Recent 8-K filings for LPLA

• Apr 30, 2026 23:59 UTC earnings materiality 0.90 positive item 2.02item 9.01

  LPL Financial Q1 EPS $4.43 (adj $5.60), assets up 30% to $2.3T; lowers Core G&A outlook

  Net income $356M, diluted EPS $4.43 (+4% YoY); adjusted EPS $5.60 (+9% YoY).

• Jan 29, 2026 23:59 UTC earnings materiality 0.75 positive item 2.02item 9.01

  LPL Financial Q4 adj EPS $5.23, up 23% YoY; assets reach $2.4T

  Net income $301M, diluted EPS $3.74 (+4% YoY); adjusted EPS $5.23 (+23%).

• Oct 30, 2025 23:59 UTC earnings materiality 0.75 positive item 2.02item 9.01

  LPL Financial Q3 2025: Adjusted EPS $5.20 (+25% YoY); total assets hit $2.3T with Commonwealth integration

  Net loss $30M (diluted EPS -$0.37) from $419M one-time acquisition costs for Commonwealth Financial Network.

• Aug 01, 2025 23:59 UTC m_and_a materiality 0.75 positive item 7.01item 8.01item 9.01

  LPL Financial closes acquisition of Commonwealth Financial Network; advisors managing $305B in assets join

  LPL closed acquisition of Commonwealth, adding ~3,000 advisors and $305B in assets.

• Jul 31, 2025 23:59 UTC earnings materiality 0.75 positive item 2.02item 9.01

  LPL Financial Q2 2025: Adjusted EPS $4.51 (+16% YoY), total assets $1.9T (+28%)

  Net income $273M, diluted EPS $3.40 (+5% YoY); adjusted EPS $4.51 (+16% YoY).

• Jun 03, 2025 23:59 UTC leadership materiality 0.60 neutral item 5.02

  Chief Legal Officer Althea Brown resigns effective June 30, 2025 for personal career break

  Althea Brown submitted resignation as Chief Legal Officer and Corporate Secretary, effective June 30, 2025.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.90 · Median 0.68 · Most common event earnings

5 positive 0 negative 5 neutral

source · LPLA on sec.gov