secwatch / observer

Recent Regulatory 8-K events

Recent 8-Ks about regulator actions, exchange notices, compliance events, and approvals.

50 recent filings JSON RSS

August 12, 2026, 8:40 AM ET DAIC CID Holdco, Inc. negative materiality 0.90

Nasdaq to delist DAIC for failing $50M MVLS; company to appeal by Aug 13

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August 12, 2026, 7:08 AM ET CYCU Cycurion, Inc. negative materiality 0.60

Cycurion confirms Nasdaq hearing on Aug 20; stock still trading

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August 12, 2026, 6:15 AM ET GLND Greenland Energy Co neutral materiality 0.55

Greenland Energy permitting for Jameson Land drilling extended to winter 2027

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August 11, 2026, 5:29 PM ET INBS INTELLIGENT BIO SOLUTIONS INC. positive materiality 0.60

Intelligent Bio Solutions completes final clinical study; FDA 510(k) submission on track for H2 2026

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August 11, 2026, 4:07 PM ET GROV Grove Collaborative Holdings, Inc. negative materiality 0.75

Grove receives NYSE non-compliance notice for market cap/equity below $50M

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August 11, 2026, 4:05 PM ET HOTH Hoth Therapeutics, Inc. negative materiality 0.80

Rocket One faces Nasdaq delisting notice for low bid price; joins Seagate Partner Program

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August 11, 2026, 8:47 AM ET SMXT SolarMax Technology, Inc. neutral materiality 0.60

SolarMax announces 1-for-12 reverse split effective Aug 13 to meet Nasdaq bid price rule

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August 10, 2026, 5:21 PM ET NCPL Netcapital Inc. neutral materiality 0.60

Netcapital granted extra 180-day Nasdaq compliance period; amends Vanquish notes

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August 10, 2026, 5:00 PM ET LEXX Lexaria Bioscience Corp. neutral materiality 0.50

Lexaria Bioscience receives Nasdaq delisting notice but expects compliance via reverse split

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August 10, 2026, 4:15 PM ET BNC CEA Industries Inc. positive materiality 0.25

CEA Industries regains Nasdaq annual-meeting compliance; matter closed

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August 10, 2026, 8:07 AM ET CLNN Clene Inc. positive materiality 0.85

Clene reports biomarker analyses showing CNM-Au8 survival benefit in NfL responders for ALS NDA

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August 7, 2026, 6:49 PM ET RKDA Arcadia Biosciences, Inc. negative materiality 0.75

Arcadia Biosciences receives Nasdaq delisting notice for bid price below $1.00

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August 7, 2026, 5:01 PM ET ILLR Triller Group Inc. positive materiality 0.60

Triller regains Nasdaq compliance; bid price met $1.00 for 20 sessions

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August 7, 2026, 5:00 PM ET HSCS HeartSciences Inc. negative materiality 0.80

HeartSciences receives Nasdaq delisting notice for equity shortfall; plans merger to regain compliance

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August 7, 2026, 5:00 PM ET NUTR NUSATRIP Inc negative materiality 0.90

NusaTrip receives Nasdaq delisting notice; will not appeal, moves to OTC

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August 7, 2026, 4:45 PM ET ORBS Eightco Holdings Inc. negative materiality 0.80

Eightco receives Nasdaq delisting notice for bid price below $1.00

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August 7, 2026, 4:30 PM ET NEON Neonode Inc. negative materiality 0.60

Neonode receives Nasdaq delisting notice for bid price below $1.00

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August 7, 2026, 4:30 PM ET FGBI First Guaranty Bancshares, Inc. negative materiality 0.85

First Guaranty Bank consents to FDIC/OFI order; Tier 1 leverage below required 9%

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August 7, 2026, 4:15 PM ET AVAT Avalanche Treasury Corp negative materiality 0.75

Avalanche Treasury (AVAT) gets Nasdaq delisting warnings for bid price and MVLS

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August 7, 2026, 4:15 PM ET ELUT ELUTIA INC. negative materiality 0.80

Elutia receives Nasdaq delisting notice for bid price below $1.00

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August 7, 2026, 4:05 PM ET ETS Elite Express Holding Inc. positive materiality 0.50

Elite Express regains Nasdaq minimum bid price compliance; matter closed

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August 7, 2026, 4:05 PM ET BRFH BARFRESH FOOD GROUP INC. negative materiality 0.80

Barfresh gets Nasdaq MVLS delisting notice; CFO Lisa Roger to retire by Dec 31

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August 7, 2026, 4:00 PM ET APM Aptorum Group Ltd positive materiality 0.50

Niki BioSolutions regains Nasdaq minimum bid price compliance

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August 7, 2026, 4:00 PM ET GIFT GIFTIFY, INC. negative materiality 0.75

Giftify receives Nasdaq delisting notice for bid price below $1.00

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August 7, 2026, 7:00 AM ET NRXP NRX Pharmaceuticals, Inc. positive materiality 0.60

NRx Pharmaceuticals FDA ANDA review: no drug deficiencies; packaging issue to resolve

