Recent 8-K filings for AQB

• April 17, 2026, 7:59 PM ET other material materiality 0.80 negative item 3.03item 5.03item 9.01 ◈ Governance Changes

  AquaBounty corrects Series A Preferred conversion price to $0.9129 (from $18.2580)

  Corrected initial conversion price from erroneously stated $18.2580 to $0.9129 per share.

• April 8, 2026, 7:59 PM ET regulatory materiality 0.75 positive item 8.01

  AquaBounty regains Nasdaq equity compliance after offering

  Company now meets Nasdaq Listing Rule 5550(b)(1) with stockholders' equity exceeding $2.5 million.

• April 8, 2026, 7:59 PM ET other material materiality 0.70 negative item 1.01item 3.02item 3.03item 5.03item 9.01 ◈ Governance Changes

  AquaBounty exchanges $4M senior notes for preferred stock, raises $500K cash

  Exchanged $4,000,000 principal + $315,616 accrued interest on senior notes for 236,367 Series A Preferred shares (convertible into 4,727,371 common shares).

• October 28, 2025, 7:59 PM ET other material materiality 0.65 neutral item 2.02item 9.01

  AquaBounty Q3 net loss narrows to $1.4M; Ohio farm fully permitted

  Net loss of $1.4M improved from $3.4M in Q3 2024; includes $69K non-cash impairment on Ohio equipment.

• October 28, 2025, 7:59 PM ET debt materiality 0.75 negative item 1.01item 5.02item 2.03item 5.01item 9.01 ◈ Debt Financings

  AquaBounty issues $4M 18% Senior Notes, board reshuffled with two new directors

  Issued $4M in Senior Notes at 18% interest, 18-month maturity, unsecured, nonconvertible.

• September 17, 2025, 7:59 PM ET regulatory materiality 0.60 positive item 8.01

  AquaBounty regains Nasdaq minimum bid price compliance; delisting risk cleared

  Received Nasdaq letter on Sept 15, 2025 confirming compliance with minimum bid price of $1.00.

• May 15, 2025, 7:59 PM ET earnings materiality 0.85 negative item 2.02item 9.01

  AquaBounty Q1 net income $401k from asset sales; exploring strategic alternatives

  Net income of $401k vs net loss of $11.3M in Q1 2024; includes $2.0M non-cash loan forgiveness gain.

• March 27, 2025, 7:59 PM ET earnings materiality 0.90 negative item 2.02item 9.01

  AquaBounty FY2024: net loss $149.2M, revenue down 68%, cash $230K

  Product revenue $789K for FY2024, down 68% YoY from $2.5M.

• March 4, 2025, 6:59 PM ET M&A materiality 0.75 neutral item 1.01item 9.01

  AquaBounty sells Canadian subsidiary for C$1.585M net; IP transfer and debt assumption

  Sale of Aqua Bounty Canada Inc. to Kelly Cove Salmon Ltd. for C$3,022,559, adjusted to C$1,585,205 net of liabilities.

• January 17, 2025, 6:59 PM ET regulatory materiality 0.65 negative item 3.01 ◈ Listing & Compliance Notices

  AquaBounty receives Nasdaq deficiency notice for bid price below $1.00

  Closing bid price below $1.00 for 32 consecutive business days as of January 15, 2025.

• December 11, 2024, 6:59 PM ET other material materiality 1.00 negative item 5.02item 7.01item 9.01

  AquaBounty to cease fish farming operations; wind down Bay Fortune facility

  CEO David Melbourne resigned Dec 6, 2024; David Frank appointed Interim CEO/CFO.

• November 5, 2024, 6:59 PM ET earnings materiality 0.95 negative item 2.02item 9.01

  AquaBounty Q3 net loss $3.4M; cash down to $500K; selling Rollo Bay farm

  Net loss narrowed to $3.4M in Q3 2024 from $6.1M in Q3 2023, primarily due to Indiana farm sale.

• September 3, 2024, 7:59 PM ET other material materiality 0.60 negative item 7.01item 9.01

  AquaBounty to sell Rollo Bay farm on Prince Edward Island to raise cash

  Company decides to sell its Rollo Bay farm (broodstock/egg operation) to address immediate cash requirements.

• August 6, 2024, 7:59 PM ET earnings materiality 0.90 negative item 2.02item 9.01

  AquaBounty Q2 net loss $50.5M (incl $44.5M impairment); cash drops to $0.7M; sells Indiana farm

  Net loss of $50.5M in Q2 2024 vs $6.5M in Q2 2023; includes $44.5M non-cash impairment on farm assets.

• July 2, 2024, 7:59 PM ET M&A materiality 0.70 neutral item 1.01item 9.01

  AquaBounty sells Indiana aquaculture facility to Superior Fresh for $9.5M

  Agreement to sell Indiana land-based salmon facility and Ohio equipment for $9.5M cash, subject to customary adjustments.

• June 7, 2024, 7:59 PM ET leadership materiality 0.85 negative item 5.02item 5.07item 7.01item 9.01 ◈ executive_change ×2

  AquaBounty promotes David Melbourne to CEO; Sylvia Wulf remains Board Chair

  David Melbourne, formerly President, becomes CEO effective June 7, 2024; Sylvia Wulf retired as CEO but stays as non-executive Board Chair.

• May 15, 2024, 7:59 PM ET earnings materiality 0.85 negative item 2.02item 9.01 ◈ Earnings Releases

  AquaBounty Q1 net loss $11.2M, impairment charges, cash drops to $3.6M, secures bridge loan

  Net loss $11.2M vs $6.5M a year ago; includes $4.3M impairment on Indiana farm assets and $1.0M inventory write-down.

• April 19, 2024, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 2.03item 9.01 ◈ Debt Financings◈ Material Agreements

  AquaBounty secures $10M secured term loan from JMB Capital at 15% interest, maturing July 31, 2024

  Initial $5M advanced April 18; additional $5M subject to conditions; maturity July 31, 2024.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 1.00 · Median 0.70 · Most common event other_material

2 positive 13 negative 9 neutral

source · AQB on sec.gov