Recent 8-K filings for ASTI

• January 26, 2026, 6:59 PM ET other material materiality 0.75 neutral item 1.01item 3.02item 8.01item 9.01 ◈ Material Agreements ×2

  Ascent Solar raises up to $25M in private placement; $10M upfront with warrant exercise potential

  $10M gross from 1.82M shares/pre-funded warrants at $5.50/share plus warrants for up to 1.82M Series A and 909K Series B shares at $5.50.

• August 6, 2025, 7:59 PM ET other material materiality 0.70 positive item 7.01item 9.01

  Ascent Solar projects 2026 sales $5M-$20M, 2027 $25M-$40M; cites NASA and NOVI milestones

  FY2026 revenue guidance $5M-$20M; FY2027 guidance $25M-$40M; figures not under contract but based on discussions.

• June 30, 2025, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 8.01item 9.01

  Ascent Solar prices $2.0M public offering of 1M shares and 1M warrants

  Gross proceeds $2.0M; net proceeds ~$1.6M after placement agent fees and expenses.

• June 27, 2025, 7:59 PM ET other material materiality 0.65 positive item 8.01item 9.01

  Ascent Solar announces NASA beamed-power CAN and defense teaming agreement

  12-month CAN with NASA Marshall and Glenn to develop CIGS PV modules for beamed power; goal to convert 10x more power from energy-dense light beams.

• May 29, 2025, 7:59 PM ET other material materiality 0.60 neutral item 5.02item 5.07item 9.01

  Ascent Solar shareholders approve equity plan increase to 655k shares, reverse split, and other proposals

  Stockholders approved amendment to 2023 Equity Incentive Plan, increasing share reserve from 155,250 to 655,250 shares.

• October 23, 2024, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 3.02item 9.01

  Ascent Solar raises $1.9M via convertible preferred stock at $2.50/sh conversion price

  Gross proceeds ~$1.9M from sale of 1,900 Series 1C convertible preferred shares at $1,000/share.

• August 19, 2024, 7:59 PM ET other material materiality 0.70 neutral item 3.01item 5.03item 3.03item 9.01

  Ascent Solar effects 1-for-100 reverse stock split to regain Nasdaq compliance

  Reverse split at 1:100 ratio effective 5:00 pm ET Aug. 14, 2024; trading on split-adjusted basis Aug. 15.

• August 13, 2024, 7:59 PM ET other material materiality 0.75 neutral item 5.02item 5.07item 9.01

  Ascent Solar shareholders approve 30x increase in equity plan shares and reverse stock split authorization

  Stockholders approved amendment to 2023 Equity Incentive Plan, increasing share reserve from 525,000 to 15,525,000 shares.

• June 14, 2024, 7:59 PM ET regulatory materiality 0.70 negative item 3.01item 9.01

  Ascent Solar receives Nasdaq deficiency notice for bid price non-compliance; extension to Aug 22 remains

  Failed to meet $1.00 minimum bid price by June 10, 2024; received formal delisting notice on June 11.

• May 30, 2024, 7:59 PM ET other material materiality 0.70 negative item 8.01item 9.01

  Ascent Solar increases ATM offering by $3.98M; sold 47.6M shares for $7.9M since May 16

  Company increased ATM offering by additional $3,981,000, raising total potential to $12,544,000.

• May 23, 2024, 7:59 PM ET other material materiality 0.80 negative item 8.01item 9.01

  Ascent Solar boosts ATM offering by $4.34M after selling $4.22M in shares in one week

  Sold 24,332,693 shares for ~$4.22M since May 16; shares outstanding now 65,394,126.

• May 16, 2024, 7:59 PM ET other material materiality 0.65 neutral item 1.01item 9.01 ◈ Material Agreements

  Ascent Solar enters ATM equity offering for up to $4.2M with H.C. Wainwright

  ATM agreement allows sale of up to $4,219,000 of common stock from time to time.

• April 18, 2024, 7:59 PM ET other material materiality 0.70 neutral item 1.01item 9.01 ◈ Material Agreements ×3

  Ascent Solar completes $5.09M offering, repurchases warrants, takes $685K Cedar loan

  Closed additional tranches of public offering at $0.14/share, raising $5.09M gross from 15.2M shares and 21.2M pre-funded warrants.

• March 11, 2024, 7:59 PM ET other material materiality 0.80 negative item 3.01item 9.01 ◈ Listing & Compliance Notices

  Ascent Solar receives Nasdaq delisting notice for stockholders' equity deficiency of $(1.53M)

  Nasdaq notified Ascent Solar on March 5, 2024 that it no longer satisfies the $2.5M stockholders' equity requirement.

• March 7, 2024, 6:59 PM ET other material materiality 0.65 positive item 1.01item 9.01

  Ascent Solar to repurchase 5.6M warrants for $3.6M contingent on raising >$5M

  Two Warrant Repurchase Agreements with institutional investors for $1.8M each, covering 2,798,116 warrants each.

Materiality & sentiment trend

Max materiality 0.80 · Median 0.65 · Most common event other_material

3 positive 4 negative 15 neutral

source · ASTI on sec.gov