Recent 8-K filings for SOBR

• May 27, 2026, 9:15 AM ET regulatory materiality 0.85 negative item 3.01

  Nasdaq grants SOBR Safe continued listing until Sept 15, 2026, conditional on Clean World Ventures merger

  Received deficiency letter on March 19, 2026 for bid price below $1.00 for 30 consecutive days.

• May 13, 2026, 4:30 PM ET other material materiality 0.80 negative item 2.05item 9.01

  SOBR Safe cuts 70% of workforce (11 employees) to save $1.6M annually

  Workforce reduced by 11 employees (~70%) to align with business needs post-merger agreement with Clean World Ventures.

• April 30, 2026, 7:59 PM ET M&A materiality 0.85 neutral item 1.01item 2.01item 5.01item 5.02item 7.01item 9.01

  SOBR Safe enters merger with Clean World Ventures; CWV stockholders to own 98% of combined company

  Merger agreement: Merger Sub merges into CWV; CWV survives as wholly owned SOBR sub.

• April 17, 2026, 7:59 PM ET other materiality 0.20 neutral item 8.01

  SOBR Safe postpones 2026 Annual Meeting from May 18 to a later date

  Board determined to delay 2026 Annual Meeting previously scheduled for May 18, 2026.

• March 31, 2026, 7:59 PM ET other materiality 0.10 neutral item 8.01

  SOBR Safe sets 2026 annual meeting for May 18; record date April 10

  Annual meeting will be held May 18, 2026; record date April 10, 2026.

• March 25, 2026, 7:59 PM ET regulatory materiality 0.85 negative item 3.01

  SOBR Safe receives Nasdaq delisting notice due to bid price below $1; not eligible for compliance period

  Received deficiency letter on March 19, 2026; bid price below $1 for 30 consecutive business days.

• January 2, 2026, 6:59 PM ET leadership materiality 0.20 neutral item 1.01item 5.02item 8.01item 9.01

  SOBR Safe extends CEO Gandini and CFO Whitaker agreements through Dec 31, 2026

  CEO David Gandini's employment term extended to December 31, 2026 via amendment dated December 30, 2025.

• December 30, 2025, 6:59 PM ET other material materiality 0.65 neutral item 1.01item 3.02item 7.01item 9.01

  SOBRsafe closes $2M private placement of common stock and warrants

  Gross proceeds of $2.0M from sale of 1,290,324 shares (or pre-funded warrants), Series C and D warrants.

• November 12, 2025, 6:59 PM ET earnings materiality 0.70 neutral item 7.01item 9.01

  SOBRsafe Q3 revenue up 136% to $109k; net loss widens to $2.2M

  Revenue $108.9k (+136% YoY, +4.5% sequentially); device sales 277 units (+55.6% QoQ).

• August 7, 2025, 7:59 PM ET earnings materiality 0.60 positive item 5.02item 7.01item 9.01

  SOBRsafe Q2 revenue up 92% YoY to $104k, net loss improves slightly

  Revenue $104.2k (+92.3% YoY); gross margin 57.5% (+380 bps).

• July 30, 2025, 7:59 PM ET other material materiality 0.55 positive item 7.01item 9.01

  SOBRsafe GEN 2 passes independent validation; 30-sec ethanol detection confirmed

  Third-party testing by KEA Technologies validates calibration linearity, sensitivity, and trace alcohol differentiation.

• July 18, 2025, 7:59 PM ET other material materiality 0.65 neutral item 5.02item 5.07item 5.03item 8.01item 9.01

  SOBR Safe shareholders approve reverse stock split authorization, staggered board, and director elections

  Approved reverse split of common stock from 1:2 to 1:10 at Board's discretion by Dec 31, 2025; 648,873 for, 176,283 against.

• May 13, 2025, 7:59 PM ET leadership materiality 0.50 neutral item 1.01item 5.02item 8.01item 9.01

  SOBRsafe names Kris Pederson to board; CFO Chris Whitaker signs new employment agreement

  Kris Pederson appointed to SOBR Board effective May 1, 2025; will chair Nominating and Governance Committee.

• April 4, 2025, 7:59 PM ET other material materiality 0.50 neutral item 5.03item 7.01item 9.01

  SOBR Safe to effect 1-for-10 reverse stock split effective April 4, 2025

  Reverse split reduces outstanding shares from ~15.26M to ~1.526M; trading symbol remains SOBR.

• December 11, 2024, 6:59 PM ET other material materiality 0.80 negative item 5.07

  SOBR Safe shareholders approve issuance of up to 29M shares and reverse split authorization

  Shareholders approved issuance of up to 29,011,695 shares upon exercise of warrants under Oct 7, 2024 SPA.

• October 31, 2024, 7:59 PM ET regulatory materiality 0.60 neutral item 7.01item 8.01item 9.01

  SOBRsafe regains compliance with Nasdaq listing requirements; subject to one-year monitoring

  Regained compliance with bid price (Rule 5550(a)(2)), public float (Rule 5550(a)(4)), and stockholders' equity (Rule 5550(b)(1)).

• October 11, 2024, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 3.02item 8.01item 9.01

  SOBRsafe raises $8.2M via private placement of units with warrants

  Gross proceeds of $8.2M from private placement with institutional investors; closed Oct 8, 2024.

• October 10, 2024, 7:59 PM ET regulatory materiality 0.75 negative item 3.01

  SOBR Safe flagged for insufficient publicly held shares after reverse split; private placement to cure

  Nasdaq notified SOBR on Oct 4, 2024 that publicly held shares (285,611) fall below 500,000 minimum.

• October 1, 2024, 7:59 PM ET other material materiality 0.55 neutral item 5.03item 7.01item 9.01

  SOBR Safe 1-for-110 reverse stock split effective Oct 2 to regain Nasdaq compliance

  1-for-110 reverse stock split effective 12:01 a.m. ET on October 2, 2024; post-split trading begins that day.

• August 13, 2024, 7:59 PM ET regulatory materiality 0.75 neutral item 3.01

  Nasdaq grants SOBR Safe exception to regain compliance until Oct 23, 2024

  Received bid price deficiency letter Nov 15, 2023; stockholders' equity deficiency Apr 8, 2024.

• July 26, 2024, 7:59 PM ET other material materiality 0.15 neutral item 5.07

  SOBR Safe shareholders approve issuance of up to 20.6M shares upon warrant conversion

  Special meeting on July 22, 2024 approved issuance of up to 20,638,326 shares upon exercise of June 4, 2024 warrant.

• June 6, 2024, 7:59 PM ET other material materiality 0.60 neutral item 5.02item 5.07

  SOBR Safe shareholders approve reverse stock split authorization up to 1:150 and elect all director nominees

  All five director nominees elected: Beabout, Butler, Fay, Gandini, Shoemaker with 6.36-6.50M shares for each.

• June 4, 2024, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 3.02item 9.01

  SOBR Safe raises $2.79M via warrant exercise; issues 20.6M new warrants at $0.27

  Exercised ~10.3M warrants at reduced price of $0.27 per share, raising ~$2.79M in gross proceeds.

• May 20, 2024, 7:59 PM ET regulatory materiality 0.75 negative item 3.01

  SOBR Safe receives Nasdaq delisting determination for bid price and equity non-compliance

  Nasdaq notified SOBR Safe on May 15, 2024 that it failed to regain $1.00 minimum bid price compliance by May 13, 2024.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.85 · Median 0.60 · Most common event other_material

2 positive 6 negative 16 neutral

source · SOBR on sec.gov