Highest-materiality recent filing
Alpha Modus receives Nasdaq delisting notice; enters CEO trust exchange to regain compliance
Nasdaq notice for failure to meet minimum net income, MVLS ($35M), or stockholders' equity ($2.5M); 45 days to submit plan.
Alpha Modus issues ~5.5M shares to directors, officers, and institutional investors
Issued 183,268 shares to four non-employee directors for Q4 2025 fees at ~$0.5457/share.
Alpha Modus receives Nasdaq notice for failing $1.00 minimum bid price
Received Nasdaq notice on Jan 12, 2026; closing bid price below $1.00 from Nov 13, 2025 to Jan 9, 2026.
Alpha Modus enters consulting agreements for kiosk rollout with major retailer; issues 4.25M shares
Rucus Holdings receives 250,000 shares; Leron Group receives 4,000,000 shares for marketing/sales services.
CEO trust exchanges 4.3M Series C preferred for 40.1M common shares, locked until mid-2026
Trust of CEO William Alessi swaps 4,300,000 Series C preferred shares for 40,111,940 Class A common shares.
Entered exclusive, perpetual US license to CashX's mobile app, kiosk app, and prepaid card; pays $1,000 + up to $10M in stock upon $1M EBITDA or $5M revenue milestones from CashX efforts.
Four irrevocable trusts beneficially owned by CEO William Alessi exchange 800K Series C Preferred each for 6,519,967 Class A common shares.
Alpha Modus enters patent monetization agreement with CEO entity; amends convertible note
Enters Patent Monetization Agreement with CEO-controlled Alpha Modus Ventures to fund patent litigation against Broadcom (patents 11,108,591, 11,303,473, 11,310,077).
Alpha Modus receives Nasdaq delisting notice for MVLS below $50M
Received Nasdaq notice on Feb 5, 2025, for failing to maintain minimum MVLS of $50M.
Alpha Modus amends convertible note with Streeterville; monthly payments deferred to May 2025
Original $2.89M note (net $2.6M) from Streeterville Capital; stock below $4.00 floor triggered mandatory prepayment.
Alpha Modus receives Nasdaq delisting notice for failing minimum MVPHS of $15M
Nasdaq notified Alpha Modus on Jan 6, 2025, that MVPHS fell below $15M threshold.
Alpha Modus Holdings completes de-SPAC merger; 426,136 shares redeemed for $4.8M
Post-merger shares outstanding: 12,455,252 Class A common stock, 7,500,000 Series C preferred.
Insight Acquisition Corp. stockholders approve extension to March 7, 2025 for business combination
Stockholders approved extension of business combination period from Dec 7, 2024 to March 7, 2025.
Insight Acquisition Corp. extends deadline to March 7, 2025; 75.93% vote approval, 1 share redeemed
Stockholders approved extending business combination deadline from Dec 7, 2024 to Mar 7, 2025.
Insight Acquisition stockholders approve Alpha Modus merger; 426K shares redeemed
All three proposals (business combination, charter amendment, Nasdaq listing) passed with 5,555,475 votes FOR, representing 85.22% of outstanding shares.
Entered securities purchase agreement with Streeterville Capital for $2.89M secured convertible promissory note, net proceeds $2.6M.
Insight Acquisition Corp. faces Nasdaq delisting after missing SPAC business combination deadline
Nasdaq notified on Sept 27, 2024 that company failed to complete a business combination within 36 months of IPO effective date (Sept 1, 2021).
Insight Acquisition Corp. receives Nasdaq delisting notice over MVLS failure
Received Nasdaq notice on July 29, 2024 for failing $15M market value of listed securities requirement.
BCA amendment exchanges 6,145,000 common and 7,500,000 Series C preferred shares for IAC shares; each Alpha Modus share gets 1 IAC share plus earnout rights.
Insight Acquisition restates Q3 2023 financials; trust account over-withdrawals material
Over-withdrew $1,049,359 from trust; $628,758 due to redeemed shareholders; $994,950 due from sponsor as of Sep 30, 2023.
On January 2, 2025, Alpha Modus Holdings, Inc., a Delaware corporation (the “ Company ” or “ Alpha Modus ”) appointed Thomas Gallagher as the Chief Revenue Officer of the Company.
Max materiality 0.90 · Median 0.55 · Most common event other_material