Source-grounded facts extracted from Upland Software, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Jennifer Simon was appointed as Chief Financial Officer at Upland Software, Inc..
“On July 17, 2026, the board of directors (the “Board”) of Upland Software, Inc. (the “Company”) appointed Jennifer Simon to serve as Chief Financial Officer of the Company, effective as of August 17, 2026 (the “Effective Date”).”
David Tamez was appointed as Interim Chief Financial Officer at Upland Software, Inc..
“On July 6, 2026, the Board appointed David Tamez to serve as the interim Chief Financial Officer of the Company, effective as of the Effective Date, until a permanent successor is identified.”
Michael D. Hill retired as Chief Financial Officer at Upland Software, Inc..
“On June 30, 2026, Michael D. Hill, Chief Financial Officer of Upland Software, Inc. (the “Company”) notified the board of directors of the Company (the “Board”) of his intention to retire as Chief Financial Officer, effective July 27, 2026 (the “Effective Date”).”
Upland Software, Inc.: Filed Certificate of Amendment to effect a 1-for-10 reverse stock split of common stock (effective 2026-06-17).
“On June 3, 2026, the Company filed a Certificate of Amendment (the “Certificate of Amendment”) to its Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware, which will effect the Reverse Split (as defined below). The Certificate of Amendment will become effective at 12:01 AM Eastern Time on June 17, 2026, prior to the opening of trading on The Nasdaq Global Market (“Nasdaq”). As a result of the Reverse Split, every 10 shares of common stock, par value $0.0001 per share (the "Common Stock"), issued and outstanding will be converted into one share of Common Stock.”
Upland Software, Inc. shareholders approved Adjournment Proposal (to permit further solicitation if needed) at the 2026-06-03 meeting.
“The stockholders approved the Adjournment Proposal.”
Upland Software, Inc. shareholders approved Amendment to 2024 Omnibus Incentive Plan to increase reserved shares from 3,200,000 to 5,200,000 at the 2026-06-03 meeting.
“The stockholders approved the Equity Plan Increase Proposal.”
Upland Software, Inc. shareholders approved Reverse Split Proposal (range 1:5 to 1:30) at the 2026-06-03 meeting.
“The stockholders approved the Reverse Split Proposal .”
Upland Software, Inc. shareholders approved Advisory vote on executive compensation at the 2026-06-03 meeting.
“The stockholders approved, on an advisory basis, the compensation of the Company's named executive officers.”
Upland Software, Inc. shareholders approved Ratification of KPMG LLP as independent registered public accounting firm at the 2026-06-03 meeting.
“The stockholders ratified the appointment of KPMG, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2026.”
Upland Software, Inc. shareholders approved Election of one Class III director at the 2026-06-03 meeting.
“The stockholders elected one Class III director to serve on the Company's board of directors until the Company's 2029 annual meeting of stockholders, or until a successor is duly elected and qualified.”
Upland Software, Inc. reported the quarter ended March 31, 2026 results: revenue $48.7 million, net income GAAP net loss attributable to common stockholders was $2.7 million, EPS GAAP net loss per share attributable to common stockholders was $0.09 per share. Guidance reaffirmed.
“and operating results for the first quarter 2026 and issued guidance for its second quarter and full year of 2026. First Quarter 2026 Financial Highlights • Total revenue was $48.7 million, a decrease of 24% from $63.7 million in the first quarter of 2025, primarily due to divestitures completed in 2025. • Subscription and support revenue was $46.1 million, a”
Upland Software, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5450(a)(1)).
“April 7, 2026, Upland Software, Inc. (the “Company”) received a notification letter from the Nasdaq Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the last 30 consecutive business days, the closing bid price for the Company’s common stock has been below the minimum $1.00 per share required for continued listing on The Nasdaq Global Market pursuant to Nasdaq Listing Rule 5450(a)(1) (Rule “5450(a)(1)”). The Nasdaq deficiency letter is a notice of deficiency, not delisting, and does not currently affect the listing or trading of the Com”
Upland Software, Inc. engaged KPMG LLP as its auditor.
“On March 9, 2026, upon the completion of a comprehensive selection process, the Audit Committee of the Board of Directors of Upland Software, Inc. (the “Company”) approved (1) the dismissal of Ernst & Young LLP (“EY”) as the Company’s independent registered public accounting firm, effective immediately, and (2) the appointment of KPMG LLP (“KPMG”) as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026, and related interim periods, subject to the completion of KPMG’s customary client acceptance procedures and the execution of an engagement letter. The Company informed EY of their dismissal on March 10, 2026.”
