Recent 8-K filings for CAPS
Highest-materiality recent filing
Capstone Holding enters amended equity line financing for up to $20M with Tumim Stone Capital
- Amended and Restated Common Stock Purchase Agreement signed June 11, 2026 with Tumim Stone Capital, LLC.
- New Pre-Market VWAP Purchase (6-9am ET) and Intraday VWAP Purchase (9:01am-3:30pm ET) mechanics replace prior structure.
-
Capstone receives Nasdaq extension to Jan 2027 to regain $1 bid price compliance
Received deficiency letter Jan 7, 2026 for bid price below $1 for 30 consecutive days.
-
Capstone amends equity line pricing to lowest trade or 90% VWAP; valuation period shortened
Amendment to $20M equity line with Tumim Stone Capital sets VWAP purchase price as greater of lowest trade price or 90% of VWAP (excluding open/close prints).
-
Capstone shareholders approve reverse stock split (1:5-1:50) and extend debt maturities
Shareholders approved reverse stock split between 1:5 and 1:50; board may implement within 12 months.
-
Capstone Holding enters amended equity line financing for up to $20M with Tumim Stone Capital
Amended and Restated Common Stock Purchase Agreement signed June 11, 2026 with Tumim Stone Capital, LLC.
-
72% of $6.82M convertible note principal converted by May 1, leaving $1.9M outstanding.
-
Capstone Holding reduces conversion price on $500K of convertible note to $0.57
Principal balance of October 2025 Convertible Note as of April 16, 2026: $1,863,471.69.
-
Capstone completes FCHI acquisition; audited 2024 revenue $16.4M, net income $18K
Acquisition closed Dec 1, 2025; purchased assets of CSIA and all shares of Fraser Canyon Holdings (FCHI).
-
Capstone receives Nasdaq deficiency notice for bid price below $1.00
Nasdaq notified Capstone on Jan 7, 2026 that bid price closed below $1.00 for 30 consecutive days.
-
Nectarine Management, owned by four directors including CEO Matthew Lipman, receives ~$88,700 consent fee (2% of $4.44M cash paid) for FCHI acquisition closed Dec 1, 2025.
-
Capstone targets $100M run-rate by 2026; pro forma revenue $70M after two acquisitions
Pro forma revenue run-rate ~$70M; targeting $100M+ by 2026 via organic growth and M&A.
-
Capstone closes Canadian Stone acquisition, adding $15M revenue and boosting run-rate toward $100M
Acquisition closed Dec 1, 2025; consideration includes C$6.2M cash, C$3.6M in promissory notes, and up to C$3M earn-out.
-
Pro forma revenue $41.2M, up 19% YoY; pro forma adjusted EBITDA +46% YoY; gross profit +34% YoY.
-
Capstone completes acquisition of Carolina Stone Holdings for up to $3.875M (cash + note + earn-out)
Acquired all membership interests of Carolina Stone Holdings, which owns stone distribution and installation operations in NC.
-
Capstone Holding issues second convertible note for $3.25M gross proceeds at $1.10 conversion price
Second senior secured convertible note issued with original principal of $3,545,712.42, 8.34% OID.
-
Capstone exchanges $1.9M related-party debt for non-convertible preferred stock; no dilution
Retired $1.9M in notes from Brookstone entities BP Peptides ($847,919.95) and Brookstone Acquisition ($1,089,222.22) via exchange for Series Z Preferred.
-
Capstone Holding acquires Carolina Stone Distributors for $3.875M plus earn-out
Purchase price: $2,625,000 cash, $1,250,000 seller note, plus earn-out.
-
Capstone cuts conversion price on $3.27M note from $1.72 to $1.00
Conversion price of senior secured note reduced from $1.72 to $1.00, effective Aug 15, 2025.
-
Capstone Holding enters $10.9M convertible note facility; $3M initial draw for acquisition
Company entered securities purchase agreement for up to $10.9M aggregate principal convertible notes with 8.34% OID; first note issued for ~$3.27M principal, gross proceeds $3.0M.
-
Capstone reports FY2024 net loss $2.6M, targets $100M revenue run rate for 2025
FY2024 Capstone consolidated net loss $2.6M; Instone adjusted EBITDA $2.5M (non-GAAP).
-
Capstone Holding prices $5M follow-on offering at $4.00/sh, uplists to Nasdaq Capital Market
Priced follow-on public offering of 1,250,000 shares at $4.00 each for gross proceeds of $5,000,000.
Earnings & guidance
Materiality & sentiment trend
Max materiality 0.80 · Median 0.62 · Most common event other_material