Highest-materiality recent filing
Upland Software receives Nasdaq deficiency notice for failing $15M MVPHS requirement
Received notice on July 31, 2026 for non-compliance with Nasdaq's $15M minimum market value of publicly held shares.
Upland Software appoints Jennifer Simon as CFO effective August 17, 2026
Jennifer Simon, CPA, appointed CFO; previously SVP Finance at NextGen Healthcare and interim CFO at Quest Software.
Upland Software regains Nasdaq minimum bid price compliance after 10-day closing bid above $1.00
Received Nasdaq letter on July 2, 2026 confirming compliance with minimum bid price rule.
Upland Software CFO Michael Hill to retire July 27; David Tamez named interim CFO
Michael D. Hill notified board of his retirement as CFO, effective July 27, 2026.
Upland Software stockholders approve 1-for-10 reverse split and 2024 plan share increase
Reverse stock split at 1-for-10 ratio effective June 17, 2026; no fractional shares, cash in lieu.
Upland Q1 revenue $48.7M (-24% YoY); net loss narrows to $0.09/share; guides FY revenue decline ~9%
Total revenue $48.7M, down 24% YoY; subscription revenue $46.1M, down 23%, mainly from 2025 divestitures.
Upland inadvertently released preliminary Q1 2026 data in ARS; corrected
Company's Annual Report to Stockholders accidentally included preliminary, unaudited Q1 2026 financials.
Upland Software receives Nasdaq bid price deficiency notice; has 180 days to cure
Closing bid price below $1.00 for 30 consecutive business days triggers deficiency letter.
Upland Software dismisses EY as auditor, appoints KPMG for FY2026
Audit Committee dismissed EY effective March 9, 2026, and appointed KPMG for fiscal year 2026.
Upland Q4 revenue $49.3M (-28% YoY); GAAP net loss $0.01/share; Adj EBITDA margin 31%
Total revenue $49.3M, down 28% YoY due to divestitures; subscription revenue $46.7M (-27% YoY).
Upland Software CEO John McDonald to retire; Sean Nathaniel named successor effective May 1, 2026
John T. McDonald retires as CEO effective April 30, 2026; remains Chairman of the Board.
Upland Q3 revenue falls 24% to $50.5M; adj EBITDA margin expands to 32% from 21%
Total revenue $50.5M (-24% YoY) due to divestitures; subscription revenue $47.7M (-25%).
Upland Software board authorizes up to $10M stock repurchase program
Board authorized up to $10M (incl. taxes) for repurchases of common stock.
Upland Q2 revenue down 23% to $53.4M; Adj EBITDA margin expands to 25%
GAAP net loss of $13.0M ($0.51 EPS loss) vs $11.4M loss prior year; revenue decline due to divestitures.
Upland Software completes $240M debt refinancing with Sound Point Capital, maturity extended to 2031
New $240M term loan matures July 2031; proceeds redeemed $258M prior facility.
President and COO Karen Cummings will retire effective July 31, 2025, with no disagreement with the company.
Upland Software stockholders elect three directors, ratify auditor at annual meeting
David Chung, Timothy W. Mattox, David D. May elected Class II directors; 20.99M, 21.61M, 21.10M votes for respectively.
Upland Q1 revenue $63.7M (-10% YoY); net loss narrows; divests mobile messaging unit
Q1 revenue $63.7M (-10% YoY); GAAP net loss $25.8M vs $96.1M loss a year ago.
Upland Software eliminates CSO role, terminates Oliver Yates without cause
On April 1, 2025, Upland Software eliminated the Chief Sales Officer position.
Upland Q4 revenue $68M (-6% YoY), net loss narrows; guides 2025 revenue down 11%
Revenue $68.0M (-6% YoY); subscription revenue $64.3M (-6%). GAAP net loss $3.4M vs $16.0M loss in Q4 2023.
Upland Software amends bylaws to clarify voting standard for non-director matters
Board approved amendment to Second Amended and Restated Bylaws on Feb 25, 2025, effective immediately.
Upland Software CRO Matthew Breslin resigns effective Feb 7, 2025
Matthew Breslin resigns as Chief Revenue Officer, effective February 7, 2025.
Upland Q3 revenue down 10% to $66.7M; net loss narrows to $0.12/share; guides Q4 revenue down 5%
Total revenue $66.7M (-10% YoY); subscription revenue $63.8M (-9% YoY); GAAP net loss $1.7M vs $8.7M loss last year.
Total revenue $69.3M, down 7% YoY; subscription & support $65.5M, down 7%.
Shareholders approve NOL-protection rights plan and new equity plan at annual meeting
Approved 2024 Tax Benefit Preservation Plan to guard NOLs; one preferred stock purchase right per share dividend.
Upland Q1 revenue down 8% YoY to $70.7M; guides FY24 revenue down 8% at midpoint
Total revenue $70.7M, down 8% YoY; subscription revenue $67.1M, also down 8%.
Upland Q4 revenue $72.2M (-8% YoY); FY24 guidance implies continued decline
Q4 total revenue $72.2M (-8% YoY); subscription revenue $68.2M (-8% YoY).
Karen Cummings promoted to President and COO effective Jan 25, 2024; she was previously EVP and Senior General Manager since March 2021.
Upland Software director resignation, new director, and COO departure
Director Joe Ross resigns effective Jan 1, 2024; Tim Mattox appointed as Class II director.
