Recent 8-K filings for PSEC

• August 20, 2026, 5:33 PM ET earnings materiality 0.80 negative item 2.02item 7.01item 9.01

  Prospect Capital Q4 FY26 net loss $38.1M, NAV per share $5.71, Valley Electric sale closed

  NII $77.7M, down 1.7% YoY; net loss applicable to common $38.1M (EPS -$0.08) vs -$50.4M (EPS -$0.50) prior year.

• July 7, 2026, 5:13 PM ET other material materiality 0.15 neutral item 5.07

  Prospect Capital shareholders approve renewal of below-NAV stock sale authorization

  Proposal to sell common stock below NAV per share over next 12 months approved.

• May 8, 2026, 7:59 PM ET other material materiality 0.65 neutral item 1.01item 3.03item 5.03item 9.01 ◈ Governance Changes◈ Material Agreements

  Prospect Capital enters $400M at-the-market preferred stock offering; reclassifies 16M common shares

  Equity distribution agreement with A.G.P./Alliance Global Partners and affiliates to sell up to $400M liquidation preference of 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock.

• May 7, 2026, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 7.01item 9.01 ◈ Earnings Releases

  Prospect Capital reports NII of $0.16/share, NAV drops to $6.05; cuts monthly common distribution to $0.035

  Net Investment Income per share fell to $0.16 from $0.19 in prior quarter and year-ago quarter.

• February 11, 2026, 6:59 PM ET other material materiality 0.70 positive item 1.01item 9.01 ◈ Material Agreements

  Prospect Capital increases preferred stock offering size to $2.65B via dealer manager amendment

  Aggregate liquidation preference raised from $2.25B to $2,646,457,550 under amended dealer agreement.

• February 9, 2026, 6:59 PM ET earnings materiality 0.70 negative item 2.02item 7.01item 9.01

  Prospect Capital Q2 net loss $6.6M, NAV down to $6.21, NII $0.19/shr

  NII $90.9M ($0.19/shr) vs $79.4M ($0.17/shr) prior quarter; net loss applicable to common $6.6M.

• January 15, 2026, 6:59 PM ET other material materiality 0.10 neutral item 5.07

  Prospect Capital shareholders re-elect Barry and Stark as Class III directors

  At Jan 15, 2026 annual meeting, John F. Barry III received 290.6M votes for, 35.9M against, 8.6M abstain.

• November 6, 2025, 6:59 PM ET earnings materiality 0.70 negative item 2.02item 7.01item 9.01

  Prospect Capital Sep 2025 quarter NII $0.17/share; NAV $6.45; common distribution unchanged

  Net investment income $79.4M ($0.17/share) vs $89.9M ($0.21) prior year; net income applicable to common $48.1M.

• October 31, 2025, 7:59 PM ET debt materiality 0.65 neutral item 1.01item 2.03item 8.01item 9.01 ◈ Debt Financings

  Prospect Capital issues $167M of 5.5% Series A Notes due 2030; common stock to list on TASE

  $167M aggregate principal of 5.5% Series A Notes due Dec 31, 2030, issued on Oct 30, 2025.

• October 28, 2025, 7:59 PM ET debt materiality 0.50 neutral item 7.01item 8.01item 9.01

  Prospect Capital prices $167M of 5.5% Series A Notes due 2030 in oversubscribed offering

  $167M aggregate principal of 5.5% Series A Notes due Dec 31, 2030; oversubscribed with over 40 institutional investors.

• August 27, 2025, 7:59 PM ET earnings materiality 0.90 negative item 2.02item 7.01item 9.01

  Prospect Capital reports fiscal 2025 results with net loss and declares monthly dividends

  Net investment income for Q4 FY2025 was $79.0 million, down from $102.9 million a year ago.

• June 17, 2025, 7:59 PM ET other materiality 0.15 neutral item 5.07

  Prospect Capital shareholders approve authorization to sell common stock below NAV

  Renewal of authorization to sell common stock below NAV per share for next 12 months approved at special meeting.

