Recent 8-K filings for SIEB
Highest-materiality recent filing
Siebert Financial acquires remaining 32% of RISE Financial for $3.7M
- Purchased 32% minority interest in RISE Financial Services for $3.7M aggregate price.
- Includes 24% stake from director Gloria E. Gebbia; all selling holders received carrying value.
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Siebert Financial shareholders elect directors and approve equity plan increase at annual meeting
All seven director nominees elected, including Gloria Gebbia (34.8M for) and John Gebbia (34.9M for).
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Siebert Financial acquires remaining 32% of RISE Financial for $3.7M
Purchased 32% minority interest in RISE Financial Services for $3.7M aggregate price.
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Siebert Financial files $50M at-the-market equity offering via Ladenburg Thalmann and subsidiary
Entered Sales Agreement with Muriel Siebert & Co. (wholly-owned sub) and Ladenburg Thalmann to sell up to $50M of common stock.
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Siebert Financial files revised auditor consent; no change to financial results
Amended auditor consent in Form 10-K/A to correct date and registration statement references.
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Siebert subsidiary enters $20M BMO revolving credit facility
Muriel Siebert & Co. subsidiary secured a $20M revolving credit line from BMO Bank N.A.
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All seven director nominees (Gloria Gebbia, John Gebbia, Zabatta, Cuttita, Reich, Schneider, Shin) elected with >98% of votes cast.
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Siebert Financial enters $20M revolving credit facility with East West Bank
Revolver cap of $20M with initial two‑year term; interest rate at SOFR + 3.15% (floor 7.50%).
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Siebert Financial appoints Crowe LLP as new auditor for FY2024
Baker Tilly US, LLP resigned as Siebert's independent auditor on May 16, 2024.
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Siebert Financial Corp.'s auditor Baker Tilly resigns; company seeking replacement
Baker Tilly resigned as independent auditor on May 13, 2024, effective after completing Q1 2024 review.
Materiality & sentiment trend
Max materiality 0.60 · Median 0.50 · Most common event other