Source-grounded facts extracted from NewtekOne, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
NewtekOne, Inc. shareholders approved To approve, on an advisory basis, the compensation of the Company's named executive officers. at the 2026-06-12 meeting.
“Proposal III: To approve, on an advisory basis, the compensation of the Company’s named executive officers: Votes For Votes Against Abstentions 15,032,457 1,824,592 215,407”
NewtekOne, Inc. shareholders approved To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2026. at the 2026-06-12 meeting.
“Proposal II: To ratify the selection of RSM US LLP as the Company’s independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2026: Votes For Votes Against Abstentions 21,574,480 1,584,995 78,990”
NewtekOne, Inc. shareholders approved To elect two directors of the Company to serve on the Board of Directors until the Company's annual meeting of shareholders in 2029 and until their successors are duly elected and qualified. at the 2026-06-12 meeting.
“Proposal I: To elect two directors of the Company to serve on the Board of Directors until the Company’s annual meeting of shareholders in 2029 and until their successors are duly elected and qualified: Director Votes For Votes Withheld Richard Salute 14,023,627 3,048,829 Craig “CJ” Brunet 16,547,173 525,283”
NewtekOne, Inc. reported financial results for three months ended March 31, 2026.
“On April 30, 2026, NewtekOne issued a press release announcing its financial results for the quarter ended March 31, 2026.”
NewtekOne, Inc. entered into Securities Distribution Agreement with B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC valued at up to $50,000,000 aggregate principal amount (effective 2026-03-13).
“On March 13, 2026, NewtekOne (the “Company”) entered into a Securities Distribution Agreement (the “Securities Distribution Agreement”), by and among the Company, B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC (collectively, the “Placement Agents”).”
NewtekOne, Inc.: Eliminated Series A Convertible Preferred Stock as a class or series of authorized stock, reclassifying shares as authorized and unissued without designation (effective 2025-09-17).
“On September 17, 2025, NewtekOne, Inc. (the “Company”) filed Articles Supplementary (the “Articles Supplementary”) to the amended and restated articles of incorporation of the Company with the Maryland State Department of Assessments and Taxation in order to eliminate the Company’s Series A Convertible Preferred Stock, $0.02 per share (the “Series A Preferred Stock”) as a class or series of the Company’s authorized stock, as no shares of Series A Preferred Stock are issued and outstanding.”
NewtekOne, Inc. issued 2,307,692 shares of common stock to Patriot Financial Partners IV, L.P. and Patriot Financial Partners Parallel IV, L.P. (together, "Patriot") for 20,000 outstanding shares of the Company’s Series A Convertible Preferred Stock ... and $10 million in cash.
“On September 16, 2025, NewtekOne, Inc., Maryland corporation (the “Company”), entered into a Securities Purchase and Exchange Agreement (the “Purchase and Exchange Agreement”) with Patriot Financial Partners IV, L.P. and Patriot Financial Partners Parallel IV, L.P. (together, “Patriot”). Pursuant to the Purchase and Exchange Agreement, Patriot and the Company agreed that in exchange (the “Exchange”) for (i) all of the 20,000 outstanding shares of the Company’s Series A Convertible Preferred Stock, par value $0.02 per share (the “Series A Preferred Stock”) originally issued to Patriot for an aggregate purchase price of $20 million (the “Original Transaction”) and (ii) $10 million in cash, the Company will issue to Patriot 2,307,692 shares (the “Shares”) of the Company’s common stock, par value $0.02 per share (“Common Stock”).”
NewtekOne, Inc.: Established 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, by filing Articles Supplementary (effective 2025-08-19).
“On August 19, 2025, the Company filed the Articles Supplementary with the Maryland State Department of Assessments and Taxation amending the amended and restated articles of incorporation of the Company, as amended. The Articles Supplementary create the Series B Preferred Stock out of the authorized and unissued shares of stock of the Company, establishes the terms of the Series B Preferred Stock, fixes the authorized number of shares of Series B Preferred Stock to 53,750, and provides for certain other preferences, rights, voting powers, restrictions and limitations of the Series B Preferred Stock.”
Frank DeMaria was named as Chief Financial Officer of the Company at NewtekOne, Inc..
“Also, effective April 22, 2025, the Company has named Frank DeMaria (36) as Chief Financial Officer of the Company.”
Peter Downs was appointed as President of Newtek Bank, N.A. at NewtekOne, Inc..