Upland Software, Inc. dismissed Ernst & Young LLP as its auditor.
“(the “Company”) approved (1) the dismissal of Ernst & Young LLP (“EY”) as the Company’s independent registered public accounting firm, effective immediately, and (2) the appointment of KPMG LLP (“KPMG”) as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026, and related interim periods, subject to the completion of KPMG’s customary client acceptance procedures and the execution of an engagement letter.”
Upland Software, Inc. incurred revolving credit of $30 million with Sound Point Capital at same interest rate as the Term Loan maturing July 25, 2031.
“the Credit Agreement provides for a $30 million senior secured revolving credit facility”
Upland Software, Inc. incurred term loan of $240 million with Sound Point Capital at secured overnight financing rate, which shall not be less than 1.50%, plus a mar maturing July 25, 2031.
“The Credit Agreement established a new senior secured term loan facility in an aggregate principal amount of $240 million”
Oliver Yates was terminated as Chief Sales Officer at Upland Software, Inc..
“On April 1, 2025, Upland Software, Inc. (the “Company”) eliminated the Chief Sales Officer (“CSO”) position and terminated Oliver Yates, the Company’s CSO, without cause, effective immediately.”
Matthew Breslin resigned as Chief Revenue Officer at Upland Software, Inc..
“On January 28, 2025, Matthew Breslin, the Chief Revenue Officer of Upland Software, Inc. (the “Company”), informed the Company that he will resign effective February 7, 2025.”
Upland Software, Inc. reported the quarter ended March 31, 2024 results: revenue $70.7 million, net income $96.1 million, EPS $3.37 per share.
“and operating results for the first quarter 2024 and issued guidance for its second quarter and full year of 2024. First Quarter 2024 Financial Highlights • Total revenue was $70.7 million, a decrease of 8% from $77.1 million in the first quarter of 2023. • Subscription and support revenue was $67.1 million, a decrease of 8% from $72.9 million in the first quarter”
Upland Software, Inc. reported financial results for year ended December 31, 2023.
“Upland Software Reports Fourth Quarter 2023 Financial Results February 22, 2024, 04:01 PM Eastern Standard Time AUSTIN, Texas--(BUSINESS WIRE)-- Upland Software, Inc. (Nasdaq: UPLD), a leader in cloud-based tools for digital transformation, today announced financial and operating results for the fourth quarter 2023 and issued guidance for its first quarter and full year of 2024.”
Upland Software, Inc. reported quarter ended December 31, 2023 results: revenue $72.2 million.
“Total revenue was $72.2 million, a decrease of 8% from $78.8 million in the fourth quarter of 2022.”
Karen Cummings changed role as President and Chief Operating Officer at Upland Software, Inc..
“Effective January 25, 2024, Upland Software, Inc. (the “Company”) has promoted Karen Cummings to President and Chief Operating Officer of the Company.”
Paul Miller resigned as Chief Operating Officer at Upland Software, Inc..
“On December 7, 2023, Chief Operating Officer Paul Miller notified the Company of his resignation effective January 31, 2024 to pursue other opportunities.”
Tim Mattox was appointed as Director at Upland Software, Inc..
“On December 5, 2023, the Board appointed Tim Mattox to the Board as a Class II director, effective January 1, 2024, to fill the vacancy created by Mr. Ross’ resignation.”
Joe Ross resigned as Director at Upland Software, Inc..
“On December 5, 2023, director Joe Ross notified the Company of his resignation as a member of the Board, effective January 1, 2024.”
Upland Software, Inc. reported third quarter 2023 results: revenue Total revenue was $74.1 million, net income GAAP net loss was $8.7 million, EPS GAAP net loss per share attributable to common stockholders was $0.31 per share. Guidance reaffirmed.
“and operating results for the third quarter 2023 and issued guidance for its fourth quarter and full year of 2023. Third Quarter 2023 Financial Highlights • Total revenue was $74.1 million, a decrease of 7% from $79.5 million in the third quarter of 2022. • Subscription and support revenue was $70.0 million, a decrease of 7% from $75.1 million in the third quarter”
Michael D. Hill was appointed as interim Secretary at Upland Software, Inc..
“Michael D. Hill, the Company’s Chief Financial Officer, will serve as the Company’s interim Secretary, effective September 30, 2023.”
Kin Gill resigned as Chief Legal Officer and Secretary at Upland Software, Inc..
“On September 1, 2023, Kin Gill, the Chief Legal Officer and Secretary of Upland Software, Inc. (the “Company”), informed the Company that he intends to resign from his position effective as of September 30, 2023.”
