secwatch / observer

Daily 8-K Digest — 2026-11-12

Generated November 12, 2026 at 8:34 PM ET · Covers November 12 trading day · 7 of 528 ready 8-Ks selected · AI-assisted overview

The day's most material 8-K was NVIDIA's disclosure that Jensen Huang resigned as president, CEO and director effective November 11, 2026, with CFO Colette Kress named interim CEO and director Harvey Jones appointed first-ever board chair. Two exchange-listing actions were also reported: SHF Holdings said Nasdaq will delist it and suspend trading November 18 after ten days at or below $0.10, and AtlasClear said NYSE American suspended trading November 10 and began delisting proceedings over low share price, with shares expected on OTC Pink. Three transactions were covered: Rallybio set a November 20 close for its Avenzo merger with a $13.90 per share cash distribution, Sempra closed its sale of 45% of Sempra Infrastructure to KKR and CPPIB for $4.56 billion in cash plus notes, and Integral Technologies acquired 80% of the Apex North critical minerals project in a $27.3 million reverse merger. InspireMD also reported FDA approval of its CGuard Prime TCAR stent system, which it said doubles its US addressable market.
NVDA NVIDIA CORP
leadership negative materiality 1.00 November 12, 2026, 8:52 AM ET

Jensen Huang resigns as NVIDIA CEO; CFO Colette Kress named interim CEO, Harvey Jones board chair

  • Board accepted Huang's resignation as President, CEO and director effective November 11, 2026; he co-founded NVIDIA and led it 33 years.
  • Colette Kress, EVP and CFO since September 2013, serves as interim CEO and keeps CFO duties while board searches internal and external candidates.
  • Harvey C. Jones, director since 1993 and former Synopsys CEO/Executive Chairman, appointed NVIDIA's first-ever Chair of the Board.
SHFS SHF Holdings, Inc.
regulatory negative materiality 0.95 November 12, 2026, 5:28 PM ET

Nasdaq to delist SHF Holdings; trading suspended Nov 18 after 10 days at or below $0.10

  • Nasdaq said SHFS closed at $0.10 or less for 10 consecutive trading days from Oct 28 to Nov 10, 2026; trading suspends at open Nov 18 and Nasdaq will file Form 25-NSE.
  • SHF may appeal to Nasdaq Hearings Panel, but a timely hearing request will not stay the suspension; it is considering a reverse stock split and still intends to close the Opifex Media deal.
  • From Oct 30 through Nov 11, 2026, SHF issued 63,247,931 shares upon conversion of 7,730 Series B preferred at $0.1210/share, receiving no additional consideration.
ATCH AtlasClear Holdings, Inc.
regulatory negative materiality 0.90 November 12, 2026, 6:06 AM ET

NYSE American suspends AtlasClear trading, starts delisting over low share price; ATCH to OTC

  • NYSE American suspended trading in AtlasClear (ATCH) on Nov 10, 2026 and began delisting proceedings under Section 1003(f)(v) over the stock's low selling price.
  • AtlasClear intends to appeal to a Listing Qualifications Panel and may pursue a reverse stock split; shares are expected to quote on the OTC Pink Limited Market under ATCH from Nov 11, 2026.
  • AtlasClearing remains compliant with regulatory net capital requirements and has signed eight correspondent broker-dealer agreements; onboarding continues.
RLYB Rallybio Corp
M&A positive materiality 0.85 November 12, 2026, 4:41 PM ET

Rallybio expects Avenzo merger to close Nov 20; sets $13.90/share cash distribution

  • Avenzo Therapeutics merger under May 31, 2026 agreement expected to close after market close Nov 20, 2026; Nasdaq approved listing of common stock for the deal.
  • Special cash distribution of $13.90/share to holders of record Nov 5, 2026; deposit with transfer agent Nov 19, payments expected to begin Nov 30, 2026.
  • Nasdaq due-bill period runs from Nov 5 record date through close on Nov 20; buyers in that period receive the cash distribution, while sellers do not.
SRE SEMPRA
M&A positive materiality 0.85 November 12, 2026, 4:16 PM ET

Sempra closes sale of 45% of Sempra Infrastructure to KKR/CPPIB; $4.56B cash, $2.8-3.3B gain

  • Received $4.56B cash at closing; remainder via $4.14B note at 7.5% due Dec 31, 2027 ($4.51B with interest) and $1.20B note at 8.5%/10.0% due Feb 11, 2034 ($2.31B).
  • Expects pre-tax gain on sale of $2.80B-$3.30B ($2.00B-$2.40B after tax) plus $450M-$550M of additional transaction costs ($325M-$400M after tax).
  • Post-close ownership: KKR Partners 65%, Sempra 25%, ADIA 10%; SI Partners deconsolidated Nov 12, 2026 and now equity-method within the Sempra Infrastructure segment.
NSPR InspireMD, Inc.
regulatory positive materiality 0.80 November 12, 2026, 4:45 PM ET

InspireMD wins FDA approval for CGuard Prime TCAR stent, doubling US addressable market

  • FDA approved the PMA supplement for the CGuard Prime TransCarotid Stent System (80 cm delivery) for TCAR procedures used with an embolic protection system specified in labeling.
  • Approval adds access to more than 35,000 annual US TCAR procedures, doubling CGuard Prime's TAM; TCAR plus CAS total ~75,000 US carotid stenting procedures yearly per company estimates.
  • CGUARDIANS II pivotal trial: 50 patients across 11 US sites; 100% acute device success with zero death, stroke, MI or stent thrombosis at 30 days.
— INTEGRAL TECHNOLOGIES INC
M&A positive materiality 0.80 November 12, 2026, 3:43 PM ET

Integral Technologies buys 80% of Apex North critical minerals project in $27.3M reverse merger

  • Acquired 80% of Apex North LLC from Dragonstone Metals Ltd. and Nedeel LLC for 390,714 Series D preferred shares with $27,349,980 stated value, convertible at $0.07.
  • Series D represented ~85.91% of total voting power at closing, effecting a change of control; Green Iguana and Kryptonite retain 20% with a free carry.
  • Apex North holds ~394 unpatented lode claims covering ~3,294 hectares (8,141 acres) in Washington County, Utah; no Proven or Probable Reserves.
Generated from SEC 8-K filings received on 2026-11-12. Not investment advice. · Live feed · Executive changes · All-filings RSS · Methodology
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