“The Bank has appointed Peter Downs (60), the Company’s and Bank’s Chief Lending Officer, as President of the Bank, effective April 22, 2025;”
Nicolas Young resigned as President and Chief Operating Officer of Newtek Bank, N.A. at NewtekOne, Inc..
“On April 21, 2025, Nicolas Young provided notice of his resignation as President and Chief Operating Officer of the Company’s subsidiary Newtek Bank, N.A. (the “Bank”), effective May 16, 2025.”
Salvatore Mulia retired as Board member at NewtekOne, Inc..
“Effective as of April 1, 2025, Salvatore Mulia, a member of the NewtekOne, Inc. Board of Directors (the “Board”) since 2004, retired as a member of the Board.”
Craig "CJ" Brunet was elected as Director at NewtekOne, Inc..
“the Board of Directors (the “Board”) of NewtekOne, Inc. (the “Company”) increased the number of directors constituting the entire Board from seven to eight, and elected Craig “CJ” Brunet to serve as a Class III director of the Company”
NewtekOne, Inc. reported the three months ended March 31, 2024 results: net income Net income was $9.7 million, EPS $0.38 per basic and diluted common share. Guidance raised.
“Net income was $9.7 million, or $0.38 per basic and diluted common share for the three months ended March 31, 2024”
NewtekOne, Inc. updated its the three months ended March 31, 2024 guidance (reaffirmed).
“On April 1, 2024 the Company issued a press release entitled, "NewtekOne Announces Loan Closings for the First Quarter 2024."”
NewtekOne, Inc. reported the twelve months ended December 31, 2023 results: EPS $1.89 per basic share and $1.88 per diluted share.
“Full Year 2023 Basic Earnings per Share of $1.89 and Diluted Earnings per Share of $1.88”
NewtekOne, Inc. reported the three months ended December 31, 2023 results: net income $10.8 million, EPS $0.43 per basic and diluted common share.
“Net income was $10.8 million, or $0.43 per basic and diluted common share, for the three months ended December 31, 2023”
Nicholas Leger changed role as Senior Vice President, Treasurer at NewtekOne, Inc..
“The Company’s former Chief Accounting Officer, Nicholas Leger, has been transitioned to the role of Senior Vice President, Treasurer of the Company and its bank subsidiary Newtek Bank, N.A., effective March 29, 2024.”
Frank M. DeMaria was appointed as Executive Vice President, Chief Accounting Officer at NewtekOne, Inc..
“On March 28, 2024, the Board of Directors of NewtekOne, Inc. (“NewtekOne” or the “Company”) appointed Frank M. DeMaria as the Company’s Executive Vice President, Chief Accounting Officer, to be effective as of March 29, 2024.”
NewtekOne, Inc. reported the three and twelve months ended December 31, 2023 results: EPS Full Year 2023 Basic Earnings per Share of $1.71 and Diluted Earnings per Share of $1.70. Guidance reaffirmed.
“On March 5, 2024, the Company issued a press release announcing "NewtekOne, Inc. Reports Fourth Quarter and Full Year 2023 Financial Results; Full Year 2023 Basic Earnings per Share of $1.71 and Diluted Earnings per Share of $1.70."”
NewtekOne, Inc. entered into Equity Distribution Agreement with the several placement agents named in Schedule A valued at up to 3,000,000 shares (effective 2023-11-17).
“On November 17, 2023, NewtekOne entered into an Equity Distribution Agreement, dated November 17, 2023 (the “Equity Distribution Agreement”), by and among the Company and the several placement agents named in Schedule A thereto”
NewtekOne, Inc. reported the three and nine months ended September 30, 2023 results: net income Net income was $10.0 million, or $0.38 per basic common share, for the three months ended September 30, 2023, EPS $0.38 per basic common share. Guidance reaffirmed.
“On November 7, 2023, NewtekOne issued a press release entitled "NewtekOne, Inc. Reports Third Quarter 2023 Financial Results"”
NewtekOne, Inc. reported three months ended September 30, 2023 results: net income $10.0 million, EPS $0.37 per basic common share. Guidance initiated.
“Net income was $10.0 million, or $0.37 per basic common share, for the three months ended September 30, 2023”
NewtekOne, Inc. reported six months ended June 30, 2023 results: net income $18.6 million, EPS $0.72.
“Net income was $18.6 million, or $0.72 per basic common share, for the six months ended June 30, 2023.”
