Recent 8-K filings for OPY

• May 1, 2026, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases

  Oppenheimer reports Q1 net loss of $20.6M on $70M legal charge; adjusted EPS $4.46

  Net loss of $20.6M ($1.93/sh) vs net income $30.7M ($2.93/sh) in Q1 2025.

• April 27, 2026, 7:59 PM ET litigation materiality 0.80 negative item 1.01item 9.01 ◈ Material Agreements

  Oppenheimer settles cash-sweep class action for $70M, to impact Q1 earnings

  Settlement of Liberty Capital Group class action for $70M; plaintiff had sought >$440M in damages.

• January 30, 2026, 6:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Oppenheimer Holdings reports record Q4 EPS $7.08, net income up 593% YoY

  Q4 net income $74.4M ($7.08 basic EPS) vs $10.7M ($1.04) in Q4 2024; revenue $472.6M, +25.9%.

• December 12, 2025, 6:59 PM ET dividend materiality 0.60 positive item 8.01item 9.01

  Oppenheimer declares special $1.00/share cash dividend; aggregate ~$10.5M

  Special cash dividend of $1.00 per share on Class A non-voting and Class B voting common stock.

• October 31, 2025, 7:59 PM ET earnings materiality 0.70 neutral item 2.02item 9.01

  Oppenheimer Q3 revenue up 13.7% to $424.4M; net income falls to $21.7M on higher comp

  Basic EPS of $2.06 vs $2.38 a year ago; $13.5M charge from liability-based awards tied to share price.

• August 1, 2025, 7:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Oppenheimer Q2 EPS $2.06 vs $0.99; revenue $373M, AUM record $52.8B

  Net income $21.7M ($2.06 basic EPS) vs $10.3M ($0.99) in Q2 2024, up 111%.

• April 25, 2025, 7:59 PM ET earnings materiality 0.75 neutral item 2.02item 9.01

  Oppenheimer Q1 net income rises to $30.7M, revenue up 4.2% to $367.8M

  Basic EPS $2.93 vs $2.50 YoY; diluted EPS $2.72 vs $2.37.

• February 27, 2025, 6:59 PM ET leadership materiality 0.60 neutral item 5.02item 9.01 ◈ executive_change ×2

  Oppenheimer CEO succession: Albert Lowenthal to become Executive Chairman; Robert Lowenthal named CEO

  Albert Lowenthal steps down as CEO effective May 5, 2025; remains Chairman and becomes Executive Chairman of Opco.

• January 31, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Oppenheimer FY2024 revenue record $1.43B (+15% YoY); net income $71.6M vs $30.2M

  Q4 2024 net income $10.7M ($1.04 basic EPS) vs $11.1M ($1.07) year ago; revenue $375.4M (+21.8% YoY).

• October 25, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Oppenheimer Q3 net income $24.5M ($2.38 EPS) up 77% YoY; revenue $373.4M +19.4%; AUM record $49.1B

  Net income $24.5M ($2.38 basic EPS) vs $13.9M ($1.32) YoY; revenue $373.4M up 19.4% from $312.7M.

• September 19, 2024, 7:59 PM ET debt materiality 0.60 positive item 1.02item 9.01

  Oppenheimer to redeem all $113M of 5.50% Senior Secured Notes due 2025

  Redeeming $113,050,000 principal at 100% plus accrued interest on October 10, 2024.

• July 26, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Oppenheimer reports Q2 net income $10.3M vs loss last year; dividend raised 20% to $0.18/share

  Net income $10.3M ($0.99 basic EPS) vs net loss of $9.4M (-$0.85) in Q2 2023; revenue up 8% to $330.6M.

• May 7, 2024, 7:59 PM ET earnings materiality 0.70 positive item 5.02item 5.07item 9.01 ◈ Shareholder Votes ×3

  Oppenheimer adopts 2024 Incentive Plan; Q1 net income rises 78% YoY

  Stockholders ratified 2024 Incentive Plan authorizing up to 1,000,000 Class A shares.

• April 26, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  Oppenheimer Holdings Q1 net income $26.1M ($2.50 EPS), up 78% YoY; revenue $353M (+9.8%)

  Net income of $26.1M ($2.50 basic EPS) vs $14.6M ($1.32) in Q1 2023, +78.2%.

