Recent 8-K filings for AEI

• May 7, 2026, 7:59 PM ET M&A materiality 0.60 neutral item 1.01item 1.02item 9.01 ◈ Material Agreements

  Alset Inc. terminates agreement to sell Hapi Metaverse shares to HWH International for $19.9M

  Alset and HWH International terminated sale of 505.3M shares of Hapi Metaverse (99.55% stake) for $19.9M.

• March 30, 2026, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 9.01 ◈ Material Agreements

  Alset subsidiary AIL loans $2.45M to related party DSS via convertible note and warrants

  Loan amount $2.45M; 3% simple interest, convertible at $0.74/share, 5-year maturity.

• February 6, 2026, 6:59 PM ET M&A materiality 0.65 neutral item 1.01item 9.01 ◈ Material Agreements ×2

  Alset sells 99.55% stake in Hapi Metaverse to subsidiary HWH Int'l for $19.9M convertible note

  Purchase price $19.9M via convertible note at $1.85/share, 1% interest, 5-year term.

• December 4, 2025, 6:59 PM ET other materiality 0.15 neutral item 5.07

  Alset Inc. stockholder meeting elects all 7 director nominees and ratifies auditor

  All seven director nominees elected; votes ranged from 35.5M to 37.2M for, broker non-votes 214,515.

• September 30, 2025, 7:59 PM ET other material materiality 0.40 neutral item 7.01item 9.01

  Alset Inc. boosts stock repurchase program by $1M; bought back ~$392K previously

  Board approved additional $1M share repurchase authorization; program runs through Dec 31, 2025.

• July 23, 2025, 7:59 PM ET other material materiality 0.85 neutral item 2.01item 2.03item 1.01item 3.02item 9.01 ◈ M&A Transactions

  Alset closes $83M purchase of NEAPI from Chan; issues 27.7M shares on note conversion

  Completed purchase of all NEAPI shares for $83M convertible note; Chan converted note into 27,666,667 shares at $3.00 per share.

• July 18, 2025, 7:59 PM ET regulatory materiality 0.55 neutral item 8.01

  Alset Inc. regains Nasdaq minimum bid price compliance

  Nasdaq notified Alset on July 17, 2025 that it meets the $1 minimum bid price requirement.

• July 2, 2025, 7:59 PM ET regulatory materiality 0.50 neutral item 4.01item 9.01 ◈ Auditor Changes ×2

  Alset Inc. dismisses Grassi & Co., appoints HTL International as new auditor

  Dismissed Grassi & Co. as independent auditor on July 2, 2025; no adverse opinions or disagreements in FY2023/2024 audits.

• June 23, 2025, 7:59 PM ET other material materiality 0.50 positive item 7.01item 9.01

  Alset Inc. authorizes $1M stock repurchase program through Dec 31, 2025

  Board authorized up to $1,000,000 in common stock repurchases; program expires Dec 31, 2025 or when fully utilized.

• May 22, 2025, 7:59 PM ET M&A materiality 0.75 neutral item 1.01item 2.03item 3.02item 9.01

  Alset enters $83M deal to acquire electric-vehicle stake from Chairman

  Purchase price of $83M via 5-year convertible note at $3.00/share, 1% interest.

• May 15, 2025, 7:59 PM ET regulatory materiality 0.70 negative item 3.01

  Alset receives Nasdaq delisting notice for bid price below $1.00; 180-day cure period

  Closing bid price below $1.00 for 30 consecutive trading days; fails Minimum Bid Price Requirement under Nasdaq Rule 5550(a)(2).

• May 14, 2025, 7:59 PM ET M&A materiality 0.75 neutral item 1.01item 9.01

  Alset amends acquisition of New Energy Asia Pacific to $83M via convertible note

  Amended term sheet reduces purchase price from $103.75M to $83M for all shares of NEAPI.

• April 17, 2025, 7:59 PM ET other material materiality 0.45 neutral item 5.02item 9.01

  Alset awards Chairman/CEO Chan Heng Fai 1M restricted shares with one-year lockup

  1,000,000 restricted shares granted to CEO Chan Heng Fai on April 15, 2025.

• January 3, 2025, 6:59 PM ET other material materiality 0.50 neutral item 1.01item 8.01item 9.01

  Alset raises ~$1.5M in registered direct offering of 1.5M shares at $1.00/share

  Sold 1,500,000 shares of common stock (or pre-funded warrants) at $1.00 per share for ~$1.5M gross proceeds.

• December 16, 2024, 6:59 PM ET other material materiality 0.40 neutral item 1.01item 9.01

  Alset Inc. agrees to buy 820,597 shares of DSS, Inc. for $800K in related-party deal

  Alset to purchase 820,597 newly issued DSS common shares at $0.9749/share, total $800,000.

• December 5, 2024, 6:59 PM ET other material materiality 0.15 neutral item 5.07

  Alset Inc. elects seven directors and ratifies Grassi & Co. as auditor at annual meeting

  Chan Heng Fai re-elected with 6,414,931 For and 10,211 Withheld; broker non-votes 960,407.

• November 26, 2024, 6:59 PM ET other material materiality 0.50 neutral item 1.01item 9.01

  Alset buys $3M HWH shares at $0.68, raising stake from 86.6% to 88.8%

  Purchased 4,411,764 HWH common shares at $0.68/share, total consideration $3M.

• November 22, 2024, 6:59 PM ET other material materiality 0.50 neutral item 8.01item 9.01

  Alset closes purchase of 6.5M HWH International shares from subsidiary for $4.095M note

  Purchased 6,500,000 shares of HWH International Inc. for a $4,095,000 secured promissory note.

• October 15, 2024, 7:59 PM ET other material materiality 0.40 neutral item 8.01

  Alset subsidiary closes sale of 72 residential lots for ~$3.9M

  Sale closed October 10, 2024, for 72 lots in Lakes at Black Oak, Magnolia, TX.

• September 27, 2024, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 9.01

  Alset Inc. buys 6.5M HWH shares from unit for $4.1M; converts $3.8M HWH debt to equity at $0.63/share

  Enters Stock Purchase Agreement with subsidiary Alset International to purchase 6,500,000 HWH shares for $4,095,000 in secured promissory note.

• May 22, 2024, 7:59 PM ET M&A materiality 0.60 neutral item 1.01item 9.01

  Alset Inc. to acquire 13.9% of DSS Inc. from CEO in stock-for-stock deal

  Alset (AEI) will buy 982,303 DSS shares (13.9% of outstanding) from CEO Chan Heng Fai and Heng Fai Holdings.

Materiality & sentiment trend

Max materiality 0.85 · Median 0.50 · Most common event other_material

1 positive 1 negative 19 neutral

source · AEI on sec.gov