via private placement of common and preferred stock

  Issued 2.6M common shares for $40M aggregate price on July 15, 2022.

• July 5, 2022, 7:59 PM ET debt materiality 0.55 neutral item 1.01item 2.03item 9.01

  Franklin BSP Capital Corp. increases credit facility to $400M with 2.50% spread

  Maximum borrowings under amended facility increased to $400M from $300M on a committed basis.

• June 16, 2022, 7:59 PM ET other material materiality 0.15 neutral item 5.07

  Franklin BSP Capital stockholders elect directors Rendell and Schaney; ratify Ernst & Young as auditor

  Annual meeting held June 14, 2022; ~15.36M common shares and 10K Series A Preferred shares eligible to vote.

• June 1, 2022, 7:59 PM ET other material materiality 0.50 neutral item 7.01item 9.01

  Franklin BSP Capital Corp. distributed on iCapital platform; expands alternative investment access

  FBCC and Clarion Partners Real Estate Income Fund (CPREIF) will be offered on iCapital's digital platform.

• June 1, 2022, 7:59 PM ET other material materiality 0.40 neutral item 3.02

  Franklin BSP Capital Corp. issues 1.65M shares for $25M in private placement

  Issued approximately 1.65 million shares of common stock for aggregate proceeds of $25.0 million.

• May 18, 2022, 7:59 PM ET other material materiality 0.55 positive item 7.01item 9.01

  FBCC shares now available on CAIS alternative investment platform for advisors

  FBCC, a non-listed BDC investing in senior secured loans to U.S. middle-market firms, added to CAIS platform.

• April 26, 2022, 7:59 PM ET debt materiality 0.35 neutral item 1.01item 2.03

  Franklin BSP Capital extends MS subscription facility maturity to April 2023

  First Amendment to MS Subscription Facility extends maturity from April 22, 2022 to April 22, 2023; may be extended further with lender consent.

• April 12, 2022, 7:59 PM ET other material materiality 0.50 neutral item 3.02

  Franklin BSP Capital issues $5M of Series A Convertible Preferred Stock in private placement

  Issued 5,000 shares of Series A Convertible Preferred Stock at $1,000 liquidation preference per share, aggregating $5.0M.

• March 9, 2022, 6:59 PM ET other material materiality 0.65 neutral item 1.01item 9.01

  Franklin BSP Capital secures $50M in Series A Convertible Preferred commitments

  Total commitments of approx. $50M from accredited investors for Series A Convertible Preferred Stock.

• February 1, 2022, 6:59 PM ET debt materiality 0.35 neutral item 1.01item 2.03

  Franklin BSP Capital amends credit facility, ups borrowing limit to $300M

  Maximum committed borrowings increased from $250M to $300M.

• January 19, 2022, 6:59 PM ET other material materiality 0.65 positive item 7.01item 9.01

  Benefit Street Partners posts record $7.7B originations in 2021 across BDCs

  BSP originated record $7.7B (annual) and $2.8B (Q4) in commitments across 128 and 41 issuers respectively.

• January 5, 2022, 6:59 PM ET M&A materiality 0.65 positive item 7.01item 9.01

  FBLC and FBCC acquire Encina Equipment Finance; management retains minority stake

  FBLC and FBCC, BDCs advised by Benefit Street Partners, acquired substantially all equity interests of Encina Equipment Finance.

• December 30, 2021, 6:59 PM ET other material materiality 0.60 neutral item 3.02

  Franklin BSP Capital raises $80M through unregistered sale of common and preferred stock

  Issued ~4.9M shares of common stock at ~$15.39/share for aggregate $75M (Dec 27, 2021).

• December 16, 2021, 6:59 PM ET debt materiality 0.50 neutral item 1.01item 2.03

  Franklin BSP Capital increases committed credit facility to $250M

  Second amendment to loan and servicing agreement signed Dec 15, 2021.

• December 9, 2021, 6:59 PM ET other material materiality 0.30 neutral item 3.02

  Franklin BSP Capital issues 792,324 shares for $12.1M in unregistered offering

  Issued 792,324 shares of common stock at aggregate offering price of ~$12.1M on Dec 3, 2021.

• November 4, 2021, 7:59 PM ET other material materiality 0.60 neutral item 3.02item 8.01

  Franklin BSP Capital issues 1.9M shares for $29M and declares $0.30 dividend

  Issued ~1.904M shares of common stock at aggregate price of ~$29.0M to accredited investors on Nov 2, 2021.

• August 25, 2021, 7:59 PM ET other material materiality 0.60 positive item 1.01item 3.03item 5.03item 9.01

  Franklin BSP Capital raises $27.5M via Series A Convertible Preferred Stock

  Raised ~$27.5M in new capital commitments via private placement of Series A Convertible Preferred Stock.

• August 3, 2021, 7:59 PM ET other material materiality 0.50 neutral item 3.02

  Franklin BSP Capital issues 1.65M shares for $25M in private placement

  Issued ~1.646M shares of common stock at aggregate offering price of ~$25.0M.

• July 28, 2021, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 2.03

  Franklin BSP Capital subsidiary amends credit facility, increases committed borrowings to $200M

  Subsidiary FBCC Lending I, LLC amended its loan and servicing agreement effective July 1, 2021.

• July 2, 2021, 7:59 PM ET other material materiality 0.50 neutral item 3.02item 5.07

  Franklin BSP Capital issues 1.67M shares for $25M in unregistered sale; annual meeting elects directors

  On June 29, 2021, issued 1,666,667 shares of common stock at approx. $15/share for $25M aggregate.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.85 · Median 0.50 · Most common event other_material

9 positive 0 negative 39 neutral

source · FRBP on sec.gov