NewtekOne, Inc. — fact timeline

NewtekOne, Inc. reported financial results for three months ended March 31, 2026.

“On April 30, 2026, NewtekOne issued a press release announcing its financial results for the quarter ended March 31, 2026.”

NewtekOne, Inc. entered into Securities Distribution Agreement with B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC valued at up to $50,000,000 aggregate principal amount (effective 2026-03-13).

“On March 13, 2026, NewtekOne (the “Company”) entered into a Securities Distribution Agreement (the “Securities Distribution Agreement”), by and among the Company, B. Riley Securities, Inc., Compass Point Research and Trading, LLC and Roth Capital Partners, LLC (collectively, the “Placement Agents”).”

NewtekOne, Inc.: Eliminated Series A Convertible Preferred Stock as a class or series of authorized stock, reclassifying shares as authorized and unissued without designation (effective 2025-09-17).

“On September 17, 2025, NewtekOne, Inc. (the “Company”) filed Articles Supplementary (the “Articles Supplementary”) to the amended and restated articles of incorporation of the Company with the Maryland State Department of Assessments and Taxation in order to eliminate the Company’s Series A Convertible Preferred Stock, $0.02 per share (the “Series A Preferred Stock”) as a class or series of the Company’s authorized stock, as no shares of Series A Preferred Stock are issued and outstanding.”

NewtekOne, Inc.: Established 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B, by filing Articles Supplementary (effective 2025-08-19).

“On August 19, 2025, the Company filed the Articles Supplementary with the Maryland State Department of Assessments and Taxation amending the amended and restated articles of incorporation of the Company, as amended. The Articles Supplementary create the Series B Preferred Stock out of the authorized and unissued shares of stock of the Company, establishes the terms of the Series B Preferred Stock, fixes the authorized number of shares of Series B Preferred Stock to 53,750, and provides for certain other preferences, rights, voting powers, restrictions and limitations of the Series B Preferred Stock.”

Frank DeMaria was named as Chief Financial Officer of the Company at NewtekOne, Inc..

“Also, effective April 22, 2025, the Company has named Frank DeMaria (36) as Chief Financial Officer of the Company.”

Peter Downs was appointed as President of Newtek Bank, N.A. at NewtekOne, Inc..

“The Bank has appointed Peter Downs (60), the Company’s and Bank’s Chief Lending Officer, as President of the Bank, effective April 22, 2025;”

Nicolas Young resigned as President and Chief Operating Officer of Newtek Bank, N.A. at NewtekOne, Inc..

“On April 21, 2025, Nicolas Young provided notice of his resignation as President and Chief Operating Officer of the Company’s subsidiary Newtek Bank, N.A. (the “Bank”), effective May 16, 2025.”

Salvatore Mulia retired as Board member at NewtekOne, Inc..

“Effective as of April 1, 2025, Salvatore Mulia, a member of the NewtekOne, Inc. Board of Directors (the “Board”) since 2004, retired as a member of the Board.”

Craig "CJ" Brunet was elected as Director at NewtekOne, Inc..

“the Board of Directors (the “Board”) of NewtekOne, Inc. (the “Company”) increased the number of directors constituting the entire Board from seven to eight, and elected Craig “CJ” Brunet to serve as a Class III director of the Company”

NewtekOne, Inc. reported the three months ended March 31, 2024 results: net income Net income was $9.7 million, EPS $0.38 per basic and diluted common share. Guidance raised.

“Net income was $9.7 million, or $0.38 per basic and diluted common share for the three months ended March 31, 2024”