Recent 8-K filings for AIFC
Highest-materiality recent filing
ALT5 Sigma raises ~$1.5B via registered direct and private placement to acquire $WLFI tokens and build crypto treasury
- Registered direct offering of 100M shares at $7.50 for ~$750M gross; private placement receives $750M in $WLFI tokens for 1M shares + 99M pre-funded warrants.
- Preliminary Q2 revenue $6.0-6.5M, gross profit $2.5-3.0M, operating loss $2.0-2.2M; cash $9.5M as of June 28, 2025.
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ALT5 Sigma acquires Block Street Corp. and Dectec; issues stock and pre-funded warrants
Acquired Block Street for 12,670,257 common shares valued at $12M plus $15M and $16M pre-funded warrants with performance milestones.
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ALT5 Sigma names Tony Isaac permanent CEO with $600k salary, 5M share grant
Tony Isaac's title changed from Acting CEO to CEO; Employment Agreement approved April 20, 2026.
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ALT5 Sigma regains full Nasdaq compliance; all three listing deficiencies cured
Filed Q3 10-Q on Jan 12, 2026; Nasdaq confirmed compliance with Listing Rule 5250(c)(1) on Jan 13.
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ALT5 Sigma reports NAV $6.67/share, stock trades at $1.52 (77% discount); compliance restored
Estimated NAV of $843M ($6.67/share) vs. market cap ~$192M; shares trade at 77% discount.
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ALT5 Sigma subsidiary secures $15M loan from World Liberty Financial, collateralized by WLFI tokens
$15M loan at 4.50% per annum, 24-month maturity; drawn fully on Jan 29, net proceeds ~$14.2M after prepaid interest and fees.
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ALT5 Sigma appoints Steven M. Plumb as CFO with base salary of $339,400
Steven M. Plumb appointed CFO effective Nov 24, 2025; employment agreement finalized Jan 21, 2026.
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CEO Peter Tassiopoulos to depart ALT5 Sigma on Dec 15, 2025; Acting CEO Tony Isaac named
Mutual separation agreement with CEO Peter Tassiopoulos; effective Dec 15, 2025.
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Director David Danziger resigned Nov 25, 2025, causing audit committee to lack three independent members required by Nasdaq Rule 5605.
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Alt5 Sigma appoints Tony Isaac acting CEO, Steven Plumb CFO; Hugh and Pitters exit
CFO/acting CEO Jonathan Hugh departed Nov 21, 2025 without cause; COO Ron Pitters given notice Nov 25, 2025.
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ALT5 Sigma delays Q3 2025 10-Q filing citing incomplete review
Company will not file its September 27, 2025 quarterly report timely due to incomplete financial review.
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ALT5 Sigma sues former consultant for data breach that may materially affect company
ALT5 Sigma filed lawsuit on Nov 4, 2025 in Delaware Chancery Court against Wellington Peel LLC, Jean-Francois Amyot, Hugues Benoit, and Prime Delta Corp.
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Alt5 Sigma suspends CEO Peter Tassiopoulos; Jonathan Hugh named Acting CEO
Peter Tassiopoulos suspended as CEO effective Oct 16, 2025; removed of duties with pay.
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ALT5 Sigma stockholders approve 10x increase in authorized common shares to 2 billion
Proposal 3 passed with ~56.8M votes for, ~13.1M against, 4,646 abstentions; no broker non-votes.
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Alt5 Sigma shareholders approve 119M share issuance to World Liberty Financial
Proposal 1 passed: 36.99M for, 12.38M against — authorizing 119M shares issued to World Liberty Financial upon warrant exercise.
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ALT5 Sigma cancels Alyea spin-off as previously planned; evaluating other strategic options
The spin-off of Alyea Therapeutics will not occur with the June 2, 2025 record date as previously disclosed.
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ALT5 Sigma reports $WLFI holdings of 7.28B tokens valued at $1.3B
ALT5 holds 7,283,585,650 $WLFI tokens; market value ~$1.31B at $0.18 per token.
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May 7, 2025 Rwanda court found ALT5 Sigma Canada and former principal Andre Beauchesne guilty of illicit enrichment; confiscated ~$3.5M; appeal filed June 6.
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ALT5 Sigma closes $1.5B offering led by World Liberty Financial; Eric Trump joins board
Closed $1.5B offering: $750M cash from 100M shares at $7.50 plus $750M in $WLFI tokens; to hold ~7.5% of total $WLFI supply.
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Registered direct offering of 100M shares at $7.50 for ~$750M gross; private placement receives $750M in $WLFI tokens for 1M shares + 99M pre-funded warrants.
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ALT5 Sigma acquires Mswipe crypto-enabled payment card business
ALT5 acquired Mswipe, a multi-currency fiat/crypto payment card platform operating on Visa/Mastercard networks.
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ALT5 Sigma sets June 2 record date for Alyea separation; names prospective leadership
Record date of June 2, 2025 for Alyea separation; method (spin-off/split-off) to be announced later.
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ALT5 Sigma sets June 2 record date for Alyea Therapeutics separation
Record date of June 2, 2025, for transaction to separate healthcare segment (Alyea Therapeutics).
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ALT5 Sigma posts record Q1 fintech rev $5.51M, Adj EBITDA $1.15M; acquires Mswipe
Fintech revenue of $5.51M for Q1 2025, a record quarter.
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ALT5 Sigma Q4 fintech revenue $5.4M; 1,000+ customers; appoints COO
Q4 fintech revenue $5.42M; full-year fintech revenue (from May 15) $12.53M; adjusted EBITDA ~$1.03M.
Earnings & guidance
Materiality & sentiment trend
Max materiality 1.00 · Median 0.60 · Most common event other_material