• May 9, 2025, 7:59 PM ET earnings materiality 0.85 negative item 2.02item 7.01item 9.01

  Prospect Capital reports Q3 fiscal 2025 net loss of $171M; NAV drops to $7.25

  Net loss applicable to common shareholders of $171M ($0.39 per share) vs. prior year net income of $114M.

• April 9, 2025, 7:59 PM ET debt materiality 0.35 neutral item 8.01item 9.01

  Prospect Capital launches tender offer for $343M of 3.706% Notes due 2026 at $990/$1,000

  Tender offer for any and all of $342,947,000 principal of 3.706% Notes due 2026.

• February 10, 2025, 6:59 PM ET earnings materiality 0.85 negative item 2.02item 7.01item 9.01

  Prospect Capital reports net loss of $31M, NII per share $0.20, cuts monthly distribution to $0.045

  Net loss applicable to common shareholders $31.0M ($0.07/share); NII per share $0.20 vs $0.24 YoY.

• January 17, 2025, 6:59 PM ET dividend materiality 0.20 neutral item 7.01

  Prospect Capital declares monthly preferred distributions for Jan/Feb 2025

  Annual distribution rate of 7.50% on $25 stated value per share for 7.50% Series A5 and Series M5 preferred stock.

• December 30, 2024, 6:59 PM ET other material materiality 0.45 neutral item 1.01item 3.03item 5.03item 8.01item 9.01 ◈ Governance Changes

  Prospect Capital creates 7.50% Series A5 and M5 Preferred Stock; updates DRIP

  Created 90M shares each of 7.50% Series A5 and M5 Preferred Stock, reclassifying 180M common shares.

• December 18, 2024, 6:59 PM ET other materiality 0.10 neutral item 5.07

  Prospect Capital re-elects Eliasek and Cooper as Class II directors

  M. Grier Eliasek re-elected with 257,232,737 votes for, 21,661,772 against, 7,180,119 abstaining.

• November 8, 2024, 6:59 PM ET earnings materiality 0.85 negative item 2.02item 7.01item 9.01

  Prospect Capital reports Q1 FY2025 net loss; cuts monthly common dividend to $0.045

  Net investment income per share $0.21, down from $0.31 YoY; net loss applicable to common shareholders of $165M.

• October 17, 2024, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 3.03item 5.03item 9.01 ◈ Governance Changes

  Prospect Capital increases preferred stock offering by $250M to $2.25B

  Amendment increases aggregate liquidation preference of Preferred Stock offering from $2.0B to $2.25B.

• August 28, 2024, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 7.01item 9.01

  Prospect Capital FY2024 NII $1.02/shr, NAV drops to $8.74 from $9.24; maintains $0.06 dividend

  FY2024 NII of $419.8M ($1.02/shr) vs $420.9M ($1.06/shr) prior year; Q4 NII $102.9M ($0.25/shr).

• August 5, 2024, 7:59 PM ET debt materiality 0.40 neutral item 8.01

  Prospect Capital upsizes revolving credit facility by $55M to $2.1215B

  Commitments increased by $55M to $2.1215B; facility now has 48 bank lenders.

• July 3, 2024, 7:59 PM ET debt materiality 0.60 positive item 8.01item 9.01

  Prospect Capital extends and upsizes credit facility to $2.0665B, maturing 2029

  Extended revolving credit facility commitments to $2.0665 billion; maturity June 28, 2029.

• June 10, 2024, 7:59 PM ET other material materiality 0.15 neutral item 5.07

  Prospect Capital shareholders approve renewal of below-NAV stock sale authority

  Proposal to sell common stock below net asset value approved: For 252.5M, Against 39.8M, Abstained 7.1M.

• May 8, 2024, 7:59 PM ET earnings materiality 0.60 neutral item 2.02item 7.01item 9.01 ◈ Earnings Releases

  Prospect Capital Q3 FY2024 NII $0.23/sh; NAV $8.99; maintains $0.06 dividend

  NII for Q3 Mar 2024: $94.4M ($0.23/sh), down from $96.9M in Q2 and $102.2M YoY.

