Recent 8-K filings for CETX

• July 6, 2026, 4:51 PM ET M&A materiality 0.75 positive item 2.01item 3.02item 8.01item 9.01

  Cemtrex acquires Plant Engineering Services for $3.5M cash plus earnout

  Acquisition of PES for $3.5M cash plus up to $1.75M earnout over 3 years based on gross profit targets.

• June 2, 2026, 4:15 PM ET other material materiality 0.75 negative item 3.03item 5.03item 9.01 ◈ Governance Changes

  Cemtrex announces 1-for-15 reverse stock split effective June 5, 2026 to regain Nasdaq compliance

  1-for-15 reverse split effective June 5, 2026 at 12:01 a.m. ET; symbol CETX unchanged; new CUSIP 15130G865.

• February 11, 2026, 6:59 PM ET M&A materiality 0.65 positive item 2.01item 8.01item 9.01 ◈ M&A Transactions

  Cemtrex completes $5.5M acquisition of Richland Industries, expands industrial services into Southeast

  Asset and facility purchase price $5.5M ($600K business + $4.9M real estate), financed via Fulton Bank loans.

• January 9, 2026, 6:59 PM ET other material materiality 0.70 neutral item 1.01item 8.01item 9.01 ◈ Material Agreements

  Cemtrex raises $4M in registered direct offering of common stock and pre-funded warrants

  Issued 400,000 shares and pre-funded warrants for 1,069,507 shares at $2.722/share to single institutional investor.

• January 8, 2026, 6:59 PM ET M&A materiality 0.75 positive item 2.01item 8.01item 9.01 ◈ M&A Transactions

  Cemtrex completes $7.06M cash acquisition of Invocon, launches Aerospace & Defense segment

  Acquired 100% of Invocon for $7,060,000 cash; transaction closed January 8, 2026.

• December 11, 2025, 6:59 PM ET other material materiality 0.85 neutral item 3.02 ◈ Equity Issuances ×3

  Cemtrex issues 4.76M shares to settle $6.1M debt and raise $5.5M via warrants

  Issued 2,500,609 shares on Dec 8, 2025 to satisfy $6,084,000 of debt under exchange agreements.

• December 11, 2025, 6:59 PM ET other material materiality 0.70 negative item 1.01item 8.01item 9.01 ◈ Material Agreements

  Cemtrex closes $2M registered direct offering of common stock and pre-funded warrants

  Issued 310,000 common shares and pre-funded warrants for 356,667 shares at $3/share.

• November 19, 2025, 6:59 PM ET M&A materiality 0.80 positive item 1.01item 9.01

  Cemtrex agrees to acquire aerospace/defense firm Invocon for $7.06M

  Purchase of 100% of Invocon for $7,060,000 in cash; net working capital adjustment with target NWC ≥ $500K.

• November 12, 2025, 6:59 PM ET debt materiality 0.65 neutral item 1.01item 9.01

  Cemtrex issues $7.025M promissory note to Streeterville Capital; proceeds for acquisitions

  Note of $7,025,000 issued to Streeterville Capital; net cash of $7,000,000 after $25k origination fee.

• September 24, 2025, 7:59 PM ET other material materiality 0.85 negative item 3.03item 5.03item 9.01 ◈ Governance Changes

  Cemtrex announces 1-for-15 reverse stock split to regain Nasdaq compliance

  Reverse split at 1-for-15 effective September 29, 2025; symbol CETX unchanged.

• June 9, 2025, 7:59 PM ET regulatory materiality 0.80 positive item 3.01item 9.01 ◈ Listing & Compliance Notices

  Cemtrex regains Nasdaq compliance with $6.4M stockholders' equity

  Nasdaq confirmed June 4, 2025 that Cemtrex meets minimum stockholders' equity requirement.

• May 29, 2025, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 8.01item 9.01

  Cemtrex closes $1.25M public offering of 1.25M shares at $1.00/share

  Offering of 1,250,000 shares at $1.00 per share for gross proceeds of $1.25 million.

• April 23, 2025, 7:59 PM ET regulatory materiality 0.75 negative item 3.01item 9.01 ◈ Listing & Compliance Notices

  Cemtrex gets Nasdaq extension to Aug 20, 2025 to regain minimum equity compliance

  Nasdaq granted extension until Aug 20, 2025 to meet minimum $2.5M stockholders' equity requirement.

• February 24, 2025, 6:59 PM ET regulatory materiality 0.75 negative item 3.01item 9.01 ◈ Listing & Compliance Notices

  Cemtrex receives Nasdaq delisting notice for stockholders' equity below $2.5M

  Stockholders' equity of $(1.56M) as of Dec 31, 2024, below Nasdaq's $2.5M minimum.

• January 6, 2025, 6:59 PM ET regulatory materiality 0.70 positive item 3.01item 9.01 ◈ Listing & Compliance Notices ×2

  Cemtrex regains Nasdaq listing compliance with $4.71M equity

  Received Nasdaq notice on Jan 2, 2025 confirming compliance with minimum stockholders' equity requirement.

