Recent 8-K filings for NNVC
Highest-materiality recent filing
NanoViricides raises $2M in registered direct offering of shares and warrants
- Offering of 1,333,334 shares (or pre-funded warrants) plus 1,333,334 warrants at $1.75, priced at $1.50 per share.
- Gross proceeds $2,000,001; closed May 18, 2026; D. Boral Capital as placement agent.
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NV-387 is broad-spectrum antiviral entering Phase II for Mpox in DRC.
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NanoViricides raises $2M in registered direct offering of shares and warrants
Offering of 1,333,334 shares (or pre-funded warrants) plus 1,333,334 warrants at $1.75, priced at $1.50 per share.
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Anil Diwan re-elected as Class I Director with 9,757,652 votes in favor, 173,096 against.
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NanoViricides raises $6M in registered direct offering and private placement with warrants
Offered 3,571,429 shares (or pre-funded equivalents) at $1.68/share for gross proceeds of ~$6M.
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NanoViricides extends CEO/CFO contracts; raises CEO line of credit to $3M through 2027
President/CEO Diwan term extended to June 30, 2026; base salary $400,000/yr; granted 10,204 Series A preferred shares vesting quarterly.
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NanoViricides shareholders re-elect three directors and ratify auditor at 2024 annual meeting
Theodore Rokita re-elected with 2,060,147 votes for, 166,389 against.
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NanoViricides extends President Diwan ($400k, 10k Series A shares) and CFO Vyas through June 2025
President Anil Diwan's employment extended to June 30, 2025 at $400,000 base salary.
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NanoViricides names EF Hutton as sole sales agent for $50M ATM, removes B. Riley
EF Hutton LLC becomes sole agent under existing $50M at-the-market offering; B. Riley Securities removed.
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NanoViricides defers TheraCour milestone payments until revenue; CEO extends Line of Credit
Amendment to TheraCour license defers future cash milestone payments (Milestones 4-7) until company achieves a Revenue Event; capped at 50% of Recognized Revenue.
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At the January 13, 2024 annual meeting, shareholders re-elected Anil Diwan as Class I director with 5,590,467 votes for, 308,092 against, 488,175 abstentions, and 3,056,966 broker non-votes.
Materiality & sentiment trend
Max materiality 0.60 · Median 0.45 · Most common event other_material