secwatch / observer

Recent Regulatory 8-K events

Recent 8-Ks about regulator actions, exchange notices, compliance events, and approvals.

50 recent filings JSON RSS

November 10, 2026, 4:50 PM ET RENT Rent the Runway, Inc. negative materiality 0.60

Rent the Runway gets Nasdaq notice on $15M minimum market value; 180 days to May 3, 2027

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November 10, 2026, 4:35 PM ET NXXT NEXTNRG, INC. negative materiality 0.85

Nasdaq panel denies NextNRG listing appeal; trading suspended Nov 11, stock to OTC

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November 10, 2026, 4:07 PM ET MGX Metagenomi Therapeutics, Inc. positive materiality 0.78

Metagenomi wins FDA IND clearance for MGX-001 in hemophilia A; Q3 cash $101.7M runway into 2028

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November 10, 2026, 8:10 AM ET CING Cingulate Inc. neutral materiality 0.60

Cingulate expects CTx-1301 NDA resubmission in Dec 2026-Jan 2027 after CMC-only CRL

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November 9, 2026, 4:55 PM ET GTEN Gores Holdings X, Inc. / CI negative materiality 0.55

Gores Holdings X restates Q3 2025 EPS, cites $27.5M accretion error and material weakness

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November 9, 2026, 4:08 PM ET LRMR Larimar Therapeutics, Inc. positive materiality 0.80

Larimar completes rolling BLA for nomlabofusp in Friedreich's ataxia; cash $128.7M

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November 9, 2026, 4:02 PM ET ALDX Aldeyra Therapeutics, Inc. negative materiality 0.60

Aldeyra seeks FDA transfer of ADX-2191 PVRL review, withdraws SPA protocol

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November 9, 2026, 9:16 AM ET TMC TMC the metals Co Inc. neutral materiality 0.55

TMC says NOAA expects mid-December 2026 decision on seabed mining permit certification

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November 9, 2026, 8:34 AM ET VTGN Vistagen Therapeutics, Inc. positive materiality 0.60

Vistagen says FDA Type C feedback supports LSAS endpoint path for fasedienol Phase 3 in SAD

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November 9, 2026, 8:00 AM ET FVN Future Vision II Acquisition Corp. positive materiality 0.35

Future Vision II regains Nasdaq minimum public holders compliance; Nov. 5 notice closes the matter

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November 9, 2026, 7:30 AM ET NCPL Netcapital Inc. negative materiality 0.70

Netcapital receives Nasdaq exception; must file delinquent 10-K and 10-Q by Feb 9, 2027

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November 9, 2026, 6:59 AM ET NVCR NovoCure Ltd negative materiality 0.85

FDA issues Not Approvable Letter for Novocure's Optune Mya PMA in NSCLC brain metastases

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November 6, 2026, 5:25 PM ET KSCP Knightscope, Inc. negative materiality 0.60

Knightscope receives Nasdaq minimum bid deficiency letter; 180-day clock runs to May 3, 2027

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November 6, 2026, 4:30 PM ET AIRE reAlpha Tech Corp. neutral materiality 0.60

reAlpha stockholders approve reverse split range, Prevu and InstaMortgage share issuances

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November 6, 2026, 4:30 PM ET CRIS CURIS INC negative materiality 0.70

Curis gets Nasdaq delisting determination after 30 days below $1.00; plans to appeal

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November 6, 2026, 4:15 PM ET WEC WEC ENERGY GROUP, INC. neutral materiality 0.60

Wisconsin regulators approve rate changes for WEC Energy utilities

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November 6, 2026, 4:08 PM ET FERA Fifth Era Acquisition Corp I negative materiality 0.45

Fifth Era Acquisition Corp I gets Nasdaq extension to March 15, 2027 to meet 400-holder rule

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November 6, 2026, 4:05 PM ET BRFH BARFRESH FOOD GROUP INC. negative materiality 0.65

Barfresh (BRFH) gets Nasdaq minimum-bid notice; must hold $1.00 by May 4, 2027 or face delisting

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November 6, 2026, 12:22 PM ET RITE MINERALRITE Corp positive materiality 0.60

MineralRite says FINRA processed Form 211, letting sponsor begin priced OTC quotations in RITE

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November 6, 2026, 8:30 AM ET BCDA BioCardia, Inc. positive materiality 0.55

BioCardia completes PMDA consultation for CardiAMP, advancing toward Japan marketing approval filing

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November 5, 2026, 5:50 PM ET TPST Tempest Therapeutics, Inc. negative materiality 0.65

Tempest Therapeutics gets Nasdaq bid-price notice; TPST has until May 3, 2027 to top $1.00

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November 5, 2026, 4:45 PM ET PGAC PANTAGES CAPITAL ACQUISITION Corp negative materiality 0.45

Pantages Capital wins Nasdaq extension to March 1, 2027 to reach 400 total holders

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November 5, 2026, 11:25 AM ET SEGG Sports Entertainment Gaming Global Corp positive materiality 0.50

Sports Entertainment Gaming Global regains Nasdaq compliance after late Q2 10-Q filing

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November 5, 2026, 8:37 AM ET LOCL Local Bounti Corporation/DE negative materiality 0.60

Local Bounti wins NYSE extension to Aug 5, 2027 to cure $50M market-cap listing deficiency

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November 5, 2026, 6:04 AM ET CGTX COGNITION THERAPEUTICS INC negative materiality 0.70

Cognition Therapeutics gets Nasdaq bid-price deficiency notice; Q3 net loss narrows to $4.1M