NewtekOne, Inc. reported three months ended June 30, 2023 results: net income $6.9 million, EPS $0.26.
“Net income was $6.9 million, or $0.26 per basic common share, for the three months ended June 30, 2023”
NewtekOne, Inc. reported the three months ended June 30, 2023 results: net income $6.9 million, EPS $0.26 per basic common share. Guidance reaffirmed.
“Net income was $6.9 million, or $0.26 per basic common share, for the three months ended June 30, 2023, which met the Company's previously issued forecast.”
NewtekOne, Inc. shareholders approved Approval of the Company's 2023 Employee Stock Purchase Plan at the 2023-06-14 meeting.
“Proposal V: Approval of the Company's 2023 Employee Stock Purchase Plan: Votes For Votes Against Abstentions 9,723,029 510,254 201,450”
NewtekOne, Inc. shareholders approved Approval of the Company's 2023 Stock Incentive Plan at the 2023-06-14 meeting.
“Proposal IV: Approval of the Company6s 2023 Stock Incentive Plan: Votes For Votes Against Abstentions 9,276,639 856,559 301,535”
NewtekOne, Inc. shareholders approved Advisory vote on compensation of named executive officers at the 2023-06-14 meeting.
“Proposal III: An advisory vote on the compensation of the Company’s named executive officers: Votes For Votes Against Abstentions 9,449,516 654,290 330,926”
NewtekOne, Inc. shareholders approved Ratification of RSM US LLP as independent registered accounting firm for fiscal year 2023 at the 2023-06-14 meeting.
“Proposal II: To ratify the selection of RSM US LLP as the Company’s independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2023: Votes For Votes Against Abstentions 17,529,268 255,876 168,850”
NewtekOne, Inc. shareholders approved Election of two directors to serve until 2026 at the 2023-06-14 meeting.
“Proposal I: To elect two directors of the Company to serve on the Board of Directors until the Company’s Annual Meeting of Shareholders in 2026 and until their successors are duly elected and qualified: Director Votes For Votes Withheld Richard Salute 10,032,644 402,089 Salvatore Mulia 10,000,851 433,882”
NewtekOne, Inc. incurred senior notes of $103,860,000 at lesser of 30-day Average Compounded SOFR plus 300 basis points or PRIME minus 50.
“NewtekOne, Inc. (Nasdaq: NEWT), announced today that it has closed its twelfth small business loan securitization, with the offering of $103,860,000 of Unguaranteed SBA 7(a) Loan-Backed Notes, Series 2023-1, consisting of $84,270,000 of Class A Notes and $19,590,000 of Class B Notes (collectively, the “Notes”), with preliminary ratings of “A- (sf)” and “BBB- (sf)”, respectively, by S&P Global Ratings (“S&P”).”
M. Scott Price was appointed as Chief Financial Officer at NewtekOne, Inc..
“On May 16, 2023, NewtekOne, Inc. (“NewtekOne” or the “Company”) and its subsidiary Newtek Bank, N.A. (the “Bank”) appointed M. Scott Price, age 45, as the Company’s and the Bank’s Chief Financial Officer.”
NewtekOne, Inc. reported Full Year 2023 results: EPS $1.70 to $2.00 of earnings per share. Guidance reaffirmed.
“The Company is reiterating previously issued earnings forecast for the full year 2023 in a range of $1.70 to $2.00 of earnings per share.”
NewtekOne, Inc. reported three months ended March 31, 2023 results: net income Net Income was $11.7 million, EPS $0.46 per basic common share.
“Net Income was $11.7 million, or $0.46 per basic common share, for the three months ended March 31, 2023, which exceeded its previously stated forecast of $0.41 per basic common share.”
NewtekOne, Inc. reported the first quarter of 2023 results: EPS $0.41 per share with a range of $0.37 per share to $0.45 per share. Guidance reaffirmed.
“We are reconfirming the midpoint forecast of after-tax earnings per share for NewtekOne of $0.41 per share with a range of $0.37 per share to $0.45 per share for the first quarter of 2023.”
NewtekOne, Inc. reported the twelve months ended December 31, 2022 results: revenue $86.2 million, net income $(6.5) million, EPS $(0.27) per share. Guidance initiated.