• March 4, 2024, 6:59 PM ET other material materiality 0.65 positive item 8.01item 9.01

  Oppenheimer Holdings Announces Share Repurchase Program of Up to 518,000 Shares

  Board authorized repurchase of up to 518,000 Class A non-voting common shares, representing about 5% of 10,357,376 shares outstanding.

• January 26, 2024, 6:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01 ◈ Earnings Releases ×2

  Oppenheimer Q4 EPS $1.07, down 48% YoY; adjusted EPS $1.56; FY revenue $1.25B

  GAAP net income $11.1M ($1.07 basic EPS) vs $22.4M ($2.04) in Q4 2022; adjusted net income $16.1M ($1.56).

• October 27, 2023, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  Oppenheimer Q3 net income $13.9M, EPS $1.32 vs $0.40 YoY; revenue $312.7M +6.3%

  Net income $13.9M ($1.32 basic EPS) vs $4.5M ($0.40) a year ago; revenue rose 6.3% to $312.7M.

• July 28, 2023, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01 ◈ Earnings Releases

  Oppenheimer Q2 net loss $9.4M on legal reserve; revenue up 29%

  Net loss $9.4M ($0.85) vs loss $3.9M ($0.32) YoY; revenue $306.2M (+29.1%).

• April 28, 2023, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  Oppenheimer Q1 net income $14.6M ($1.32 EPS), revenue up 21% to $321.7M

  Net income of $14.6M up 57% from $9.3M in Q1 2022; diluted EPS $1.22 vs $0.69.

• January 30, 2023, 6:59 PM ET litigation materiality 0.65 negative item 8.01

  Georgia court confirms $36.7M FINRA award against Oppenheimer; appeal considered

  Superior Court orally confirmed $36,744,276.26 arbitration award against Oppenheimer & Co. Inc. on Jan 30, 2023.

• January 27, 2023, 6:59 PM ET earnings materiality 0.80 negative item 2.02item 9.01 ◈ Earnings Releases ×2

  Oppenheimer Q4 net income drops 64% YoY to $22.4M; full year EPS $2.77 vs $12.57

  Net income $22.4M ($2.04 basic EPS) in Q4, down from $62.9M ($4.99) a year ago; revenue fell 14% to $313.6M.

• December 14, 2022, 6:59 PM ET other material materiality 0.60 positive item 8.01item 9.01

  Oppenheimer Holdings authorizes buyback of up to 543,000 shares; total authorization now 687,034

  Board authorized repurchase of up to 543,000 Class A non-voting shares (~5% of 10,867,660 outstanding).

• October 28, 2022, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01 ◈ Earnings Releases

  Oppenheimer Q3 net income drops 83% to $4.5M, EPS $0.40, on adverse arbitration and market headwinds

  Revenue $294.1M, down 6.7% YoY; net income $4.5M vs $26.3M; EPS $0.40 vs $2.07.

• September 7, 2022, 7:59 PM ET litigation materiality 0.85 negative item 8.01

  Oppenheimer Holdings faces $36.7M FINRA arbitration award over Horizon fraud

  FINRA panel awarded $36,744,276 to 12 former customers over Horizon Private Equity scheme.

• August 2, 2022, 7:59 PM ET leadership materiality 0.60 neutral item 5.02item 9.01 ◈ executive_change ×2

  Oppenheimer Holdings appoints Brad Watkins as CFO, effective Aug 1, 2022

  Brad M. Watkins named EVP and CFO of Oppenheimer Holdings and Oppenheimer & Co., succeeding Jeffrey J. Alfano.

• July 29, 2022, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 9.01

  Oppenheimer Holdings reports Q2 net loss of $3.9M vs profit of $31.2M a year ago

  Revenue $237.2M, down 30.3% YoY; net loss per diluted share $(0.32) vs EPS of $2.28.

• July 29, 2022, 7:59 PM ET other material materiality 0.60 positive item 8.01item 9.01

  Oppenheimer Holdings authorizes repurchase of up to 536,500 shares (4.8% of outstanding)

  Board authorized repurchase of up to 536,500 Class A non-voting shares (~4.8% of 11,251,930 outstanding).

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.85 · Median 0.60 · Most common event other_material

15 positive 9 negative 26 neutral

source · OPY on sec.gov