Upland Software, Inc. reported the quarter ending September 30, 2023 results: revenue reported total revenue to be between $70.4 and $76.4 million. Guidance reaffirmed.
“For the quarter ending September 30, 2023, Upland expects reported total revenue to be between $70.4 and $76.4 million, including subscription and support revenue between $65.5 and $70.5 million, for a decline in total revenue of 8% at the mid-point over the quarter-ended September 30, 2022.”
Upland Software, Inc. reported the quarter ended June 30, 2023 results: revenue Total revenue was $74.5 million, net income GAAP net loss was $15.1 million, EPS GAAP net loss per share attributable to common stockholders was $0.51 per share. Guidance reaffirmed.
“and operating results for the second quarter 2023 and issued guidance for its third quarter and full year of 2023. Second Quarter 2023 Financial Highlights • Total revenue was $74.5 million, a decrease of 7% from $80.2 million in the second quarter of 2022. • Subscription and support revenue was $70.5 million, a decrease of 6% from $75.0 million in the second”
Upland Software, Inc.: Added provision for exculpation of officers from personal liability under certain circumstances as allowed by Delaware law (effective 2023-06-07).
“and (ii) reflect new Delaware law provisions regarding exculpation of the Company’s officers from personal liability under certain circumstances as allowed by Delaware law.”
Upland Software, Inc.: Increased authorized shares of common stock from 50,000,000 to 75,000,000 (effective 2023-06-07).
“The Certificate amends the Certificate of Incorporation to (i) increase the number of authorized shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), from 50,000,000 to 75,000,000”
Upland Software, Inc. shareholders approved To authorize, for purposes of complying with Nasdaq Listing Rules 5635(b) and (d), the issuance of shares of Common Stock underlying shares of Series A Preferred Stock in an amount equal to or in excess of 20% of the Common Stock outstanding immediately prior to the issuance of such Series A Preferr at the 2023-06-07 meeting.
“The stockholders (excluding the holders of shares of Series A Preferred Stock) authorized, for purposes of complying with Nasdaq Listing Rules 5635(b) and (d), the issuance of shares of Common Stock underlying shares of Series A Preferred Stock in an amount equal to or in excess of 20% of the Common Stock outstanding immediately prior to the issuance of such Series A Preferred Stock (including upon the operation of anti-dilution provisions contained in the Certificate of Designation designating the terms of such Series A Preferred Stock). The voting results were as follows. For Against Abstain Broker Non-Votes 21,990,642 1,164,395 8,971 3,944,230”
Upland Software, Inc. shareholders approved To amend the Certificate of Incorporation to provide for exculpation of officers of the Company from personal liability under certain circumstances as allowed by Delaware law at the 2023-06-07 meeting.
“The stockholders approved the amendment to the Certificate of Incorporation to provide for exculpation of officers of the Company from personal liability under certain circumstances as allowed by Delaware law. The voting results were as follows. For Against Abstain Broker Non-Votes 23,962,032 4,588,364 908,504 3,944,230”
Upland Software, Inc. shareholders approved To amend the Certificate of Incorporation to increase the number of authorized shares of Common Stock from 50 million to 75 million at the 2023-06-07 meeting.
“The stockholders approved the amendment to the Certificate of Incorporation to increase the number of authorized shares of Common Stock from 50 million to 75 million. The voting results were as follows. For Against Abstain 31,127,246 2,269,533 6,351”
Upland Software, Inc. shareholders approved To approve, on an advisory basis, the compensation of the Company's named executive officers at the 2023-06-07 meeting.
“The stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers. The voting results were as follows. For Against Abstain Broker Non-Votes 24,194,028 5,249,359 15,513 3,944,230”
Upland Software, Inc. shareholders approved To ratify the appointment of Ernst & Young, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 at the 2023-06-07 meeting.
“The stockholders ratified the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. The voting results were as follows. For Against Abstain 31,276,403 2,123,652 3,075”
Upland Software, Inc. shareholders approved To elect one Class III director to serve on the Company's board of directors until the Company's 2026 annual meeting of stockholders, or until a successor is duly elected and qualified at the 2023-06-07 meeting.
“The stockholders elected one Class III director to serve on the Company’s board of directors until the Company’s 2026 annual meeting of stockholders, or until a successor is duly elected and qualified. The voting results were as follows. Director Nominee For Withhold Broker Non-Votes John T. (Jack) McDonald 26,846,419 2,612,481 3,944,230”
Upland Software, Inc. reported the full year ending December 31, 2023 results: revenue between $288.0 and $312.0 million. Guidance reaffirmed.
