secwatch / observer

Recent Regulatory 8-K events

Recent 8-Ks about regulator actions, exchange notices, compliance events, and approvals.

50 recent filings JSON RSS

June 26, 2026, 5:15 PM ET MTNB Matinas BioPharma Holdings, Inc. negative materiality 0.70

Matinas BioPharma receives NYSE American non-compliance notice; granted plan period through Oct 2027

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June 26, 2026, 5:00 PM ET AEE AMEREN CORP neutral materiality 0.60

Ameren Missouri files $343M electric rate increase request with MoPSC

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June 26, 2026, 4:35 PM ET UPXI UPEXI, INC. negative materiality 0.70

Upexi receives Nasdaq delisting notice over unapproved convertible notes; joins Russell Microcap Index

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June 26, 2026, 4:05 PM ET CHAR Charlton Aria Acquisition Corp positive materiality 0.55

Charlton Aria resolves Nasdaq filing deficiency; compliance matter closed

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June 26, 2026, 8:14 AM ET REPL Replimune Group, Inc. positive materiality 0.80

FDA accepts Replimune's BLA resubmission for RP1 in advanced melanoma; decision by Aug 2

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June 26, 2026, 6:02 AM ET ONC BeOne Medicines Ltd. neutral materiality 0.65

BeOne Medicines settles China tax audit; pays ~RMB 446M in Q2 2026

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June 25, 2026, 7:36 PM ET EXOZ EXOZYMES INC. positive materiality 0.60

eXoZymes receives $2M NIH Phase IIB SBIR grant for cannabinoid analog drug discovery

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June 25, 2026, 5:12 PM ET HOTH Hoth Therapeutics, Inc. positive materiality 0.50

Rocket One regains Nasdaq minimum bid price compliance

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June 25, 2026, 5:00 PM ET HRTX HERON THERAPEUTICS, INC. /DE/ negative materiality 0.75

Heron Therapeutics receives Nasdaq notice for bid price below $1.00; 180 days to cure

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June 25, 2026, 4:19 PM ET AXP AMERICAN EXPRESS CO positive materiality 0.60

American Express DFAST: Fed maintains minimum 2.5% SCB through Sep 2027

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June 25, 2026, 4:15 PM ET NNE Nano Nuclear Energy Inc. positive materiality 0.65

U.S. NRC begins formal review of Nano Nuclear's KRONOS MMR construction permit for UIUC deployment

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June 25, 2026, 9:26 AM ET CTSO Cytosorbents Corp neutral materiality 0.55

CytoSorbents schedules two FDA pre-submission meetings for ticagrelor and DOAC programs in August 2026

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June 25, 2026, 7:31 AM ET IXHL Incannex Healthcare Inc. positive materiality 0.70

Incannex granted US patent covering IHL-42X for obstructive sleep apnea through 2040

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June 24, 2026, 5:30 PM ET USB US BANCORP DE positive materiality 0.60

U.S. Bancorp Stress Capital Buffer unchanged at 2.6%, plans dividend increase to $0.54/share

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June 24, 2026, 5:23 PM ET SRXH SRx Health Solutions, Inc. negative materiality 0.75

SRX Global receives NYSE American delisting notice; approves 1-for-60 reverse split effective July 6

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June 24, 2026, 5:05 PM ET CWCO Consolidated Water Co. Ltd. negative materiality 0.85

Consolidated Water subsidiary receives new 25-year license with lower water rates

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June 24, 2026, 4:07 PM ET JPM JPMORGAN CHASE & CO neutral materiality 0.65

JPMorgan Chase reports 2026 DFAST results; CET1 ratio minimum 12.4% under severe stress

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June 24, 2026, 3:48 PM ET IONS IONIS PHARMACEUTICALS INC positive materiality 0.85

FDA approves Ionis' TRYNGOLZA for severe hypertriglyceridemia, cuts pancreatitis risk 91%

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June 24, 2026, 11:36 AM ET ADTX Aditxt, Inc. negative materiality 0.95

Nasdaq Panel denies Aditxt listing; trading suspended June 25, 2026

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June 24, 2026, 10:48 AM ET CC Chemours Co negative materiality 0.75

Chemours agrees to $22.5M penalty and $90M in PFAS mitigation projects to settle EPA claims

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June 24, 2026, 9:35 AM ET FEMY FEMASYS INC positive materiality 0.60

Femasys regains compliance with Nasdaq minimum bid price rule after reverse stock split

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June 24, 2026, 7:39 AM ET CGTX COGNITION THERAPEUTICS INC positive materiality 0.80

Cognition Therapeutics receives FDA alignment on pivotal trial design for zervimesine in DLB psychosis

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June 23, 2026, 5:00 PM ET NTHI NEONC TECHNOLOGIES HOLDINGS, INC. positive materiality 0.55

NeOnc receives UAE IND approval for NEO100; Phase 2a data expected by end of July 2026

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June 23, 2026, 4:16 PM ET DEVS DevvStream Corp. negative materiality 0.85

DevvStream receives Nasdaq delisting determination; trading suspended June 24, 2026

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June 23, 2026, 4:15 PM ET QNRX Quoin Pharmaceuticals, Ltd. positive materiality 0.55

Quoin Pharma gets FDA conditional approval of brand name QYLEKI for Netherton Syndrome candidate

