Highest-materiality recent filing
Sixth Amendment to the Sept 18, 2023 Senior Secured Term Loan reduces the Conversion Price from $93,312.00 to $1.488 for the period Sept 30 to Oct 2, 2026.
Nauticus Robotics gets waivers for Series B/C preferred triggering event through March 31, 2027
Nauticus Robotics received two executed waivers on Sept. 30, 2026 for Series B and Series C preferred stock, waiving the Section 5(a)(xv) triggering event through March 31, 2027.
Holder waived the Series C Section 5(a)(xv) triggering event for preferred shares outstanding on or after September 30, 2026, for the period from September 30, 2026 through December 31, 2027.
Nauticus Robotics announces 1-for-6 reverse stock split effective Sept 24, 2026
1-for-6 reverse stock split effective 8:01 PM ET Sept 24; trading split-adjusted on Sept 25 under KITT.
Nauticus Robotics cuts loan conversion price to $1.80 for one day, from $15,552
Fourth Amendment to Term Loan Agreement dated Aug 12, 2026 reduces conversion price to $1.80 for period ending Aug 13, 2026.
Nauticus Robotics converts $4.0M debt into Series C Preferred Stock to boost equity
Converted $4.0M of outstanding debt and accrued interest into 4,800 shares of Series C Convertible Preferred Stock.
Nauticus Robotics amends term loan; conversion price cut to $1.80 through June 15
Third Amendment to Senior Secured Term Loan Agreement reduces conversion price to $1.80/share.
Nauticus Robotics hires Brian Allen as CRO; also amends debt terms and issues convertible note
Brian Allen appointed Chief Revenue Officer, effective May 13, 2026; formerly CEO of Beam with $90M sales pipeline.
Nauticus Robotics maintains Nasdaq compliance; subject to equity monitor through Dec 2026
Nasdaq confirmed on April 27, 2026 that Nauticus met all continued listing requirements through April 14, 2026.
Nauticus Robotics to effect 1-for-8 reverse stock split effective April 21, 2026
Reverse split at 1:8 ratio; stock begins trading on split-adjusted basis on Nasdaq on April 21, 2026.
Nauticus Robotics completes $16M acquisition of SeaTrepid robotic assets
Total consideration $16M: $8M cash ($4M at close, $4M by Sep 30, 2025) + $5.5M earn-out shares + $2.5M assumed liabilities.
Nauticus Robotics announces up to $50M strategic investment from Master Investment Group for UAE hub
Up to $50M strategic investment from Master Investment Group to establish UAE manufacturing and offshore robotics hub.
Approved reverse stock split at ratio between 1:5 and 1:250 with 8.39M votes for.
Nasdaq confirmed compliance with Equity Rule 5550(b)(1) on Dec 19, 2025; continued listing granted.
Nauticus Robotics CTO John Yamokoski resigns, effective Jan 2, 2026
Chief Technical Officer John D. Yamokoski notified company of resignation on Dec 16, 2025.
Nauticus Robotics issues 3,814 Series C preferred shares in exchange for existing convertible debt
On Dec 3, 2025, Nauticus exchanged portions of secured convertible term loans and senior secured debentures due 2026 for 3,814 Series C preferred shares.
Nauticus Robotics details equity actions to regain Nasdaq compliance; hearing pending
Hearing held Dec 4, 2025; no decision yet from Nasdaq Hearings Panel.
Nauticus Robotics exchanges debt for Series C Preferred with conversion at $0.95, floor $0.19
Exchanges up to 3,814 shares of Series C Preferred Stock for existing convertible debt and debentures.
Entered $250M equity purchase facility; shares sold at market prices over 24 months, subject to 19.99% exchange cap without stockholder approval.
Nauticus Robotics receives Nasdaq delisting notice for market value deficiency
Received deficiency letter on Oct 16, 2025: market value of listed securities below $35M for 30 consecutive days.
Nauticus Robotics raises $2.94M via Series B Preferred; conversion price $0.9181
Issued 3,000 shares of Series B Convertible Preferred Stock at $1,000 stated value, raising $2,940,000 in initial closing.
Nauticus Robotics issues 3,000 Series B Preferred shares for $2.94M private placement
Issued 3,000 shares of Series B Convertible Preferred at $980/share for total $2,940,000.
Nauticus Robotics raises $2.94M in Series B preferred offering; up to $7.84M total
Initial closing sold 3,000 shares of Series B Preferred at $980/share for $2.94M to an institutional investor.
Nauticus Robotics names Jimena Begaries interim CFO effective July 25, 2025
Victoria Hay departed as Interim CFO on July 25, 2025; will continue services via Flexible Consulting LLC.
On July 29, 2024, Nicholas J. Bigney, General Counsel of Nauticus Robotics, Inc., ("Nauticus") informed the Nauticus of his intention to resign from his position to accept a position with a different company.
On April 16, 2024, Dr. Lisa Porter, a member of the board of directors (the "Board") of Nauticus Robotics, Inc. (the "Company"), notified the Board that she does not wish to stand for reelection at the 2024 annual meeting of stockholders of the Company (the "Meeting").
Also on April 16, 2024, VAdm. Joseph R. Dyer, a member of the Board, notified the Board that he does not wish to stand for reelection at the Meeting.
On January 28, 2024, the board of directors of Nauticus Robotics, Inc. (the “Company”) appointed Victoria Hay as the Company’s “principal accounting officer.”
On January 12, 2024, Tom Matura, the principal accounting officer of Nauticus Robotics, Inc. (the “Company”), left the Company.
On January 4, 2024, Nicolaus Radford, the Company’s Chief Executive Officer, departed the Company.
Also on January 4, 2024, Donnelly Bohan, the Company’s Chief Operating Officer, departed the Company.
On January 4, 2024, the Board appointed John W. Gibson, Jr. as the Interim Chief Executive Officer and President of the Company, and designated Mr. Gibson as the “principal executive officer.”
Pursuant to Mr. Radford’s employment agreement, Mr. Radford was also deemed to have resigned from the Board of Directors of the Company (the “Board”) contemporaneous with his departure from the Company.
On December 18, 2023, Mark Mey, a member of the board of directors (the “Board”) of Nauticus Robotics, Inc. (the “Company”), tendered his resignation as a director on the Board.
appointed Victoria Hay as the Interim Chief Financial Officer and principal financial officer of the Company.
removed Rangan Padmanabhan, the Company’s Chief Financial Officer and principal financial officer, and M. Dilshad Kasmani, the Company’s Chief Legal and Administrative Officer, as officers of the Company.
Max materiality 0.85 · Median 0.53 · Most common event other_material