“For the full year ending December 31, 2023, Upland expects reported total revenue to be between $288.0 and $312.0 million, including subscription and support revenue between $269.0 and $289.0 million, for a decline in total revenue of 5% at the mid-point over the year ended December 31, 2022.”
Upland Software, Inc. reported the quarter ending June 30, 2023 results: revenue between $69.8 and $75.8 million. Guidance initiated.
“For the quarter ending June 30, 2023, Upland expects reported total revenue to be between $69.8 and $75.8 million, including subscription and support revenue between $65.7 and $70.7 million, for a decline in total revenue of 9% at the mid-point over the quarter-ended June 30, 2022.”
Upland Software, Inc. reported the quarter ended March 31, 2023 results: revenue $77.1 million, net income $140.0 million, EPS $4.38 per share.
“Total revenue was $77.1 million, a decrease of 2% from $78.7 million in the first quarter of 2022. Total revenue growth includes a negative impact of 2% from changes in foreign currency exchange rates ("FX"). Without FX, total revenue growth would have been flat. • Subscription and support revenue was $72.9 million, a decrease of 1% from $73.6 million in the first quarter of 2022. Subscription and support revenue growth includes a negative impact of 2% from FX. Without FX, subscription and support revenue growth would have been 1%. • GAAP net loss was $140.0 million compared to a GAAP net loss of $22.8 million in the first quarter of 2022. GAAP net loss attributable to common stockholders was $141.4 million compared to GAAP net loss attributable to common stockholders of $22.8 million in the first quarter of 2022. GAAP net loss per share attributable to common stockholders was $4.38 per share, compared to a GAAP net loss per share attributable to common stockholders of $0.73 per share”
Upland Software, Inc.: Certificate of Designations for Series B Junior Participating Preferred Stock filed with Delaware Secretary of State (effective 2023-05-02).
“In connection with the adoption of the Plan, the Board of Directors approved a Certificate of Designations of the Series B Junior Participating Preferred Stock (the “ Certificate of Designations ”). The Certificate of Designations was filed with the Secretary of State of the State of Delaware on May 2, 2023.”
Upland Software, Inc. reported the fourth quarter of 2022 results: revenue $78.8 million, net income GAAP net loss was $22.7 million, EPS GAAP net loss per share attributable to common stockholders was $0.75 per share. Guidance initiated.
“and full year of 2023. The company also announced a comprehensive growth plan to drive long-term shareholder value. Fourth Quarter 2022 Financial Highlights • Total revenue was $78.8 million, an increase of 4% from $75.7 million in the fourth quarter of 2021. Total revenue growth includes a negative impact of 3% from changes in foreign currency exchange rates ("FX").”
Upland Software, Inc. amended Amendment No.1 to the Credit Agreement with Credit Suisse AG, Cayman Islands Breach, as administrative agent and collateral agent, and the several lenders party thereto (effective 2023-02-21).
“On February 21, 2023 , Upland Software, Inc. (the “Company”) entered into that certain Amendment No.1 to the Credit Agreement (the “Amendment”), which amends that certain Credit Agreement, dated as of August 6, 2019 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time prior to the date of the Amendment, the “Credit Agreement”), by and among the Company, Credit Suisse AG, Cayman Islands Breach, as administrative agent and collateral agent, and the several lenders party thereto.”
Upland Software, Inc. reported the third quarter 2022 results: revenue $79.5 million, net income GAAP net loss was $6.5 million, EPS GAAP net loss per share attributable to common stockholders was $0.22 per share. Guidance reaffirmed.
“and operating results for the third quarter 2022 and issued guidance for its fourth quarter and full year of 2022. Third Quarter 2022 Financial Highlights • Total revenue was $79.5 million, an increase of 5% from $76.1 million in the third quarter of 2021. Total revenue growth includes a negative impact of 3% from changes in foreign currency exchange rates ("FX").”
David Chung was appointed as director at Upland Software, Inc..
“the Purchaser nominated David Chung to serve on the Board, and Mr. Chung was appointed to the Board on August 23, 2022 effective upon the Closing.”
John T. (Jack) McDonald was appointed as President at Upland Software, Inc..
“John T. (Jack) McDonald, the Company’s Chair and Chief Executive Officer, will serve as the Company’s President, effective August 31, 2022.”
Rodney C. Favaron resigned as President at Upland Software, Inc..
“Rodney C. Favaron has resigned as President of the Company, effective August 31, 2022.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.