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June 23, 2026, 4:05 PM ET TONX TON Strategy Co neutral materiality 0.50

TON Strategy receives Nasdaq reprimand for excess equity awards; listing continues

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June 23, 2026, 4:05 PM ET INMB Inmune Bio, Inc. positive materiality 0.75

MHRA aligns with INmune Bio on regulatory path for Ebstrocel in RDEB; UK MAA planned in 2026

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June 23, 2026, 4:00 PM ET SMSI SMITH MICRO SOFTWARE, INC. positive materiality 0.65

Smith Micro regains Nasdaq minimum bid price compliance after stock closes above $1.00 for 10 days

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June 23, 2026, 3:43 PM ET WORX SCWorx Corp. neutral materiality 0.60

SCWorx secures Nasdaq listing continuation subject to reverse stock split and bid price compliance by Aug 28

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June 23, 2026, 7:51 AM ET GALT GALECTIN THERAPEUTICS INC positive materiality 0.75

Galectin reaches FDA agreement on Phase 3 endpoint for belapectin in MASH cirrhosis

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June 22, 2026, 7:53 PM ET SOUTHWESTERN PUBLIC SERVICE CO neutral materiality 0.70

SPS reaches $90M rate increase stipulation in NMPRC case; Xcel reaffirms EPS guidance

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June 22, 2026, 4:43 PM ET PRAX Praxis Precision Medicines, Inc. positive materiality 0.70

FDA grants Breakthrough Therapy Designation for Praxis Precision Medicines' elsunersen for SCN2A-DEE

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June 22, 2026, 4:05 PM ET SPRO Spero Therapeutics, Inc. positive materiality 0.90

FDA approves Spero Therapeutics' Utebzi, first oral carbapenem for cUTIs

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June 22, 2026, 4:02 PM ET HYFM HYDROFARM HOLDINGS GROUP, INC. negative materiality 0.65

Hydrofarm gets Nasdaq extension to meet equity rule; must close strategic deals

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June 22, 2026, 4:01 PM ET CTEV Claritev Corp positive materiality 0.70

Claritev DOJ criminal investigation closed; civil probe ongoing

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June 22, 2026, 7:08 AM ET NORTHERN STATES POWER CO neutral materiality 0.60

MPUC approves $211M rate increase for Xcel's NSP-Minnesota; ROE rises to 9.60%

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June 22, 2026, 7:00 AM ET INCY INCYTE CORP positive materiality 0.75

Incyte settles CMS dispute over Opzelura Medicaid rebates; records $246M benefit

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June 22, 2026, 7:00 AM ET TRAW Traws Pharma, Inc. neutral materiality 0.40

Traws Pharma to resubmit TXM data package to UK MHRA in Q3 2026 for Phase 2a influenza challenge study

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June 18, 2026, 5:15 PM ET SILO Silo Pharma, Inc. positive materiality 0.50

Silo Pharma regains compliance with Nasdaq minimum bid price rule

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June 18, 2026, 5:00 PM ET NTHI NEONC TECHNOLOGIES HOLDINGS, INC. positive materiality 0.65

NeOnc Technologies gets UAE IND approval for NEO212 brain cancer drug

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June 18, 2026, 4:50 PM ET GRI GRI Bio, Inc. positive materiality 0.70

GRI Bio receives FDA Orphan Drug Designation for GRI-0621 in IPF

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June 18, 2026, 4:30 PM ET RIME Algorhythm Holdings, Inc. negative materiality 0.70

Algorhythm receives Nasdaq bid-price deficiency notice; 180-day cure period

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June 18, 2026, 4:05 PM ET CLOV CLOVER HEALTH INVESTMENTS, CORP. /DE positive materiality 0.80

Clover Health's Medicare Advantage contracts upgraded to 4.5 Stars for payment year 2027

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June 18, 2026, 9:55 AM ET DYAI DYADIC INTERNATIONAL INC negative materiality 0.85

Dyadic receives Nasdaq delisting notice for bid price and continued listing deficiencies

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June 18, 2026, 9:02 AM ET CVKD Cadrenal Therapeutics, Inc. positive materiality 0.65

Cadrenal to file for FDA Rare Pediatric Disease Designation for tecarfarin in Kawasaki

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June 17, 2026, 5:11 PM ET IPALCO ENTERPRISES, INC. positive materiality 0.70

IURC approves AES Indiana base rate settlement; $1.98B revenue, 9.5% ROE

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June 17, 2026, 5:07 PM ET SNBR Sleep Number Corp negative materiality 1.00

Sleep Number receives Nasdaq delisting notice after Chapter 11 filing; trading suspended June 23

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June 17, 2026, 4:36 PM ET CORT CORCEPT THERAPEUTICS INC positive materiality 0.75

Corcept resubmits NDA for relacorilant to FDA for Cushing's syndrome; six-month review expected

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June 17, 2026, 4:02 PM ET GENC GENCOR INDUSTRIES INC positive materiality 0.60

Gencor regains NYSE American listing compliance after filing delayed Q1 10-Q

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June 17, 2026, 8:00 AM ET MIRA MIRA PHARMACEUTICALS, INC. positive materiality 0.60

MIRA submits Phase 2a protocol to FDA for Ketamir-2 in CIPN

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