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November 4, 2026, 9:38 PM ET BIXT BIOXYTRAN, INC positive materiality 0.55

Bioxytran secures attested Free Sale Certificate for A-SUQAR, targeting UAE and Gulf markets

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November 4, 2026, 5:47 PM ET INTZ INTRUSION INC negative materiality 0.55

Intrusion wins Nasdaq's second 180-day extension until May 3, 2027 to cure sub-$1 bid

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November 4, 2026, 5:28 PM ET BGMS Bio Green Med Solution, Inc. negative materiality 0.50

Bio Green Med gets Nasdaq bid-price notice; 180 days to April 27, 2027 to top $1.00

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November 4, 2026, 5:15 PM ET CAPN Cayson Acquisition Corp negative materiality 0.70

Cayson Acquisition Corp faces Nasdaq delisting after failing to show 400 total holders by Oct 26 deadline

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November 4, 2026, 4:06 PM ET MBUU MALIBU BOATS, INC. neutral materiality 0.40

Malibu Boats stockholders approve charter amendments, elect directors, and ratify KPMG

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November 4, 2026, 4:00 PM ET BAYA Bayview Acquisition Corp negative materiality 0.85

Bayview Acquisition Corp to be delisted by Nasdaq after missing June 19 Oabay deal deadline

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November 4, 2026, 7:30 AM ET POLA Polar Power, Inc. positive materiality 0.65

Polar Power confirms Nasdaq equity compliance, targets ~$2M annualized savings in Phase 2 restructuring

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November 3, 2026, 8:39 AM ET CEIN CAMBER ENERGY, INC. positive materiality 0.65

Viking Global's VKIN-300 wins French LNE Attestation of Conformity No. 41506-0, valid to Oct 2031

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November 3, 2026, 8:30 AM ET ICU SeaStar Medical Holding Corp positive materiality 0.72

FDA Confirms SeaStar Medical's QUELIMMUNE SAVE Registry Fulfilled Post-Approval Requirements

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November 2, 2026, 5:25 PM ET RIBB Ribbon Acquisition Corp. negative materiality 0.60

Ribbon Acquisition (RIBB) gets Nasdaq notice over $35M minimum market value shortfall

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November 2, 2026, 4:54 PM ET SR SPIRE INC neutral materiality 0.62

Spire Missouri seeks $228M revenue increase in first future-test-year rate case

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November 2, 2026, 4:30 PM ET OBAI Our Bond, Inc. positive materiality 0.25

Our Bond (OBAI) regains Nasdaq $1.00 minimum bid price compliance after 10 straight days

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November 2, 2026, 4:15 PM ET TBH Brag House Holdings, Inc. negative materiality 0.85

House of Doge faces Nasdaq delisting as bid price stays at $0.10 or below for 10 days

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November 2, 2026, 8:06 AM ET NRXP NRX Pharmaceuticals, Inc. positive materiality 0.75

NRx Pharma wins FDA approval of preservative-free ketamine ANDA, ahead of Nov 10 GDUFA goal date

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November 2, 2026, 7:15 AM ET QURE uniQure N.V. positive materiality 0.85

FDA accepts uniQure's Huntington's gene therapy BLA, grants Priority Review with PDUFA date May 1, 2027

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November 2, 2026, 7:15 AM ET INO INOVIO PHARMACEUTICALS, INC. positive materiality 0.92

Inovio wins FDA accelerated approval of VOCERYQ, first U.S.-approved DNA medicine, for RRP

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October 30, 2026, 5:10 PM ET ANVS Annovis Bio, Inc. negative materiality 0.70

Annovis Bio gets NYSE non-compliance notice; 30-day average market cap $48.4M, equity deficit $(4.3)M

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October 30, 2026, 5:06 PM ET AEI Alset Inc. negative materiality 0.60

Alset gets Nasdaq minimum bid price notice; has until April 26, 2027, with 1-for-5 reverse split planned

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October 30, 2026, 4:50 PM ET ACH ACCENDRA HEALTH INC/VA/ negative materiality 0.70

Accendra Health gets NYSE notice over $50M market cap and equity listing standard

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October 30, 2026, 4:30 PM ET VMC Vulcan Materials CO neutral materiality 0.12

Vulcan unit Calmat gets MSHA imminent-danger order at Lexington Quarry; no injuries

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October 30, 2026, 4:11 PM ET BAER Bridger Aerospace Group Holdings, Inc. negative materiality 0.55

Bridger Aerospace receives Nasdaq bid-price deficiency letter; has until April 26, 2027 to regain $1.00

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October 30, 2026, 4:07 PM ET BNZI Banzai International, Inc. negative materiality 0.82

Nasdaq moves to delist Parabolic Technologies after sub-$1 bid; authorized shares raised to 850M

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October 30, 2026, 4:05 PM ET ACTU ACTUATE THERAPEUTICS, INC. negative materiality 0.60

Actuate Therapeutics gets Nasdaq minimum bid price notice; 180 days to April 26, 2027 to regain $1.00

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October 30, 2026, 4:05 PM ET NMRA Neumora Therapeutics, Inc. negative materiality 0.65

Neumora gets Nasdaq bid-price notice; 180 days to regain $1.00 compliance by April 26, 2027

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October 30, 2026, 8:00 AM ET GYGY Game Your Game Inc. negative materiality 0.65

Game Your Game hit with Nasdaq $1.00 minimum-bid notice; cure deadline April 26, 2027

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