• February 8, 2024, 6:59 PM ET earnings materiality 0.70 neutral item 2.02item 7.01item 9.01 ◈ Earnings Releases ×2

  Prospect Capital reports Q2 net loss of $51.4M; NII per share $0.24, NAV $8.92

  Net investment income $96.9M ($0.24/share), down from $125.6M ($0.31) prior quarter and $106.7M ($0.27) year ago.

• January 25, 2024, 6:59 PM ET dividend materiality 0.50 neutral item 3.03item 7.01item 9.01

  Prospect Capital sets 7.33586% dividend rate on Series A4 and M4 preferred shares

  Annual rate of 7.33586% on $25 stated value for Series A4 and Series M4 preferred shares.

• December 29, 2023, 6:59 PM ET other material materiality 0.50 neutral item 1.01item 3.03item 5.03item 8.01item 9.01 ◈ Governance Changes

  Prospect Capital reclassifies 160M common shares into new preferred series; adopts DRIP

  Authorized 80M Series A4 and 80M Series M4 preferred shares via reclassification from common stock.

• December 22, 2023, 6:59 PM ET other materiality 0.10 neutral item 5.07 ◈ Shareholder Votes

  Prospect Capital elects William J. Gremp as Class I director at annual meeting

  William J. Gremp re-elected with 32,427,621 votes for, 520,039 against, 1,760,961 abstained.

• November 8, 2023, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 7.01item 9.01 ◈ Earnings Releases ×2

  Prospect Capital Q1 NII $0.25/share, declares $0.06 monthly common dividend through Jan 2024

  NII of $125.6M ($0.25/share), up 26.5% YoY from $99.3M ($0.22/share).

• October 30, 2023, 7:59 PM ET other material materiality 0.60 neutral item 8.01item 9.01

  Prospect Capital launches tender offer for 5.35% Series A Preferred (5.88M shares) at $15.8774/share

  Offer to purchase all 5,882,351 outstanding shares of 5.35% Series A Fixed Rate Cumulative Perpetual Preferred Stock at $15.877396 per share plus accrued dividends.

• September 29, 2023, 7:59 PM ET other material materiality 0.30 neutral item 4.01item 9.01 ◈ Auditor Changes ×2

  Prospect Capital dismisses BDO, appoints Deloitte as auditor for FY2024

  Dismissed BDO USA, P.C. and appointed Deloitte & Touche LLP effective September 28, 2023.

• August 29, 2023, 7:59 PM ET earnings materiality 0.75 neutral item 2.02item 7.01item 9.01 ◈ Earnings Releases

  Prospect Capital reports FY2023 NII $420.9M, net loss $172.5M, dividend steady at $0.06/month

  FY2023 NII $420.9M ($0.89/share) vs $343.9M ($0.81/share) prior year; quarterly NII $112.8M, 128% coverage of common distributions.

• June 12, 2023, 7:59 PM ET other materiality 0.15 neutral item 5.07 ◈ Shareholder Votes

  Prospect Capital shareholders renew below-NAV share sale authority for 12 months

  Proposal to sell common stock below NAV per share approved at June 9, 2023 special meeting.

• June 12, 2023, 7:59 PM ET other material materiality 0.60 neutral item 3.03item 9.01

  Prospect Capital amends Preferred Stock DRIP to allow 5% discount reinvestment

  Effective July 19, 2023, preferred dividends can be reinvested at $23.75/share (95% of $25 stated value).

• May 9, 2023, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 7.01item 9.01 ◈ Earnings Releases ×2

  Prospect Capital Q3 FY23 net loss $109M ($0.27/share); stable monthly $0.06 dividend maintained

  Net loss applicable to common shareholders of $108.9M ($0.27/share) vs net income $55.6M in prior quarter and $157.2M a year ago.

• February 13, 2023, 6:59 PM ET other material materiality 0.55 neutral item 1.01item 3.03item 5.03item 8.01item 9.01 ◈ Governance Changes◈ Material Agreements

  Prospect Capital increases preferred stock offering to $1.8B, reclassifies common shares, adopts DRIP

  Offering size increased from $1.5B to $1.8B aggregate liquidation preference via amendment to Dealer Manager Agreement.