“Total investment income of $86.2 million for the twelve months ended December 31, 2022; a decrease of (20.5)% compared to total investment income of $108.5 million for the twelve months ended December 31, 2021, which included $50.0 million of fee income from the PPP, which, as previously disclosed, is not recurring. • Net investment loss of $(6.5) million, or $(0.27) per share, for the twelve months ended December 31, 2022”
NewtekOne, Inc. reported the three months ended December 31, 2022 results: revenue $23.1 million, net income $(5.4) million, EPS $(0.22) per share. Guidance initiated.
“Total investment income of $23.1 million for the three months ended December 31, 2022; a decrease of (6.9)% compared to total investment income of $24.8 million for the three months ended December 31, 2021. • Net investment income (loss) of $(5.4) million, or $(0.22) per share, for the three months ended December 31, 2022”
NewtekOne, Inc.: Designated 20,000 shares as Series A Convertible Preferred Stock via Articles Supplementary (effective 2023-02-03).
“On February 3, 2023, the Company, in connection with the issuance of its Series A Preferred Stock described above, designated 20,000 shares of its authorized and unissued stock as Series A Convertible Preferred Stock and filed Articles Supplementary to the Company’s amended and restated charter with the State Department of Assessments and Taxation of Maryland”
NewtekOne, Inc. completed an acquisition involving NBNYC shareholders for $20 million (closed 2023-01-06).
“On January 6, 2023, NewtekOne, Inc. (formerly known as Newtek Business Services Corp.) (the “Company”) completed the previously announced acquisition of the National Bank of New York City (“NBNYC” and the “Acquisition,” respectively), a national bank regulated and supervised by the Office of the Comptroller of the Currency, pursuant to which the Company acquired from the NBNYC shareholders all of the issued and outstanding stock of NBNYC for $20 million.”
NewtekOne, Inc.: Amended Bylaws to reflect name change to NewtekOne, Inc (effective 2023-01-20).
“On January 20, 2023, NewtekOn, Inc. (the “Company”) amended its Bylaws to. among other things, to reflect the change of the Company's name to “NewtekOne, Inc.””
NewtekOne, Inc.: Amended charter to change company name to NewtekOne, Inc (effective 2023-01-13).
“Effective January 13, 2023, Newtek Business Services Corp. (the “Company”) filed Articles of Amendment amending the Company’s Charter to change the name of the Company to “NewtekOne, Inc.””
NewtekOne, Inc. completed an acquisition involving NBNYC shareholders for $20 million (closed 2023-01-06).
“On January 6, 2023, Newtek Business Services Corp. (the “Company”) completed the previously announced acquisition of the National Bank of New York City (“NBNYC” and the “Acquisition,” respectively), a national bank regulated and supervised by the Office of the Comptroller of the Currency, pursuant to which the Company acquired from the NBNYC shareholders all of the issued and outstanding stock of NBNYC for $20 million.”
NewtekOne, Inc. amended Amendment No. 3 to the Stock Purchase Agreement with the National Bank of New York City and certain NBNYC shareholders (effective 2022-12-12).
“On December 12, 2022, Newtek Business Services Corp. (the “Company”) entered into Amendment No. 3 (the “Amendment”) to the Stock Purchase Agreement with the National Bank of New York City (“NBNYC”) and certain NBNYC shareholders (the “Sellers”), pursuant to which the Company will acquire all of the issued and outstanding stock of NBNYC, subject to satisfaction of the remaining closing conditions.”
NewtekOne, Inc. reported the three and nine months ended September 30, 2022 results: revenue Total investment income of $23.6 million for the three months ended September 30, 2022, net income Net investment income (loss) of $0.2 million, or $0.01 per share, for the three months ended September 30, 2022. Guidance raised.
“Newtek Business Services Corp. Reports Third Quarter 2022 Financial Results Record SBA 7(a) Loan Fundings of $223.0 Million Increased by 36.0% in the Third Quarter of 2022 Over the Same Period Last Year Raised Full Year 2022 SBA 7(a) Loan Funding Guidance to Approximately $775 Million”
Halli Razon-Feingold was elected as Class II Director at NewtekOne, Inc..
“elected Fernando Perez-Hickman and Halli Razon-Feingold to serve as Class II directors”
Fernando Perez-Hickman was elected as Class II Director at NewtekOne, Inc..
“elected Fernando Perez-Hickman and Halli Razon-Feingold to serve as Class II directors”
Nicolas Young was appointed as Chief Risk Officer at NewtekOne, Inc..
“On August 2, 2021, Newtek appointed Nicolas Young, age 49, as the Company’s Chief Risk Officer.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.