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August 6, 2026, 9:27 PM ET REPL Replimune Group, Inc. positive materiality 0.95

FDA grants accelerated approval to Replimune's TUDRIQEV plus nivolumab for advanced melanoma

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August 6, 2026, 4:01 PM ET BioKey (Cayman), Inc. neutral materiality 0.55

BioKey dismisses auditor Simon & Edward, engages Kreit & Chiu CPA LLP

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August 6, 2026, 4:01 PM ET ARAY ACCURAY INC negative materiality 0.65

Accuray transfers listing to Nasdaq Capital Market; gets 180-day bid price extension

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August 6, 2026, 4:01 PM ET LVLU Lulu's Fashion Lounge Holdings, Inc. positive materiality 0.65

Lulu's Fashion Lounge regains Nasdaq compliance on market value standard

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August 6, 2026, 8:30 AM ET OLOX OLENOX INDUSTRIES INC. positive materiality 0.60

Olenox Industries regains Nasdaq compliance after filing delinquent 10-K and 10-Q

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August 5, 2026, 5:06 PM ET DXLG DESTINATION XL GROUP, INC. negative materiality 0.65

DXLG gets Nasdaq approval to transfer to Capital Market; gains 180-day extension to cure bid price deficiency

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August 5, 2026, 4:40 PM ET UPLD Upland Software, Inc. negative materiality 0.75

Upland Software receives Nasdaq deficiency notice for failing $15M MVPHS requirement

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August 5, 2026, 4:31 PM ET GNPX Genprex, Inc. positive materiality 0.60

Genprex regains compliance with Nasdaq minimum bid price requirement

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August 5, 2026, 4:31 PM ET DUK Duke Energy CORP neutral materiality 0.70

Duke Energy Progress files comprehensive rate case settlement with NCUC; reduces requested revenue increase to $338M

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August 5, 2026, 4:04 PM ET VTGN Vistagen Therapeutics, Inc. negative materiality 0.70

Vistagen gets Nasdaq extension to Feb 1, 2027 to cure $1.00 bid price deficiency

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August 5, 2026, 8:55 AM ET CMG CHIPOTLE MEXICAN GRILL INC negative materiality 0.65

Chipotle discloses salmonella investigation; proactively removed jalapeños from restaurants

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August 5, 2026, 8:55 AM ET INBS INTELLIGENT BIO SOLUTIONS INC. positive materiality 0.60

Intelligent Bio Solutions completes usability study for FDA 510(k) submission for drug screening system

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August 4, 2026, 5:20 PM ET VSEE VSEE HEALTH, INC. negative materiality 0.90

VSee Health receives Nasdaq delisting notice; trading to be suspended Aug 6, 2026

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August 4, 2026, 4:21 PM ET SDOT Sadot Group Inc. positive materiality 0.60

Sadot Group regains Nasdaq minimum equity compliance; future compliance still at risk

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August 4, 2026, 4:05 PM ET MGRX MANGOCEUTICALS, INC. neutral materiality 0.50

Mangoceuticals gets Nasdaq bid-price extension to Feb 1, 2027; notes Nuclea Energy deal

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August 4, 2026, 7:52 AM ET CRVO CervoMed Inc. positive materiality 0.65

CervoMed's neflamapimod gets UK Innovation Passport for DLB treatment

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August 3, 2026, 4:15 PM ET AEON AEON Biopharma, Inc. positive materiality 0.75

AEON Biopharma regains NYSE American listing compliance after $13.6M offering

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August 3, 2026, 9:05 AM ET AVR Anteris Technologies Global Corp. neutral materiality 0.55

Anteris Technologies obtains court orders to rectify late cleansing notice for 44,068 CDIs

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August 3, 2026, 7:05 AM ET TNXP Tonix Pharmaceuticals Holding Corp. positive materiality 0.70

Tonix receives FDA alignment on Phase 2 study design for TNX-4800 Lyme disease prevention

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July 31, 2026, 5:15 PM ET BIAF bioAffinity Technologies, Inc. negative materiality 0.70

bioAffinity receives Nasdaq delisting notice for bid price non-compliance; plans appeal

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July 31, 2026, 5:00 PM ET HUMA Humacyte, Inc. negative materiality 0.70

Humacyte receives Nasdaq notice of non-compliance with minimum bid price rule

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July 31, 2026, 5:00 PM ET MIRA MIRA PHARMACEUTICALS, INC. negative materiality 0.60

Mira Pharmaceuticals receives Nasdaq delisting notice for bid price below $1

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July 31, 2026, 4:30 PM ET UPXI UPEXI, INC. negative materiality 0.70

Upexi receives Nasdaq deficiency notice for bid price below $1.00

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July 31, 2026, 4:27 PM ET EME EMCOR Group, Inc. negative materiality 0.35

EMCOR subsidiary receives MSHA imminent danger order at Texas mine; no injuries

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July 31, 2026, 4:15 PM ET TRAW Traws Pharma, Inc. negative materiality 0.75

Traws Pharma receives Nasdaq delisting notice for bid price below $1.00

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