Recent 8-K filings for HWH

• May 29, 2026, 5:21 PM ET regulatory materiality 0.75 negative item 3.01

  HWH International receives Nasdaq deficiency notice for equity below $2.5M threshold

  Stockholders' equity of $2,078,220 as of March 31, 2026, below Nasdaq's required minimum of $2.5 million.

• May 27, 2026, 4:55 PM ET other material materiality 0.85 neutral item 1.01item 3.02item 9.01

  HWH International signs $10M PIPE; sells 20M shares & warrants for 160M shares at $0.63

  Purchaser Smart Dynamics to buy 20M shares and warrants for 160M shares at $0.63, exercisable immediately for 4 years.

• May 7, 2026, 7:59 PM ET other material materiality 0.80 negative item 1.01item 1.02item 5.02item 9.01

  HWH enters $10M PIPE with warrants at $0.50/share; terminates Hapi Metaverse acquisition

  Binding term sheet with Smart Dynamics: 20M shares at $0.50/share and 160M warrants at $0.63 exercise price, expiring in 4 years.

• February 6, 2026, 6:59 PM ET M&A materiality 0.75 neutral item 1.01item 2.03item 3.02item 9.01

  HWH International to acquire 99.55% of Hapi Metaverse from parent Alset for $19.9M via convertible note

  Purchase price $19.9M in convertible promissory note at $1.85 conversion price, 1% interest, 5-year term.

• October 8, 2025, 7:59 PM ET leadership materiality 0.70 neutral item 5.02item 9.01

  HWH International names Chairman Chan Heng Fai as CEO, replaces John Thatch

  John 'JT' Thatch resigned as CEO effective October 3, 2025, with no disagreement with the company.

• February 20, 2025, 6:59 PM ET other material materiality 0.60 neutral item 3.03item 5.03item 8.01item 9.01

  HWH International announces 1-for-5 reverse stock split effective Feb 24, 2025

  Reverse stock split at 1-for-5 ratio, effective at market open on February 24, 2025.

• January 3, 2025, 6:59 PM ET other material materiality 0.60 neutral item 8.01item 9.01

  HWH International prices public offering of 3.16M shares & 1.25M pre-funded warrants at $0.40/share for $1.76M gross

  3,162,500 shares at $0.40 each and 1,250,000 pre-funded warrants at $0.3999 each, each warrant exercisable at $0.0001.

• December 27, 2024, 6:59 PM ET other material materiality 0.75 positive item 8.01item 9.01

  HWH raises $3.585M via stock sales to Alset; believes Nasdaq compliance regained

  Nov 25 deal: 4,411,764 shares at $0.68 each, adding $3M to equity.

• November 26, 2024, 6:59 PM ET other material materiality 0.60 neutral item 1.01item 3.02item 9.01

  HWH issues 4.4M shares to majority shareholder Alset at $0.68 for $3M

  HWH sold 4,411,764 shares to Alset Inc. at $0.68/share for total proceeds of $3,000,000.

• October 25, 2024, 7:59 PM ET regulatory materiality 0.85 positive item 3.01

  Nasdaq Panel grants HWH International extension to transfer to Capital Market and regain compliance

  MVPHS deficiency since Feb 22, 2024; failed to regain by Aug 20, 2024, leading to delisting notice.

• September 25, 2024, 7:59 PM ET other material materiality 0.80 negative item 1.01item 3.02item 9.01

  HWH converts ~$3.8M debt into 6.03M shares, diluting existing holders by 37.2%

  Alset Inc. converts $300,000 debt into 476,190 shares; Alset International converts $3,501,759 into 5,558,347 shares.

• September 11, 2024, 7:59 PM ET regulatory materiality 0.65 negative item 3.01

  HWH International fails to regain Nasdaq MVLS compliance; appeal pending

  MVLS remained below $50M minimum since March; 180-day cure period expired Sept 3.

• September 9, 2024, 7:59 PM ET regulatory materiality 0.75 negative item 3.01

  HWH receives Nasdaq bid price deficiency notice; 180-day cure period through Mar 3, 2025

  HWH's common stock bid price below $1 for 30 consecutive business days.

• August 29, 2024, 7:59 PM ET regulatory materiality 0.80 negative item 3.01

  HWH International receives Nasdaq delisting notice for MVPHS deficiency

  Nasdaq notified HWH on Aug 27 that its securities will be delisted from the Nasdaq Global Market for failing to maintain minimum $15M market value of publicly held shares.

Materiality & sentiment trend

Max materiality 0.85 · Median 0.60 · Most common event other_material

5 positive 6 negative 15 neutral

source · HWH on sec.gov