• February 13, 2023, 6:59 PM ET other material materiality 0.30 neutral item 8.01item 9.01

  Prospect Capital files prospectus supplement to continue offering up to 10M preferred shares

  Offering up to 10,000,000 shares across four preferred series: AA1, MM1 (5.50%), AA2, MM2 (6.50%), $25 liquidation preference.

• February 8, 2023, 6:59 PM ET earnings materiality 0.60 neutral item 2.02item 7.01item 9.01 ◈ Earnings Releases

  Prospect Capital Q2 NII $0.23/sh, NAV $9.94, declares $0.06 monthly distribution

  Net investment income $106.7M ($0.23 basic per share) vs $85.6M ($0.20) a year ago.

• December 12, 2022, 6:59 PM ET other materiality 0.10 neutral item 5.07 ◈ Shareholder Votes

  Prospect Capital reelects directors Barry and Stark at annual meeting

  John F. Barry III received 234M votes for, 14.6M against, 4.4M abstained for Class III director.

• November 14, 2022, 6:59 PM ET debt materiality 0.55 neutral item 8.01item 9.01

  Prospect Capital launches cash tender offer for all outstanding 5.875% senior notes due 2023

  Company offers $987.50 per $1,000 principal for $282.36 million of 5.875% senior notes due 2023.

• November 9, 2022, 6:59 PM ET earnings materiality 0.65 neutral item 2.02item 7.01item 9.01 ◈ Earnings Releases

  Prospect Capital Q1 NII $0.22/share; NAV drops to $10.01 on unrealized losses

  Net investment income $99.3M ($0.22/share); total investment income $202.7M (+20% YoY).

• October 17, 2022, 7:59 PM ET debt materiality 0.70 positive item 8.01item 9.01

  Prospect Capital launches cash tender offer for all $283.9M of 5.875% senior notes due 2023

  Offer to purchase any and all $283,872,000 of 5.875% senior notes at $985 per $1,000 principal plus accrued interest.

• October 14, 2022, 7:59 PM ET debt materiality 0.60 neutral item 8.01

  Prospect Capital increases revolving credit facility commitments to $1.662B from 47 banks

  Total commitments raised to $1.662 billion; expanded bank group now includes 47 lenders.

• October 12, 2022, 7:59 PM ET other material materiality 0.50 neutral item 1.01item 3.03item 5.03item 7.01item 9.01

  Prospect Capital designates two new 6.50% preferred stock series (A3 & M3), reclassifies 120M common shares

  Entered amendment to Dealer Manager Agreement to offer up to 60M shares each of 6.50% Series A3 and Series M3 Preferred Stock at $25 liquidation preference.

• October 12, 2022, 7:59 PM ET other material materiality 0.65 neutral item 1.01item 3.03item 5.03item 7.01item 8.01item 9.01

  Prospect Capital creates new 6.50% convertible preferred series; up to 10M shares offered

  New 6.50% Series AA2 and MM2 convertible preferred shares authorized; up to 10M shares offered via dealer manager agreement.

• September 19, 2022, 7:59 PM ET debt materiality 0.55 neutral item 8.01item 9.01

  Prospect Capital launches cash tender offer for $284M of 5.875% senior notes due 2023

  Tender offer for any and all $284,219,000 of 5.875% senior notes due 2023.

• September 13, 2022, 7:59 PM ET debt materiality 0.55 neutral item 8.01

  Prospect Capital upsizes credit facility to $1.634B, extends term to 2027

  Total commitments increased by $50M to $1.634B, effective Sep 15, 2022.

• September 7, 2022, 7:59 PM ET debt materiality 0.65 positive item 8.01

  Prospect Capital upsizes credit facility to $1.584B, extends maturity to 2027

  Facility commitments increased to $1.584B from $1.500B; 44 lenders vs 43.

• August 29, 2022, 7:59 PM ET earnings materiality 0.60 neutral item 2.02item 7.01item 9.01

  Prospect Capital Q4 NII $0.21/share, FY NII $0.81; maintains $0.06 monthly distribution

  Net investment income for Q4 FY2022 $89.97M ($0.21 basic per share), up from $0.19 YoY.

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.90 · Median 0.60 · Most common event earnings

5 positive 10 negative 35 neutral

source · PSEC on sec.gov