Upland Q3 revenue down 7% YoY to $74.1M; net loss widens; Q4 adj EBITDA guide down 42%
GAAP net loss $8.7M ($0.31 per share) vs loss of $6.5M ($0.22) a year ago.
Upland Software CLO resigns; Board authorizes $15M share buyback
Kin Gill resigns as CLO and Secretary effective September 30, 2023.
Upland Software Q2 revenue $74.5M (-7% YoY); guides FY2023 revenue down 6% at midpoint
Total revenue $74.5M, down 7% YoY from $80.2M; subscription & support $70.5M (-6%).
Authorized common stock increased from 50M to 75M shares; amendment effective June 7, 2023.
Upland Q1 revenue $77.1M (-2% YoY); GAAP net loss $140M on $128.8M goodwill impairment
Total revenue $77.1M, down 2% YoY; subscription revenue $72.9M, down 1% (flat ex-FX). Beat Q1 guidance midpoint.
Upland Software adopts poison pill to protect ~$147M in NOLs; triggers at 4.9% stake
As of March 31, 2023, Upland had approximately $147 million in U.S. federal net operating loss carryforwards (NOLs).
Upland Software Q4 revenue $78.8M (+4% YoY), guides Q1 revenue down 5% YoY; announces growth plan
Q4 total revenue $78.8M (+4% YoY, +7% constant currency); subscription & support $74.1M (+3%).
Upland Q3 revenue $79.5M (+5% YoY), beats guidance; closes $115M HGGC investment
Total revenue $79.5M, up 5% YoY (3% FX headwind); subscription & support revenue $75.1M (+4% YoY).
Issued 115,000 shares of Series A Convertible Preferred at $1,000/share to HGGC affiliate for aggregate $115M.
Upland Software reports Q2 revenue $80.2M, beats guidance; announces $115M HGGC investment
Total revenue $80.2M (+5% YoY); subscription & support $75.0M (+4% YoY); GAAP net loss $16.4M ($0.52/share loss).
Upland receives $115M HGGC investment; President Favaron to resign Aug 31
HGGC invests $115M in convertible preferred stock at $1,000/share; conversion price $17.50 (30% premium to July 13 close).
Upland shareholders reject advisory vote on executive compensation at 2022 annual meeting
Say-on-pay proposal received 3.3M For, 15.5M Against, and 4.3M broker non-votes.
Upland Software Q1 revenue $78.7M (+6% YoY), beats guidance; guides Q2 rev $77.5-81.5M
GAAP net loss $22.8M ($0.73 loss per share) vs $20.7M loss a year ago.
Upland Q4 revenue $75.7M (-3% YoY); net loss $7.5M; acquires BA Insight for $33.4M
Q4 total revenue $75.7M (-3% YoY); subscription & support $72.3M (-4% YoY).
Upland Software acquires Objectif Lune for $34.3M total; expects $13M annual revenue, $5.2M EBITDA
Total consideration: $29.0M cash at closing plus $5.3M cash holdback payable in 12 months.
Upland Q3 revenue $76.1M (+3% YoY); net loss $11.0M; sales performance misses expectations
GAAP net loss $11.0M ($0.36/share); Adjusted EBITDA $25.0M (33% margin), flat YoY.
Upland Q2 revenue +7% to $76.3M; GAAP loss widens to $19.0M; acquires Panviva
Total revenue $76.3M (+7% YoY); subscription & support $72.4M (+7%).
On July 17, 2026, the board of directors (the “Board”) of Upland Software, Inc. (the “Company”) appointed Jennifer Simon to serve as Chief Financial Officer of the Company, effective as of August 17, 2026 (the “Effective Date”).
On June 30, 2026, Michael D. Hill, Chief Financial Officer of Upland Software, Inc. (the “Company”) notified the board of directors of the Company (the “Board”) of his intention to retire as Chief Financial Officer, effective July 27, 2026 (the “Effective Date”).
On July 6, 2026, the Board appointed David Tamez to serve as the interim Chief Financial Officer of the Company, effective as of the Effective Date, until a permanent successor is identified.
On April 1, 2025, Upland Software, Inc. (the “Company”) eliminated the Chief Sales Officer (“CSO”) position and terminated Oliver Yates, the Company’s CSO, without cause, effective immediately.
On January 28, 2025, Matthew Breslin, the Chief Revenue Officer of Upland Software, Inc. (the “Company”), informed the Company that he will resign effective February 7, 2025.
Effective January 25, 2024, Upland Software, Inc. (the “Company”) has promoted Karen Cummings to President and Chief Operating Officer of the Company.
On December 7, 2023, Chief Operating Officer Paul Miller notified the Company of his resignation effective January 31, 2024 to pursue other opportunities.
On December 5, 2023, director Joe Ross notified the Company of his resignation as a member of the Board, effective January 1, 2024.
On December 5, 2023, the Board appointed Tim Mattox to the Board as a Class II director, effective January 1, 2024, to fill the vacancy created by Mr. Ross’ resignation.
On September 1, 2023, Kin Gill, the Chief Legal Officer and Secretary of Upland Software, Inc. (the “Company”), informed the Company that he intends to resign from his position effective as of September 30, 2023.
Michael D. Hill, the Company’s Chief Financial Officer, will serve as the Company’s interim Secretary, effective September 30, 2023.
the Purchaser nominated David Chung to serve on the Board, and Mr. Chung was appointed to the Board on August 23, 2022 effective upon the Closing.
Max materiality 0.85 · Median 0.65 · Most common event earnings