Recent 8-K filings for GLAD

• June 5, 2026, 4:05 PM ET debt materiality 0.60 neutral item 1.01item 9.01 ◈ Material Agreements ×2

  Gladstone Capital issues $60M of 7.000% Notes due 2029

  $60M aggregate principal of 7.000% Notes due Dec 15, 2029, issued in registered direct offering.

• May 6, 2026, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q2 net investment income $0.52/shr, NAV up to $21.36

  Total investment income $25.99M, up 6% QoQ; net investment income $11.84M ($0.52/shr).

• March 23, 2026, 7:59 PM ET leadership materiality 0.65 neutral item 5.02item 7.01item 9.01

  Gladstone Capital founder David Gladstone steps down as CEO; Robert Marcotte named successor

  David Gladstone stepped down as CEO effective March 20, 2026; remains Chairman and on investment committee.

• November 17, 2025, 6:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  Gladstone Capital Q4 NII $0.52/share; FY25 dividend up 25% to $2.48; NAV $21.34

  Q4 total investment income $23.9M, up 10.5% QoQ; NII $11.4M ($0.52/share).

• September 12, 2025, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 9.01

  Gladstone Capital closes $149.5M offering of 5.875% convertible notes due 2030

  Issued $149.5M aggregate principal, including full exercise of $19.5M overallotment option.

• August 4, 2025, 7:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01

  Gladstone Capital Q3 NII $0.50/sh; credit facility upsized; $77M invested post-quarter

  NII $11.3M ($0.50/sh) flat QoQ; total investment income $21.7M, up 0.4%.

• June 25, 2025, 7:59 PM ET debt materiality 0.65 positive item 1.01item 2.03item 9.01 ◈ Debt Financings

  Gladstone Capital extends credit facility revolving period to Oct 2027; commitments up to $320M

  Revolving period extended to October 30, 2027; final maturity two years later.

• February 11, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Gladstone Capital reports Q1 NII $0.50/sh, net realized gain $57.8M, NAV up to $21.51

  Net investment income $11.2M ($0.50/sh) flat QoQ; total investment income $21.96M, down 7.4%.

• November 15, 2024, 6:59 PM ET leadership materiality 0.60 neutral item 5.02item 7.01item 9.01 ◈ executive_change

  Gladstone Capital COO Terry Lee Brubaker to retire Dec 2, 2024; LiCalsi assumes added duties

  Terry Lee Brubaker retiring as COO effective December 2, 2024; also leaving executive roles at Gladstone Management and Administration.

• November 13, 2024, 6:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Gladstone Capital Q4 NII $0.50, FY NII $2.11; $59M gain on exit, supplemental $0.40 div

  Q4 total investment income $23.7M (-7.7% QoQ), NII $0.50/sh consistent with $0.50 dividend.

• November 12, 2024, 6:59 PM ET dividend materiality 0.70 positive item 7.01item 9.01

  Gladstone Capital declares $0.40 supplemental distribution for December 2024

  Supplemental cash distribution of $0.40 per common share declared, payable Dec 18, 2024, record date Dec 4.

• August 7, 2024, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  Gladstone Capital Q3 net investment income $0.57/share; NAV up to $20.18

  Total investment income $25.7M, up 7.1% QoQ; net investment income $12.4M ($0.57/share).

• May 1, 2024, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q2 NII $0.25/sh; NAV $9.90; reverse stock split completed

  Total investment income $24.0M, up 3.3% QoQ; NII $10.8M ($0.25/sh) vs $11.9M ($0.27/sh) prior quarter.

• February 5, 2024, 6:59 PM ET earnings materiality 0.75 neutral item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q1 NII $11.9M ($0.27/sh); NAV $9.61; holds $0.2475 distribution

  NII of $11.9M ($0.27/sh) covered distributions by 110%; total investment income $23.2M, down 2.3% QoQ.

• November 13, 2023, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital reports Q4 NII $0.28/sh, FY NII up 27% to $1.10/sh, NAV grows 3.4%

  Q4 total investment income $23.8M (+4.1% QoQ); net investment income $11.0M ($0.28/sh) covering $0.2675 distribution by 105%.

• August 11, 2023, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 9.01 ◈ Material Agreements

  Gladstone Capital prices $50M offering of 7.75% Notes due 2028

  $50M aggregate principal of 7.75% Notes due 2028 offered.

• July 26, 2023, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q3 NII $0.31/share, up 21% QoQ; distribution to $0.2675

  NII of $0.31 per share vs $0.26 prior quarter; covered $0.24 distribution by 129%.

• July 11, 2023, 7:59 PM ET dividend materiality 0.70 positive item 7.01item 9.01

  Gladstone Capital raises monthly common distribution 17.9%, adds $0.02 supplemental in September

  Monthly common distribution increased to $0.0825 (17.9% from fiscal-year start) for July–September 2023.

• June 1, 2023, 7:59 PM ET other material materiality 0.75 neutral item 1.01item 3.03item 5.03item 7.01item 9.01 ◈ Material Agreements

  Gladstone Capital files to offer up to 6M shares of 6.25% Series A Preferred Stock at $25.00 per share

  Offering up to 6,000,000 shares of 6.25% Series A Preferred Stock at $25.00 liquidation preference per share.

• May 2, 2023, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01 ◈ Earnings Releases

  Gladstone Capital Q2 net investment income $9.6M ($0.26/sh), up 10.4%; quarterly distro raised to $0.24

  Net investment income $9.6M ($0.26/sh), up 10.4% from prior quarter; covers distributions by 116%.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.80 · Median 0.50 · Most common event earnings

12 positive 1 negative 37 neutral

source · GLAD on sec.gov