Recent 8-K filings for AERT

• April 3, 2026, 7:59 PM ET regulatory materiality 0.75 negative item 3.01 ◈ Listing & Compliance Notices

  Aeries Technology receives Nasdaq delisting notice for bid price non-compliance; plans to request hearing

  Received Nasdaq Staff delisting notice on March 31, 2026 for failing minimum bid price (Rule 5550(a)(2)).

• March 20, 2026, 7:59 PM ET leadership materiality 0.65 neutral item 5.02item 9.01

  CFO Daniel S. Webb resigns effective March 30, 2026; CEO Bhisham Khare appointed Principal Financial Officer

  CFO Daniel S. Webb agreed to resign effective March 30, 2026; mutual decision, no disagreement over operations.

• February 9, 2026, 6:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Aeries Tech Q3 FY26 revenue $17.5M, net income $1.2M; raises FY26 Adj. EBITDA guidance to $7-8M

  Revenue of $17.5M, net income of $1.2M, adjusted EBITDA of $2.5M (14.1% margin).

• January 28, 2026, 6:59 PM ET debt materiality 0.65 negative item 1.01item 9.01 ◈ Material Agreements

  Aeries Technology amends Sandia forward purchase agreement; $1.8M outstanding with 15% interest

  Outstanding amount of $1,812,063.23 recognized under amended Letter Agreement with Sandia.

• November 10, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Aeries Technology reports Q2 net income $0.64M, first-half profitability; guides FY2026 Adj. EBITDA $6-8M

  Revenue $17.36M (+3% YoY); net income $0.64M vs net loss $2.31M in Q2 FY2025.

• October 3, 2025, 7:59 PM ET regulatory materiality 0.65 negative item 3.01

  Aeries Technology receives Nasdaq bid price deficiency notice; 180 days to cure

  Nasdaq notice on Sept 30, 2025: AERT failed to maintain $1.00 minimum bid for 30 consecutive business days through Sept 26.

• September 16, 2025, 7:59 PM ET other material materiality 0.72 negative item 1.01item 9.01

  Aeries restructures $2.66M forward purchase liability; may issue up to 500K+ shares to Sandia

  Remaining liability of $2,656,222.87 under Forward Purchase Agreement with Sandia.

• August 14, 2025, 7:59 PM ET earnings materiality 0.85 positive item 2.02item 9.01

  Aeries Tech Q1 net income $1.7M vs loss $15.3M YoY; cash flow positive

  Revenue of $15.3M, driven by demand for AI-powered GCC services.

• July 17, 2025, 7:59 PM ET regulatory materiality 0.60 positive item 7.01item 8.01item 9.01

  Aeries Technology regains compliance with Nasdaq minimum bid price requirement

  Received Nasdaq notification on July 17, 2025 confirming compliance with Rule 5550(a)(2); matter closed.

• July 3, 2025, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Aeries Technology reports FY2025 revenue $70.2M, Core Adj EBITDA $7.4M beat; reaffirms FY2026 outlook

  Revenue $70.2M; North America up 15% YoY to $65.5M, now 93.3% of mix.

• July 2, 2025, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  Aeries beats core EBITDA guidance, reports FY2025 net loss $21.6M

  Revenue $70.2M (-3.2% YoY); North America revenue $65.5M (+15% YoY).

• July 1, 2025, 7:59 PM ET earnings materiality 0.75 negative item 2.02

  Aeries Technology expects FY2025 operating loss of ~$28.8M vs prior year income of $3.0M

  Preliminary loss from operations of approximately $28.8M for year ended March 31, 2025.

• February 26, 2025, 6:59 PM ET regulatory materiality 0.75 negative item 3.01

  Aeries Technology receives Nasdaq bid-price deficiency notice; cure period until Aug 19, 2025

  Nasdaq notified AERT on Feb 20, 2025 that shares closed below $1.00 for 30 consecutive business days through Feb 19.

• February 14, 2025, 6:59 PM ET earnings materiality 0.67 neutral item 2.02item 9.01

  Aeries Tech Q3 FY2025 revenue $17.6M (-6.8% YoY); net income $2.0M swings from prior loss; core adj EBITDA $1.5M

  Revenue $17.6M, down 6.8% YoY; North America revenue up 13.1%.

• December 4, 2024, 6:59 PM ET other material materiality 0.80 negative item 1.01item 5.02item 9.01

  Aeries Tech resets forward purchase to $0.25, CFO Nair terminated, CEO becomes interim CFO, pay cuts of 29%

  Amended forward purchase agreement sets Reset Price at $0.25/share; maturity extended to 14 months post-Nov 2023 business combination.

• November 19, 2024, 6:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01

  Aeries Technology Q2 FY2025 net loss $2.3M; revenue down 4% to $16.9M

  Revenue $16.9M, down 4% YoY; North America revenue $15.7M, up 13% from $13.9M.

• September 10, 2024, 7:59 PM ET regulatory materiality 0.70 negative item 3.01item 7.01item 9.01

  Aeries receives Nasdaq deficiency notice for late 10-Q and 10-K; has until Sep 30 for compliance plan

  Notice received Sep 5, 2024 for failure to timely file Q2 FY2025 10-Q and still delinquent FY2024 10-K (due Mar 31, 2024).

• August 6, 2024, 7:59 PM ET regulatory materiality 0.70 negative item 3.01item 7.01item 9.01

  Aeries Technology receives Nasdaq deficiency notice for delayed FY2024 10-K filing

  Received Nasdaq notice on July 31, 2024 for failure to timely file FY2024 Form 10-K.

• April 9, 2024, 7:59 PM ET other material materiality 0.75 neutral item 3.02item 8.01item 5.01

  Aeries Technology Chairman exchanges AARK shares for 21.3M Class A shares; voting power rises to 72%

  Chairman Venu Raman Kumar exchanged 9,500 AARK shares for 21,337,000 Class A ordinary shares on April 5, 2024.

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.85 · Median 0.65 · Most common event other_material

8 positive 11 negative 10 neutral

source · AERT on sec.gov