• November 21, 2024, 6:59 PM ET other material materiality 0.70 negative item 3.03item 5.03item 9.01 ◈ Governance Changes

  Cemtrex approves 1-for-35 reverse stock split effective Nov 26 to regain Nasdaq compliance

  Reverse split ratio of 1-for-35; effective at 12:01 a.m. ET on November 26, 2024; CUSIP changes to 15130G881.

• October 28, 2024, 7:59 PM ET regulatory materiality 0.75 neutral item 3.01item 9.01

  Cemtrex gets Nasdaq extension to Feb 17, 2025 to cure equity deficiency

  Nasdaq granted extension for minimum $2.5M stockholders' equity compliance.

• September 30, 2024, 7:59 PM ET other material materiality 0.75 neutral item 3.03item 5.03item 9.01

  Cemtrex announces 1-for-60 reverse stock split to regain Nasdaq compliance

  Reverse stock split at 1-for-60 ratio effective Oct 3, 2024 at 12:01 a.m. ET.

• August 23, 2024, 7:59 PM ET regulatory materiality 0.85 negative item 3.01item 9.01

  Cemtrex receives Nasdaq delisting notice for stockholders' equity of $47,956; also bid price non-compliance

  Stockholders' equity of $47,956 on June 30, 2024 is well below Nasdaq's $2.5M minimum requirement.

• June 17, 2024, 7:59 PM ET other material materiality 0.70 negative item 3.01item 9.01

  Cemtrex receives Nasdaq delisting notice for bid price below $1.00 for 30 days

  Received Nasdaq deficiency letter on June 14, 2024; bid price below $1.00 for 30 consecutive trading days.

• May 3, 2024, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 9.01 ◈ Material Agreements

  Cemtrex closes public offering of units, raising ~$10.0M gross proceeds

  Aggregate gross proceeds to company ~$10.0M from sale of 11,764,705 Units and 11,210,000 Pre-Funded Units.

• May 1, 2024, 7:59 PM ET debt materiality 0.80 negative item 1.01item 9.01 ◈ Material Agreements

  Cemtrex signs standstill with Streeterville; must pay 50% of equity proceeds or $4M

  Streeterville agrees to one-year redemption standstill on two notes ($5.755M Sep-2021 and $9.205M Feb-2022) conditional on at least $9M financing by May 10, 2024.

• January 22, 2024, 6:59 PM ET regulatory materiality 0.70 negative item 3.01item 9.01 ◈ Listing & Compliance Notices

  Cemtrex receives Nasdaq delisting notice for Series 1 Preferred Stock (CETXP) due to unmet exception terms

  Nasdaq Hearings Panel determined to delist CETXP on Jan 18, 2024; trading suspended from Jan 22, 2024.

• January 3, 2024, 6:59 PM ET regulatory materiality 0.80 negative item 5.07item 3.01item 9.01 ◈ Listing & Compliance Notices

  Nasdaq panel amends CETXP listing exception; compliance deadlines set for Jan 8 and Jan 22

  Series 1 Preferred Stock (CETXP) must close at $1+ minimum bid for 10 consecutive sessions by Jan 8, 2024.

• December 6, 2023, 6:59 PM ET M&A materiality 0.60 neutral item 9.01item 1.01item 2.01 ◈ Material Agreements

  Cemtrex completes Heisey Mechanical acquisition; audited FY2022 revenue $8.5M, net income $115k

  Acquired Heisey Mechanical on July 1, 2023, via asset purchase agreement by wholly owned subsidiary Advanced Industrial Services.

• September 12, 2023, 7:59 PM ET regulatory materiality 0.70 negative item 3.01item 9.01 ◈ Listing & Compliance Notices

  Cemtrex granted Nasdaq exception until Jan 19, 2024 to regain $1 bid price compliance via reverse split

  Received temporary exception from Nasdaq Hearings Panel to cure Bid Price Rule non-compliance.

• August 4, 2023, 7:59 PM ET regulatory materiality 0.60 negative item 3.01item 9.01 ◈ Listing & Compliance Notices

  Cemtrex preferred stock receives Nasdaq delisting notice; hearing set for Sept 14, 2023

  Nasdaq notified Cemtrex that its Series 1 Preferred Stock (CETXP) fails the Minimum Bid Price Rule; suspension set for Aug 3, 2023.

• July 28, 2023, 7:59 PM ET regulatory materiality 0.80 negative item 3.01item 9.01 ◈ Listing & Compliance Notices ×2

  Cemtrex Series 1 Preferred Stock faces Nasdaq delisting; hearing requested

  Nasdaq notified Cemtrex on July 25, 2023 that Series 1 Preferred Stock (CETXP) failed to regain $1.00 minimum bid price compliance by July 24, 2023.

• July 7, 2023, 7:59 PM ET M&A materiality 0.75 positive item 8.01item 9.01

  Cemtrex closes $2.4M acquisition of Heisey Mechanical; expects accretion in Q4 FY2023

  Total consideration: $2.16M cash plus $240K seller note; funded via $2.16M term loan from Fulton Bank.

Executive changes

Materiality & sentiment trend

Max materiality 0.85 · Median 0.62 · Most common event other_material

9 positive 14 negative 27 neutral

source · CETX on sec.gov